Pilgrim Smallcap Opportunities Fund Sample Contracts
AMENDMENT TO CUSTODIAN CONTRACT This Amendment to the Custodian Contract is made as of February 28, 1998 by and between each entity set forth on Attachment I (as such Attachment I may be amended from time to time) to the Custodian Contract referred to...Custodian Contract • February 27th, 1998 • Northstar Advantage Special Fund
Exhibit (d) INVESTMENT MANAGEMENT AGREEMENT PILGRIM SMALLCAP OPPORTUNITIES FUND AGREEMENT made this ___ day of September 2000, by and between PILGRIM SMALLCAP OPPORTUNITIES FUND a Massachusetts business trust, (the "Fund") and PILGRIM INVESTMENTS,...Investment Management Agreement • March 1st, 2001 • Pilgrim Smallcap Opportunities Fund • Arizona
Exhibit 6(f)Dealer Agreement • December 29th, 1995 • Northstar Advantage Special Fund • Connecticut
FORM OF ADMINISTRATION AGREEMENT AGREEMENT made the __ day of ___, between ________ and ING Pilgrim Group, LLC (the "Administrator"), a Delaware corporation. WHEREAS, the Trust is an open-end management investment company registered under the...Administration Agreement • February 27th, 2002 • Ing Smallcap Opportunities Fund • Arizona
Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this _____ day of _____________, 2001, by and between Pilgrim SmallCap Opportunities Fund, a Massachusetts business trust...Agreement and Plan of Reorganization • December 15th, 2000 • Pilgrim Smallcap Opportunities Fund • Massachusetts
Exhibit (e) UNDERWRITING AGREEMENT FOR PILGRIM SMALLCAP OPPORTUNITIES FUND AGREEMENT made and entered into by and between PILGRIM SMALLCAP OPPORTUNITIES FUND (the "Fund"), a Massachusetts business trust, and PILGRIM SECURITIES, INC., a Delaware...Underwriting Agreement • March 1st, 2001 • Pilgrim Smallcap Opportunities Fund
Exhibit 4 FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this __ day of _____________, 2001, by and between Pilgrim SmallCap Opportunities Fund, a Massachusetts business trust,...Agreement and Plan of Reorganization • December 12th, 2001 • Pilgrim Smallcap Opportunities Fund • Massachusetts
Exhibit (e)(2) FORM OF UNDERWRITING AGREEMENT FOR PILGRIM SMALLCAP OPPORTUNITIES FUND AGREEMENT made and entered into by and between PILGRIM SMALLCAP OPPORTUNITIES FUND (the "Fund"), a Massachusetts business trust, and ING PILGRIM SECURITIES, INC., a...Underwriting Agreement • October 1st, 2001 • Pilgrim Smallcap Opportunities Fund
UNDERWRITING AGREEMENT FOR CLASS B SHARES OF NORTHSTAR SPECIAL FUND AGREEMENT made and entered into by and between NORTHSTAR SPECIAL FUND (the "Fund"), a Massachusetts business trust, and NORTHSTAR DISTRIBUTORS, INC., a Minnesota corporation (the...Underwriting Agreement • February 27th, 1998 • Northstar Advantage Special Fund
Exhibit 5a NORTHSTAR ADVANTAGE SPECIAL FUND SUBADVISORY AGREEMENT AGREEMENT made this 1st day of February, 1996 by and between Northstar Investment Management Corporation, a Delaware Corporation (hereinafter the "Adviser"), investment adviser for the...Subadvisory Agreement • February 29th, 1996 • Northstar Advantage Special Fund • Nevada
Exhibit (h)(3) [FORM OF SELLING GROUP AGREEMENT]Selling Group Agreement • April 30th, 2001 • Pilgrim Smallcap Opportunities Fund • Arizona
Exhibit (h)(4) [FORM OF FINANCIAL INSTITUTIONAL SELLING GROUP AGREEMENT] ING PILGRIM SECURITIES, INC. 7337 E. DOUBLETREE RANCH ROAD SCOTTSDALE, AZ 85258-2034 (480) 477-3000 OR (800) 334-3444 FINANCIAL INSTITUTION SELLING GROUP AGREEMENT...Financial Institution Selling Group Agreement • April 30th, 2001 • Pilgrim Smallcap Opportunities Fund • Arizona
Exhibit 7 UNDERWRITING AGREEMENT FOR PILGRIM SMALLCAP OPPORTUNITIES FUND AGREEMENT made and entered into by and between PILGRIM SMALLCAP OPPORTUNITIES FUND (the "Fund"), a Massachusetts business trust, and PILGRIM SECURITIES, INC., a Delaware...Underwriting Agreement • December 15th, 2000 • Pilgrim Smallcap Opportunities Fund
AMENDED AND RESTATED UNDERWRITING AGREEMENT FOR CLASS B SHARES OF PILGRIM SMALLCAP OPPORTUNITIES FUND WHEREAS, Northstar Distributors, Inc., a Minnesota corporation, and Northstar Special Fund, a Massachusetts business trust (the "Fund"), have entered...Underwriting Agreement • January 5th, 2000 • Pilgrim Smallcap Opportunities Fund
Exhibit 6 INVESTMENT MANAGEMENT AGREEMENT PILGRIM SMALLCAP OPPORTUNITIES FUND AGREEMENT made this ___ day of September 2000, by and between PILGRIM SMALLCAP OPPORTUNITIES FUND a Massachusetts business trust, (the "Fund") and PILGRIM INVESTMENTS, INC.,...Investment Management Agreement • December 15th, 2000 • Pilgrim Smallcap Opportunities Fund • Arizona