RECITALSSelling Group Agreement • November 3rd, 2014 • Agl Separate Account Vl-R • Texas
SELLING GROUP AGREEMENT – DWS Distributors, Inc.Selling Group Agreement • November 29th, 2022 • Deutsche DWS Asset Allocation Trust
As principal underwriter and distributor, we invite you to join a Selling Group for the distribution of Shares (as defined below) of the DWS Funds (“Funds”), subject to the terms of this Selling Group Agreement (“Agreement”). For purposes of this Agreement, the Funds shall include Class A, Class C, Class R, Class R6, Class S and Institutional Class shares of the Funds and such additional classes as we may from time to time specify by supplement hereto (the “Shares”). In our capacity as exclusive agent of each Fund, we offer to sell to you Shares of the Funds subject to the following terms:
Exhibit 99e CALIFORNIA INVESTMENT TRUST 44 Montgomery Street, Suite 2100 San Francisco, California 94104 Date: January 1, 2007 RFS Partners 44 Montgomery Street, Suite 2100 San Francisco, California 94104Selling Group Agreement • October 31st, 2006 • California Investment Trust • New York
EXHIBIT 3(c) SELLING GROUP AGREEMENT AMERICAN GENERAL SECURITIES INCORPORATED AND THE UNITED STATES LIFE INSURANCE COMPANY IN THE CITY OF NEW YORK This Selling Group Agreement ("Agreement") is made among American General Securities Incorporated, a...Selling Group Agreement • May 27th, 1999 • U S Life Insurance Co in City of Ny Sep Act Usl Va-R • Texas
2 3 10. All communications to us should be sent to the address in the heading above. Any notice to you shall be duly given if mailed or telegraphed to you at the address specified by you below.Selling Group Agreement • January 23rd, 2001 • Scudder Weisel Capital Entrepreneurs Fund • Delaware
2,121,151 Shares of Cumulative Callable Series A Preferred Stock Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENTSelling Group Agreement • December 18th, 2008 • Gabelli Global Deal Fund • New York
SELLING GROUP AGREEMENT KEMPER DISTRIBUTORS, INC. Dear Financial Services Firm: As principal underwriter and distributor, we invite you to join a Selling Group for the distribution of shares of the Kemper Funds (herein called "Funds"), but only in...Selling Group Agreement • January 29th, 1999 • Kemper Value Series Inc
With respect to sales of shares of any tax-exempt fund, the commission schedule for sales of shares to retirement plans of organizations with assets of $100 million or more is inapplicable. 4. On sales of shares of Companies listed in Category 3 on...Selling Group Agreement • December 30th, 1997 • Capital Income Builder Inc • Maryland
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between CAPITAL INCOME BUILDER, INC., a Maryland corporation (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E T H: WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end investment company which offers shares of common stock and it is a part of the business of the Fund, and affirmatively in the interest of the Fund, to offer shares of the Fund and shares of future series for sale, either continuously, or from time to time by means of such arrangements as are determined by its Directors to be appropriate; and WHEREAS, AFD is engaged in the business of promoting the distribution of shares of investment companies through securities broker-dealers; and WHEREAS, the Fund and AFD wish to enter into an agreement with each other to promote the distribution of the shares of the Fund and of all series of the F
Capstone Asset Planning Company DEALER AND SELLING GROUP AGREEMENT Ladies and Gentlemen:Selling Group Agreement • December 30th, 2004 • Capstone Series Fund Inc • Texas
As the distributor of the shares ("Shares") of each investment company portfolio ("Fund")of the investment company or companies covered hereunder (collectively, "Company"), as listed in Appendix A which may be amended by us from time to time, Capstone Asset Planning Company ("Distributor") hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms "we," "us," and similar words refer to the Distributor, and the terms "you," "your," and similar words refer to the dealer executing this agreement, including its associated persons.
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between THE TAX-EXEMPT MONEY FUND OF AMERICA, a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E...Selling Group Agreement • November 26th, 1997 • Tax Exempt Money Fund of America • California
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
4. We shall furnish you without charge a "copy ready" Prospectus, with any supplements currently in effect, and "copy ready" sales materials issued by us from time to time. In theSelling Group Agreement • April 7th, 1998 • Senior Retirement Communities Inc • Services-nursing & personal care facilities
Exhibit (e)(4) SELLING GROUP AGREEMENT KEMPER DISTRIBUTORS, INC. 222 South Riverside Plaza, Chicago, Illinois 60606 Dear Financial Services Firm: As principal underwriter and distributor, we invite you to join a Selling Group for the distribution of...Selling Group Agreement • February 26th, 1999 • Kemper Europe Fund
SELLING GROUP AGREEMENT KEMPER DISTRIBUTORS, INC. 222 South Riverside Plaza, Chicago, Illinois 60606 Dear Financial Services Firm: As principal underwriter and distributor, we invite you to join a Selling Group for the distribution of shares of the...Selling Group Agreement • January 29th, 1999 • Kemper Growth Fund • Illinois
SELLING GROUP AGREEMENT FOR LINCOLN FINANCIAL ADVISORS Effective July 1, 1997 this Agreement is made between Lincoln Financial Advisors [hereinafter called the "Broker"] and The Lincoln National Life Insurance Company, located at 1300 South Clinton...Selling Group Agreement • August 17th, 2001 • Lincoln Life Flexible Premium Variable Life Account M • Indiana
EXHIBIT 3(b) SELLING GROUP AGREEMENT AMERICAN GENERAL DISTRIBUTORS, INC. AND AMERICAN GENERAL LIFE INSURANCE COMPANY This Selling Group Agreement ("Agreement") is made among American General Distributors, Inc., a registered broker-dealer and the...Selling Group Agreement • October 11th, 2000 • Agl Separate Account Vl R • Texas
Exhibit (h)(3) [FORM OF SELLING GROUP AGREEMENT]Selling Group Agreement • April 30th, 2001 • Pilgrim Growth & Income Fund Inc • Arizona
1 EX-99.B6-selling SELLING GROUP AGREEMENT JACKSON NATIONAL FINANCIAL SERVICES, INC. 5901 Executive Drive, P. O. Box 24068 Lansing, Michigan 48909Selling Group Agreement • February 28th, 1996 • Jackson National Capital Management Funds • Michigan
SELLING GROUP AGREEMENTSelling Group Agreement • July 31st, 2014 • Pear Tree Funds • Massachusetts
We are hereby inviting you to participate in the selling group and, subject to the terms and conditions set forth below, to make available to your customers the Shares. By your acceptance hereof, you agree to find purchasers for the Shares, to purchase Shares only from us or from your customers, and to act only as agent for your customers or dealer for your own account, with no authority to act as agent for the Funds, for us or for any other dealer in any respect.
FORM OF SELLING GROUP AGREEMENTSelling Group Agreement • February 5th, 2010 • Salient Absolute Return Institutional Fund • New York
Exhibit 3 SELLING GROUP AGREEMENT AMERICAN LEGACY SUITE OF PRODUCTS This Selling Group Agreement applies to the duly registered and licensed broker/dealer, which by signing below does evidence its desire to distribute certain Individual and Group...Selling Group Agreement • June 9th, 2003 • Lincoln National Variable Annuity Account H • Indiana
SELLING GROUP AGREEMENT -----------------------------------: As principal underwriter for the Issuers on Exhibit I, which is made a part of this agreement, we invite you to participate in the distribution of any or all such bonds subject to the...Selling Group Agreement • August 29th, 2001 • Village at Oakwood LLC
FORM N-4, ITEM 24(b) 8.47 Form of Selling Group Agreement between Teachers Advisors, Inc., Teachers Personal Investors Services, Inc., OneAmerica Securities, Inc. and American United Life Insurance Company(R) ----------------...Selling Group Agreement • April 19th, 2010 • Aul American Unit Trust • New York
SELLING GROUP AGREEMENTSelling Group Agreement • December 28th, 2012 • Monteagle Funds • New York
Matrix Capital Group, Inc. (“Matrix”) is the principal underwriter for the shares of the Monteagle Funds, a Delaware business trust ("Company") registered as an open-end management investment company under the Investment Company Act of 1940 (the "Act"). The shares of additional series or classes of the Company may become available for sale in the future, in which event, the terms and conditions of this Agreement will be fully applicable thereto.
ContractSelling Group Agreement • December 15th, 2006 • Tennessee Valley Authority • New York
This Discount Notes Selling Group Agreement has been filed to provide investors with information regarding its terms. It is not intended to provide any other factual information about the Tennessee Valley Authority. The representations and warranties of the parties in this Discount Notes Selling Group Agreement were made to, and solely for the benefit of, the other parties to this Discount Notes Selling Group Agreement. The assertions embodied in the representations and warranties may be qualified by information included in schedules, exhibits or other materials exchanged by the parties that may modify or create exceptions to the representations and warranties. Accordingly, investors should not rely on the representations and warranties as characterizations of the actual state of facts at the time they were made or otherwise.
FEF Distributors, LLC 1345 AVENUE OF THE AMERICAS NEW YORK, NY 10105 (212) 698-3000 FIRST EAGLE FUNDS SELLING GROUP AGREEMENTSelling Group Agreement • June 21st, 2011 • First Eagle Funds • New York
As Distributor and principal underwriter of the Shares (the “Shares”) of beneficial interest of First Eagle Funds, a Delaware statutory trust (the “Fund”), and the series thereof as set forth in Exhibit A hereto, FEF Distributors, LLC, invites you to join a selling group for the distribution of the Shares of the Fund. As exclusive agent of the Fund, we offer to sell you Shares on the following terms:
Exhibit 99.2h(ii) SELLING GROUP AGREEMENT Scudder Distributors, Inc. 222 South Riverside Plaza Chicago, IL 60606 Dear Financial Services Firm: As principal underwriter and distributor, we invite you to join a Selling Group for the distribution of...Selling Group Agreement • December 24th, 2003 • Topiary Benefit Plan Investor Fund LLC • New York
SELLING GROUP AGREEMENTSelling Group Agreement • July 27th, 2007 • Quantitative Group of Funds • Massachusetts
We are hereby inviting you to participate in the selling group and, subject to the terms and conditions set forth below, to make available to your customers the Shares. By your acceptance hereof, you agree to find purchasers for the Shares, to purchase Shares only from us or from your customers, and to act only as agent for your customers or dealer for your own account, with no authority to act as agent for the Funds, for us or for any other dealer in any respect.
FEF Distributors, LLC NEW YORK, NY 10105 FIRST EAGLE FUNDS SELLING GROUP AGREEMENTSelling Group Agreement • November 28th, 2011 • First Eagle Funds • New York
As Distributor and principal underwriter of the Shares (the “Shares”) of beneficial interest of First Eagle Funds, a Delaware statutory trust (the “Fund”), and the series thereof as set forth in Exhibit A hereto, FEF Distributors, LLC, invites you to join a selling group for the distribution of the Shares of the Fund. As exclusive agent of the Fund, we offer to sell you Shares on the following terms:
Selling Group Agreement (Without Commitment)Selling Group Agreement • December 23rd, 2009 • Primerica, Inc. • Fire, marine & casualty insurance • Delaware
THIS AGREEMENT, made this 22 day of June, 1992 between AMERICAN CAPITAL MARKETING, INC., (the “Distributor”), principal distributor for shares of capital stock (the “Shares”) of certain mutual funds managed by American Capital Asset Management, Inc. and publicly distributed by the Distributor (the “Funds”) and PFS Investments Inc., a securities dealer. The Dealer is a member of the National Association of Securities Dealers, Inc. or, if a foreign dealer, agrees to abide by all of the rules and regulations of the National Association of Securities Dealers, Inc. for purposes of this Agreement. In consideration of the mutual covenants stated below, the parties hereto agree as follows:
EX-99.B6(c) ADDENDUM - SELLING GROUP AGREEMENT ADDENDUM TO KEMPER DISTRIBUTORS, INC. SELLING GROUP AGREEMENT Your Selling Group Agreement, including any subsequent amendments thereto ("Agreement"), with Kemper Distributors, Inc. ("KDI") for the...Selling Group Agreement • December 18th, 1996 • Kemper National Tax Free Income Series
FIRST EAGLE FUNDS SELLING GROUP AGREEMENTSelling Group Agreement • April 30th, 2014 • First Eagle Funds • New York
As Distributor and principal underwriter of the Shares (the “Shares”) of beneficial interest of First Eagle Funds, a Delaware statutory trust (the “Fund”), and the series thereof as set forth in Exhibit A hereto, FEF Distributors, LLC, invites you to join a selling group for the distribution of the Shares of the Fund. As exclusive agent of the Fund, we offer to sell you Shares on the following terms:
FORM N-4, ITEM 24(b) 8.52 Form of Form of SELLING GROUP AGREEMENT between MATRIX CAPITAL GROUP, INC., American United Life Insurance Company & OneAmerica Securities, Inc. --------------------------------------------------------------...Selling Group Agreement • April 19th, 2011 • Aul American Unit Trust • New York
FIRST EAGLE FUNDS SELLING GROUP AGREEMENTSelling Group Agreement • February 27th, 2019 • First Eagle Funds • New York
As Distributor and principal underwriter of the Shares (the “Shares”) of beneficial interest of First Eagle Funds, a Delaware statutory trust (the “Fund”), and the series thereof as set forth in Exhibit A hereto, FEF Distributors, LLC, invites you to join a selling group for the distribution of the Shares of the Fund. As exclusive agent of the Fund, we offer to sell you Shares on the following terms:
SELLING GROUP AGREEMENT PACIFIC SELECT DISTRIBUTORS, LLC Newport Beach, California 92660Selling Group Agreement • July 28th, 2015 • PACIFIC FUNDS SERIES TRUST (Formerly Called PACIFIC LIFE FUNDS) • Delaware
As distributor, we invite you to join a selling group (“Selling Group”) for the distribution of shares of the series of the Pacific Funds Series Trust (the “Trust”) (each series herein called a “Fund”), but only in those locations in which the shares of the Trust may legally be offered for sale. On behalf of the Trust, we offer to sell to you shares of each Fund on the following terms:
KEMPER FINANCIAL SERVICES, INC.Selling Group Agreement • April 28th, 1997 • Kilico Variable Separate Account/Il • Illinois
