21Shares Polkadot ETF Sample Contracts
FOURTH AMENDED AND RESTATED TRUST AGREEMENT OF 21SHARES POLKADOT STAKING ETF Dated as of August 26, 2026 By and Among 21SHARES US LLC CSC DELAWARE TRUST COMPANY and THE SHAREHOLDERS FROM TIME TO TIME HEREUNDERTrust Agreement • August 26th, 2026 • 21Shares Polkadot Staking ETF • Commodity contracts brokers & dealers • Delaware
Contract Type FiledAugust 26th, 2026 Company Industry JurisdictionThis FOURTH AMENDED AND RESTATED TRUST AGREEMENT (this “Trust Agreement”) of 21SHARES POLKADOT STAKING ETF (the “Trust”) is made and entered into as of August 26, 2026, by and among 21SHARES US LLC, a Delaware limited liability company and sponsor of the Trust (the “Sponsor”), CSC DELAWARE TRUST COMPANY, a Delaware corporation, as trustee (the “Trustee”), and the SHAREHOLDERS from time to time hereunder.
THIRD AMENDED AND RESTATED TRUST AGREEMENT OF 21SHARES POLKADOT ETF Dated as of [*], 2026 By and Among 21SHARES US LLC CSC DELAWARE TRUST COMPANY and THE SHAREHOLDERS FROM TIME TO TIME HEREUNDERTrust Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • Delaware
Contract Type FiledJanuary 20th, 2026 Company Industry JurisdictionThis THIRD AMENDED AND RESTATED TRUST AGREEMENT of 21SHARES POLKADOT ETF (the “Trust”) is made and entered into as of [*], by and among 21SHARES US LLC, a Delaware limited liability company and sponsor of the Trust (the “Sponsor”), CSC DELAWARE TRUST COMPANY, a Delaware corporation, as trustee (the “Trustee”), and the SHAREHOLDERS from time to time hereunder.
21SHARES POLKADOT ETF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • New York
Contract Type FiledJanuary 20th, 2026 Company Industry JurisdictionThis Authorized Participant Agreement (the “Agreement”), dated as of [●], 2026, is entered into by and among 21Shares Polkadot ETF (the “Trust”), 21Shares US LLC, a Delaware limited liability company and the sponsor of the Trust (the “Sponsor”), as sponsor of the Trust, and [ ], a [Delaware corporation] (the “Authorized Participant”), and is subject to acceptance by The Bank of New York Mellon (“BNY Mellon” or “Transfer Agent”).
STAKING AGREEMENTStaking Agreement • May 8th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • New York
Contract Type FiledMay 8th, 2026 Company Industry JurisdictionThis Figment Staking Agreement (this “Agreement”), dated May 4, 2026 (the “Effective Date”), is entered into between Figment Inc. (“Figment”), an Ontario corporation with a place of business at 545 King St. West, Toronto, Ontario, Canada, M5V 1M1 and 21Shares Polkadot ETF, a Delaware statutory trust with a place of business at 158 W. 27th Street, 4th Floor, New York, NY 10001 (“Delegator”).
THIRD AMENDED AND RESTATED TRUST AGREEMENT OF 21SHARES POLKADOT ETF Dated as of [*], 2026 By and Among 21SHARES US LLC CSC DELAWARE TRUST COMPANY and THE SHAREHOLDERS FROM TIME TO TIME HEREUNDERTrust Agreement • February 25th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • Delaware
Contract Type FiledFebruary 25th, 2026 Company Industry JurisdictionThis THIRD AMENDED AND RESTATED TRUST AGREEMENT of 21SHARES POLKADOT ETF (the “Trust”) is made and entered into as of February [*], 2026, by and among 21SHARES US LLC, a Delaware limited liability company and sponsor of the Trust (the “Sponsor”), CSC DELAWARE TRUST COMPANY, a Delaware corporation, as trustee (the “Trustee”), and the SHAREHOLDERS from time to time hereunder.
AMENDMENT NO. 1 TO SPONSOR AGREEMENTSponsor Agreement • August 26th, 2026 • 21Shares Polkadot Staking ETF • Commodity contracts brokers & dealers
Contract Type FiledAugust 26th, 2026 Company IndustryTHIS AMENDMENT (this “Amendment”) to the Sponsor Agreement, dated as of March 4, 2026 by and between 21Shares US LLC, a Delaware limited liability company (the “Sponsor”) and 21Shares Polkadot Staking ETF (the “Trust” and such agreement, the “Sponsor Agreement”), is made as of August 26, 2026 (the “Effective Date”) by and between the Sponsor and the Trust.
MARKETING AGENT AGREEMENTMarketing Agent Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • New York
Contract Type FiledJanuary 20th, 2026 Company Industry JurisdictionTHIS AGREEMENT is made and entered into as of this day of by and among 21Shares Polkadot ETF, a Delaware statutory trust (the “Trust” or the “Client”), which is sponsored by 21Shares US LLC, a Delaware limited liability company (the “Sponsor”), and Foreside Global Services, LLC, a Delaware limited liability company (“Foreside”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers
Contract Type FiledJanuary 20th, 2026 Company IndustryTHIS AGREEMENT is made as of the [ ] day of [ ], by and between 21Shares Polkadot ETF (hereinafter the “Trust”), a Delaware statutory trust, having its principal office and place of business at 477 Madison Avenue, 6th Floor, New York, New York 10022 and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the “Bank”).
CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And 21SHARES POLKADOT ETFCustody Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • New York
Contract Type FiledJanuary 20th, 2026 Company Industry JurisdictionThis Custody Agreement is made and entered into as of the latest date set forth on the signature page hereto (the “Effective Date”) by and between THE BANK OF NEW YORK MELLON, a New York state chartered bank (“BNY Mellon”), and 21SHARES POLKADOT ETF, a Delaware statutory trust (“Customer”), by 21Shares US LLC, the Sponsor to the Customer. BNY Mellon and Customer are collectively referred to as the “Parties” and individually as a “Party”.
COINBASE PRIME BROKER AGREEMENT General Terms and ConditionsCoinbase Prime Broker Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • New York
Contract Type FiledJanuary 20th, 2026 Company Industry Jurisdiction
MASTER INFRASTRUCTURE-AS-A-SERVICE AGREEMENTMaster Infrastructure-as-a-Service Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • New York
Contract Type FiledJanuary 20th, 2026 Company Industry JurisdictionThis Master Infrastructure-as-a-Service Agreement (including any applicable Exhibits and Order Schedules attached hereto, as amended and in effect from time to time, this “Agreement”), effective as of (“Effective Date”), is by and between Coinbase Crypto Services, LLC, a Delaware limited liability company (“Coinbase “), and 21Shares Polkadot ETF, a Delaware statutory trust (“Customer”). Coinbase and Customer may each be referred to individually as a “party” and collectively as the “parties”. Coinbase and Customer hereby agree as follows:
THIRD AMENDED AND RESTATED TRUST AGREEMENT OF 21SHARES POLKADOT ETF Dated as of [*], 2026 By and Among 21SHARES US LLC CSC DELAWARE TRUST COMPANY and THE SHAREHOLDERS FROM TIME TO TIME HEREUNDERTrust Agreement • February 17th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • Delaware
Contract Type FiledFebruary 17th, 2026 Company Industry JurisdictionThis THIRD AMENDED AND RESTATED TRUST AGREEMENT of 21SHARES POLKADOT ETF (the “Trust”) is made and entered into as of [*], by and among 21SHARES US LLC, a Delaware limited liability company and sponsor of the Trust (the “Sponsor”), CSC DELAWARE TRUST COMPANY, a Delaware corporation, as trustee (the “Trustee”), and the SHAREHOLDERS from time to time hereunder.
SUBSCRIPTION AGREEMENTSubscription Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers
Contract Type FiledJanuary 20th, 2026 Company IndustryTHIS SUBSCRIPTION AGREEMENT is entered into as of the [ ] day of [ ], 2026, between 21Shares Polkadot ETF, a Delaware statutory trust organized and existing under the laws of Delaware (the “Trust”), and 21Shares US LLC, a limited liability company organized and existing under the laws of Delaware (the “Purchaser”).
SPONSOR AGREEMENTSponsor Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • Delaware
Contract Type FiledJanuary 20th, 2026 Company Industry JurisdictionTHIS SPONSOR AGREEMENT (the “Agreement”), dated as of [ ], is made by and between 21Shares US LLC, a Delaware limited liability company (“Sponsor”), and 21Shares Polkadot ETF, a statutory trust organized under the laws of Delaware (the “Trust”).
TRUST AGREEMENT OF JURA PENTIUM TRUST 3Trust Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers
Contract Type FiledJanuary 20th, 2026 Company IndustryTHIS TRUST AGREEMENT (this “Agreement”) is made as of October 29, 2024, by and between 21Shares US LLC, as depositor (the “Depositor”), and CSC DELAWARE TRUST COMPANY, as trustee (the “Trustee”). The parties hereto hereby agree as follows:
BITGO CUSTODIAL SERVICES AGREEMENTCustodial Services Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • South Dakota
Contract Type FiledJanuary 20th, 2026 Company Industry JurisdictionThis Custodial Services Agreement (this “Agreement”) is made as of the later date of the signatures below (the “Effective Date”) by and between:
This Financial Product License Agreement (the Agreement) is dated [ ] Parties BACKGROUND AGREED TERMSFinancial Product License Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • England and Wales
Contract Type FiledJanuary 20th, 2026 Company Industry Jurisdiction
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • New York
Contract Type FiledJanuary 20th, 2026 Company Industry JurisdictionTHIS AGREEMENT is made as of [ ] by and between 21Shares Polkadot ETF (hereinafter the “Trust”), a Delaware statutory trust, having its principal office and place of business at 477 Madison Avenue, 6th Floor, New York, New York 10022 and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY Mellon”).
SUBSCRIPTION AGREEMENTSubscription Agreement • January 20th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers
Contract Type FiledJanuary 20th, 2026 Company IndustryTHIS SUBSCRIPTION AGREEMENT (the “Agreement”) is entered into as of the 23rd day of December, 2024, between 21Shares Polkadot Trust, a Delaware statutory trust organized and existing under the laws of Delaware (the “Trust”), and Web 3.0 Technologies Foundation, a Swiss Stiftung (the “Purchaser” and, together with the Trust, collectively, the “Parties” and, each, a “Party”).
THIRD AMENDED AND RESTATED TRUST AGREEMENT OF 21SHARES POLKADOT ETF Dated as of March 4, 2026 By and Among 21SHARES US LLC CSC DELAWARE TRUST COMPANY and THE SHAREHOLDERS FROM TIME TO TIME HEREUNDERTrust Agreement • June 29th, 2026 • 21Shares Polkadot ETF • Commodity contracts brokers & dealers • Delaware
Contract Type FiledJune 29th, 2026 Company Industry JurisdictionThis THIRD AMENDED AND RESTATED TRUST AGREEMENT of 21SHARES POLKADOT ETF (the “Trust”) is made and entered into as of March 4, 2026, by and among 21SHARES US LLC, a Delaware limited liability company and sponsor of the Trust (the “Sponsor”), CSC DELAWARE TRUST COMPANY, a Delaware corporation, as trustee (the “Trustee”), and the SHAREHOLDERS from time to time hereunder.
