FORM OF INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 29th, 2021 • Nuveen Multi-Asset Income Fund • Illinois
AGREEMENT effective as of this [ ] day of [ ] 20[ ] by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and NWQ Investment Management Company, LLC, a Delaware limited liability company and a federally registered investment adviser (“Sub-Adviser”).
FORM OF INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 29th, 2021 • Nuveen Multi-Asset Income Fund • Illinois
AGREEMENT made this day of 20[ ], by and between [Nuveen Fund Name], a Massachusetts business trust (the “Fund”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”).
Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A.Agency and Service Agreement • June 29th, 2021 • Nuveen Multi-Asset Income Fund • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (“Effective Date”), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., a Delaware corporation (“Computershare”), and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Transfer Agent”), each having a principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021.
FORM OF AMENDMENT TO THE AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANYMaster Custodian Agreement • June 29th, 2021 • Nuveen Multi-Asset Income Fund
This AMENDMENT (the “Amendment”) is entered into as of the [ ], 20[ ] and effective as of the [ ], 20[ ] (the “Effective Date”), amending the Amended and Restated Master Custodian Agreement (as amended, supplemented, restated, or otherwise modified from time to time, the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to the Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to the Agreement in accordance with the terms hereof.
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective June 30, 2020)Nuveen Multi-Asset Income Fund • June 30th, 2021 • Illinois
FORM OF AMENDED AND RESTATED SCHEDULE A TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • June 29th, 2021 • Nuveen Multi-Asset Income Fund
The attached Amended and Restated Schedule A to the Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Scheduled A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A., effective as of June 15, 2017, as amended (the “TA Agreement”), hereby amends and restates Schedule A to the TA Agreement in its entirety, to be effective [ ], 20[ ].
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 29th, 2021 • Nuveen Multi-Asset Income Fund • Illinois
AGREEMENT effective as of this [ ] day of [ ] 20[ ] by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a federally registered investment adviser (“Manager”), and Santa Barbara Asset Management, LLC, a Delaware limited liability company and a federally registered investment adviser (“Sub-Adviser”).
FORM OF SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT [Nuveen Fund Name (ticker)]Agreement • June 29th, 2021 • Nuveen Multi-Asset Income Fund • Illinois
THIS AGREEMENT is made as of the day of 20[ ], between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a federally registered investment adviser (the “Manager”), and Teachers Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTNuveen Multi-Asset Income Fund • June 29th, 2021 • Illinois
AGREEMENT effective as of this [ ] day of [ ] 20[ ] by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company (“NAM”) and a federally registered investment adviser (“Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTAdvisory Agreement • June 29th, 2021 • Nuveen Multi-Asset Income Fund • Illinois
AGREEMENT MADE THIS [ ] day of [ ] 20[ ], by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Winslow Capital Management, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).
