AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement November 20, 2019Deposit Agreement • April 15th, 2020 • Canaan Inc. • Semiconductors & related devices • New York
DEPOSIT AGREEMENT dated as of November 20, 2019 among CANAAN INC., a company incorporated under the laws of the Cayman Islands(herein called the Company), THE BANK OF NEW YORK MELLON, a New York banking corporation (herein called the Depositary), and all Owners and Holders (each as hereinafter defined) from time to time of American Depositary Shares issued hereunder.
AT THE MARKET OFFERING AGREEMENT April 8, 2022Market Offering Agreement • April 8th, 2022 • Canaan Inc. • Semiconductors & related devices • New York
Canaan Inc., an exempted company incorporated under the laws of the Cayman Islands (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
FORM OF SECURITIES PURCHASE AGREEMENTForm of Securities Purchase Agreement • April 30th, 2021 • Canaan Inc. • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of April 29, 2021, between Canaan Inc., a Cayman Islands company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
CANAAN INC. FORM OF EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • October 28th, 2019 • Canaan Inc. • Semiconductors & related devices
This Executive Employment Agreement, dated as of , 20 (this “Agreement”), is executed by and between Canaan Inc., an exempted company with limited liability incorporated and existing under the laws of the Cayman Islands (the “Company”) and (holding passport of with passport number of /PRC Identification Card No. ) (the “Executive”).
CANAAN INC. FORM OF INDEMNIFICATION AGREEMENTForm of Indemnification Agreement • October 28th, 2019 • Canaan Inc. • Semiconductors & related devices • New York
This Indemnification Agreement (the “Agreement”) is entered into as of by and between Canaan Inc., a Cayman Islands company (the “Company”) and the undersigned, a [director/officer] of the Company (“Indemnitee”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 30th, 2021 • Canaan Inc. • Semiconductors & related devices • Georgia
This letter (this “Agreement”) constitutes the agreement between Canaan, Inc. (the “Company”), FT Global Capital, Inc. (“FT Global”) and Valuable Capital Limited (“Valuable”), pursuant to which FT Global shall serve as the lead exclusive placement agent and Valuable will serve as placement agent (collectively, the “Placement Agents”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that the Placement Agents’ obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by the Placement Agents to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Placement Agents placing the Securities.
●] American Depositary Shares Representing [●] Class A Ordinary Shares, Par value US$0.00000005 Per Share CANAAN INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 13th, 2019 • Canaan Inc. • Semiconductors & related devices • New York
AMENDMENT NO. 1 TO THE AT THE MARKET OFFERING AGREEMENTMarket Offering Agreement • November 25th, 2022 • Canaan Inc. • Semiconductors & related devices
This Amendment No. 1 (the “Amendment”) to the At The Market Offering Agreement originally dated as of April 8, 2022 (the “Original Agreement”), by and between Canaan Inc., an exempted company incorporated under the laws of the Cayman Islands (the “Company”), and H.C. Wainwright & Co., LLC (the “Manager”) is dated as of November 23, 2022. Capitalized terms not defined herein shall have the meanings assigned to them in the Original Agreement.
Purchase Agreement June 23, 2022Securities Purchase Agreement • June 23rd, 2022 • Canaan Inc. • Semiconductors & related devices • New York
Reference is hereby made to the Warrant to Purchase Ordinary Shares Represented By American Depositary Shares (the “Warrant”) to subscribe and purchase from Canaan Inc. (the “Company”) 70,833,360 Class A ordinary shares, par value $0.00000005 per share, of the Company, represented by 4,722,224 American Depositary Shares (the “Warrant ADSs”) with an initial exercise date of May 3, 2021, pursuant to the Securities Purchase Agreement dated as of April 29, 2021 (the “SPA” and all common stock purchase warrants issued pursuant to the SPA, including the Warrant, the “SPA Warrants” and the holders of such SPA Warrants other than the Holder herein, the “Other Holders”). The Company agrees with the Holder as follows (this Purchase Agreement being referred to hereinafter as this “Agreement” ):
FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 23rd, 2022 • Canaan Inc. • Semiconductors & related devices
THIS FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this “First SPA Amendment”) is made and entered into effective as of June 23, 2022 (the “Effective Date”) by and between Canaan Inc., a Cayman Islands company (the “Company”) and each purchaser identified on the signature pages hereto (“Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 28th, 2023 • Canaan Inc. • Semiconductors & related devices
SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of November 27, 2023, by and among Canaan Inc., a Cayman Islands exempted company, with headquarters located at 28 Ayer Rajah Crescent, #06-08, Singapore 139959 (the "Company"), and the investors listed on the Schedule of Buyers attached hereto (individually, a "Buyer" and collectively, the "Buyers").
