AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • June 25th, 2020 • Arca U.S. Treasury Fund • Delaware
CUSTODY AGREEMENT Dated May 19, 2020 Between UMB BANK, N.A. and ARCA U.S. TREASURY FUND CUSTODY AGREEMENTCustody Agreement • May 28th, 2020 • Arca U.S. Treasury Fund
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian") and Arca U.S. Treasury Fund, a Delaware statutory trust (the "Fund").
FORM OF CUSTODY AGREEMENTCustody Agreement • February 7th, 2020 • Arca U.S. Treasury Fund • New York
THIS CUSTODY AGREEMENT (this “Agreement”), is made as of [____], 2019, by and between Arca U.S. Treasury Fund a statutory trust organized under the laws of the State of Delaware (the "Trust"), and FIFTH THIRD BANK, an Ohio banking corporation (the "Custodian").
AMENDMENT NO. 1 TO BLOCKCHAIN ADMINISTRATION AND DEVELOPMENT AGREEMENTAdministration and Development Agreement • April 28th, 2022 • Arca U.S. Treasury Fund
THIS AMENDMENT is made as of April 25, 2022 by and between Arca U.S. Treasury Fund, a Delaware statutory trust, with its principal office and place of business at 4551 Glencoe Avenue, Suite 350, Marina del Ray, CA 90292 (the “Fund”), and Arca Capital Management, LLC a Delaware limited liability company, with its principal office and place of business at 4551 Glencoe Avenue, Suite 350, Marina del Ray, CA 90292 (the “Blockchain Administrator”).
ASSIGNMENT OF BLOCKCHAIN ADMINISTRATION AND DEVELOPMENT AGREEMENTAssignment of Blockchain Administration and Development Agreement • March 1st, 2023 • Arca U.S. Treasury Fund • New York
THIS ASSIGNMENT OF BLOCKCHAIN ADMINISTRATION AND DEVELOPMENT AGREEMENT (“Assignment”) is made this [25th] day of April, 2022 (the “Effective Date”), by and between Arca Capital Management, LLC (“Assignor”), and Arca Labs, LLC (“Assignee”).
FUND SERVICES AGREEMENT betweenFund Services Agreement • March 3rd, 2021 • Arca U.S. Treasury Fund • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) dated the 18th day of October, 2019 (the “Effective Date”), is entered into by and between ARCA U.S. TREASURY FUND, a Delaware statutory trust having its principal office and place of business at 4151 Redwood Ave., Suite 206, Los Angeles, CA 90066 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 3rd, 2021 • Arca U.S. Treasury Fund • California
This TRANSFER AGENCY AND SERVICE AGREEMENT (“TA Agreement”) is entered into on January 30, 2020 (the “Effective Date”) between DTAC LLC, a Delaware limited liability company with a place of business at 655 Montgomery Street, San Francisco, CA 94111 (“DTAC”), and Arca U.S. Treasury Fund with a place of business at the address listed on the Order Form (“Customer”). This TA Agreement includes and incorporates the above Order Form, as well as the attached General Terms and Conditions and any attached applicable Exhibits and contains, among other things, warranty disclaimers, liability limitations and use limitations. In the event of any conflicting or differing terms in the foregoing, the order of precedence will be first any exhibits expressly setting forth terms for any Services (as defined in Exhibit A), second the General Terms and Conditions, and third the Order Form. There shall be no force or effect to any different terms of any related purchase order or similar form even if signed
FORM OF BLOCKCHAIN ADMINISTRATION AND DEVELOPMENT AGREEMENT BETWEEN ARCA U.S. TREASURY FUND AND ARCA CAPITAL MANAGEMENT, LLCDevelopment Agreement • February 7th, 2020 • Arca U.S. Treasury Fund • New York
This Agreement ("Agreement") is made as of [___], 2020 by and between ARCA U.S. TREASURY FUND, a Delaware statutory trust (the "Fund"), and ARCA CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the "Blockchain Administrator").
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 3rd, 2021 • Arca U.S. Treasury Fund
THIS EXPENSE LIMITATION AGREEMENT, effective as of January 30, 2020 (the “Agreement”), is between ARCA U.S. TREASURY FUND (the “Fund”) and ARCA CAPITAL MANAGEMENT, LLC (the “Adviser”).
FORM OF TRANSFER AGENCY AND SERVICE AGREEMENTForm of Transfer Agency and Service Agreement • February 7th, 2020 • Arca U.S. Treasury Fund • California
This TRANSFER AGENCY AND SERVICE AGREEMENT (“TA Agreement”) is entered into on [____], 2020 (the “Effective Date”) between DTAC LLC, a Delaware limited liability company with a place of business at 655 Montgomery Street, San Francisco, CA 94111 (“DTAC”), and Arca U.S. Treasury Fund with a place of business at the address listed on the Order Form (“Customer”). This TA Agreement includes and incorporates the above Order Form, as well as the attached General Terms and Conditions and any attached applicable Exhibits and contains, among other things, warranty disclaimers, liability limitations and use limitations. In the event of any conflicting or differing terms in the foregoing, the order of precedence will be first any exhibits expressly setting forth terms for any Services (as defined in Exhibit A), second the General Terms and Conditions, and third the Order Form. There shall be no force or effect to any different terms of any related purchase order or similar form even if signed by t
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • March 3rd, 2021 • Arca U.S. Treasury Fund
Arca U.S. Treasury Fund (the “Fund”), a Delaware statutory trust, and Cipperman Compliance Services, LLC (“CCS”), a Pennsylvania limited liability company.
BLOCKCHAIN ADMINISTRATION AND DEVELOPMENT AGREEMENT BETWEEN ARCA U.S. TREASURY FUND AND ARCA CAPITAL MANAGEMENT, LLCAdministration and Development Agreement • March 3rd, 2021 • Arca U.S. Treasury Fund • New York
This Agreement ("Agreement") is made as of January 30, 2020 by and between ARCA U.S. TREASURY FUND, a Delaware statutory trust (the "Fund"), and ARCA CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the "Blockchain Administrator").
Platform Services, Transfer Agent and Registrar AgreementAgent and Registrar Agreement • April 28th, 2022 • Arca U.S. Treasury Fund • California
This PLATFORM SERVICES, TRANSFER AGENT AND REGISTRAR AGREEMENT, including all exhibits hereto (“Agreement”) is made and entered into as of July 14, 2021 (“Effective Date”), and is by and between Securitize LLC, a Delaware limited liability company with offices at 100 Pine Street, Suite 1250, San Francisco, CA 94111 (“Securitize”) and Arca U.S. Treasury Fund, a Delaware statutory trust with offices at 4151 Redwood Ave., Suite 206, Los Angeles, CA 90066 (the “Issuer”), each a “Party”, together the “Parties”.
DISTRIBUTION AGREEMENTDistribution Agreement • March 3rd, 2021 • Arca U.S. Treasury Fund • Wisconsin
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is made as of this 24th day of February, 2021, by and between Arca U.S. Treasury Fund, a Delaware statutory trust (the “Trust”), and UMB Distribution Services, LLC, a Wisconsin limited liability company ("Provider").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 7th, 2020 • Arca U.S. Treasury Fund • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) dated December 11, 2019, is made by and between the Arca U.S. Treasury Fund, a Delaware statutory trust (the “Fund”), and Arca Capital Management, LLC (the “Adviser”), and confirms the agreement between the Fund and Adviser as follows:
FUND SERVICES AGREEMENT betweenFund Services Agreement • April 28th, 2022 • Arca U.S. Treasury Fund • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) dated the 17th day of November, 2021 (the “Effective Date”), is entered into by and between ARCA U.S. TREASURY FUND, a Delaware statutory trust having its principal office and place of business at 4151 Redwood Ave., Suite 206, Los Angeles, CA 90066 (the "Trust") and ULTIMUS FUND SOLUTIONS, LLC, an Ohio limited liability company having its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (“UFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 7th, 2020 • Arca U.S. Treasury Fund
THIS EXPENSE LIMITATION AGREEMENT, effective as of [____], 2020 (the “Agreement”), is between ARCA U.S. TREASURY FUND (the “Fund”) and ARCA CAPITAL MANAGEMENT, LLC (the “Adviser”).
FORM OF COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • February 7th, 2020 • Arca U.S. Treasury Fund
Arca U.S. Treasury Fund (the “Fund”), a Delaware statutory trust, and Cipperman Compliance Services, LLC (“CCS”), a Pennsylvania limited liability company.
