COMPLIANCE SERVICES AGREEMENT AGREEMENT dated as of October 5, 2004, amended January 1, 2007, among Touchstone Strategic Trust, Touchstone Investment Trust, Touchstone Tax-Free Trust, each a Massachusetts business trust, and Touchstone Funds Group...Compliance Services Agreement • August 1st, 2008 • Touchstone Strategic Trust • Ohio
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • December 28th, 2018 • Mutual Fund & Variable Insurance Trust • New York
This Compliance Services Agreement (the “Agreement”) is dated as of April 16, 2016 (the “Effective Date”), between Mutual Fund and Variable Insurance Trust, a Delaware statutory trust, (the “Trust”) and MFund Services LLC, a Delaware limited liability company with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
Exhibit (h)(7) COMPLIANCE SERVICES AGREEMENT AGREEMENT effective as of the 27th day of September, 2004, between Coventry Group (the "Trust"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio...Compliance Services Agreement • July 27th, 2007 • Coventry Group • Ohio
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • December 24th, 2008 • Allstate Financial Investment Trust • Delaware
AGREEMENT made as of March 20, 2008 by and between Allstate Financial Investment Trust, with its principal office and place of business at 3100 Sanders Road, Suite J5, Northbrook, Illinois 60062 (the “Fund”), and Foreside Compliance Services, LLC, a Delaware limited liability company with its principal office and place of business at Two Portland Square, Portland, Maine 04101 (“FCS”).
COMPLIANCE SERVICES AGREEMENT AGREEMENT dated as of October 5, 2004, amended January 1, 2007, among Touchstone Strategic Trust, Touchstone Investment Trust, Touchstone Tax-Free Trust, each a Massachusetts business trust, and Touchstone Funds Group...Compliance Services Agreement • October 31st, 2008 • Touchstone Tax Free Trust • Ohio
COMPLIANCE SERVICES AGREEMENT AGREEMENT effective as of the 22nd day of June, 2004, between HSBC Investor Funds Trust, HSBC Advisor Funds Trust, and HSBC Investor Portfolios, (each, a "Trust," and collectively, the "Trust"), each of which is a...Compliance Services Agreement • December 14th, 2005 • HSBC Advisor Funds Trust • Ohio
NOMURA PARTNERS FUNDS, INC. SECOND AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • January 28th, 2010 • Nomura Partners Funds, Inc. • Delaware
AMENDED AND RESTATED AGREEMENT executed the 31st day of December 2009 by and among Nomura Partners Funds, Inc., a Maryland corporation, on behalf of each of its series, with its principal office and place of business at 4 Copley Place, 5th floor, CPH-0326, Boston, MA 02116 (the “Client”), and Foreside Compliance Services, LLC (“FCS”) and Foreside Management Services, LLC (“FMS”), each of which is a Delaware limited liability company with a principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 (collectively, “Foreside”). The effective date of this Agreement shall be October 29, 2009 or such other date mutually agreed upon by the Client and Foreside (the “Effective Date”).
Form of COMPLIANCE SERVICES AGREEMENT Growth Capital Portfolio, LLC Growth Capital TEI Portfolio, LLC and Growth Capital Master Portfolio, LLC, and Citi Fund Services Ohio, Inc.Compliance Services Agreement • June 1st, 2009 • Growth Capital Portfolio, LLC • Ohio
THIS COMPLIANCE SERVICES AGREEMENT is made on May __, 2009, by and between Growth Capital Portfolio, LLC, Growth Capital TEI Portfolio, LLC and Growth Capital Master Portfolio, LLC, each a limited liability company organized under the laws of Delaware, (each a "Client" and collectively "Clients" or the "Client") and Citi Fund Services Ohio, Inc., an Ohio corporation with its primary place of business at 3435 Stelzer Road, Columbus, Ohio 43219 ("Service Provider" and, with each Client, "Parties").
ContractCompliance Services Agreement • August 28th, 2012 • Capstone Series Fund Inc • Texas
AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • August 25th, 2023 • Strategy Shares • New York
This Amended and Restated Compliance Services Agreement (the “Agreement”) is dated as of June 24, 2022 (the “Effective Date”), between Strategy Shares, a Delaware statutory trust (the “Trust”) and MFund Services LLC, a Delaware limited liability company with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • July 29th, 2022 • AIM ETF Products Trust • Minnesota
This Amended and Restated Agreement is made effective as of the 1st day of January, 2022, by and among ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST (the “VIP Trust”), a Delaware statutory trust (formerly known as a Delaware business trust), ALLIANZ VARIABLE INSURANCE PRODUCTS FUND OF FUNDS TRUST (the “FOF Trust,” and together with the VIP Trust, the “VA Trusts”), a Delaware statutory trust (formerly known as a Delaware business trust), and AIM ETF PRODUCTS TRUST (“ETF Trust”; together with the VA Trusts, the “Trusts”), a Delaware statutory trust, and ALLIANZ INVESTMENT MANAGEMENT LLC (“AIM”), a Minnesota limited liability company.
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • October 1st, 2021 • Volt ETF Trust • North Carolina
THIS AGREEMENT is made and entered into this 29th day of September 2021 (the “Effective Date”) by and between THE NOTTINGHAM COMPANY, a North Carolina corporation, (“TNC”), and VOLT ETF TRUST, a Delaware statutory trust, (“Trust”), on behalf of each of its series included in Appendix A.
THE CNL FUNDS COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • April 30th, 2009 • CNL Funds • Delaware
AGREEMENT made as of the 12th of March, 2007 by and between The CNL Funds (the “Trust”), a Delaware statutory trust, with its principal office and place of business 450 South Orange Avenue, Orlando, FL 32801.and Foreside Compliance Services, LLC, a Delaware limited liability company with its principal office and place of business at Two Portland Square, Portland, Maine, 04101 (“FCS”).
AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • April 28th, 2020 • Allianz Variable Insurance Products Fund of Funds Trust • Minnesota
This Amended and Restated Agreement is made effective as of the 19th day of February, 2020, by and among ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST (the “VIP Trust”), a Delaware statutory trust (formerly known as a Delaware business trust), ALLIANZ VARIABLE INSURANCE PRODUCTS FUND OF FUNDS TRUST (the “FOF Trust,” and together with the VIP Trust, the “VA Trusts”), a Delaware statutory trust (formerly known as a Delaware business trust), and AIM ETF PRODUCTS TRUST (“ETF Trust”; together with the VA Trusts, the “Trusts”), a Delaware statutory trust, and ALLIANZ INVESTMENT MANAGEMENT LLC (“AIM”), a Minnesota limited liability company.
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • March 2nd, 2007 • Greenwich Advisors Trust • New York
This Compliance Services Agreement (the “Agreement”) is dated as of March 1, 2007 (the “Effective Date”), between Greenwich Advisors Trust (the “Company”), a trust, and BISYS Fund Services Ohio, Inc. (“BISYS”), an Ohio corporation.
AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • April 24th, 2013 • Allianz Variable Insurance Products Fund of Funds Trust • Minnesota
This Amended and Restated Agreement is made as of the 10th day of October, 2012, by and among ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST (the “VIP Trust”), a Delaware business trust, ALLIANZ VARIABLE INSURANCE PRODUCTS FUND OF FUNDS TRUST (the “FOF Trust,” and together with the VIP Trust, the “Trusts”), a Delaware business trust, and ALLIANZ INVESTMENT MANAGEMENT LLC (“AIM LLC”), a Minnesota limited liability company.
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • August 28th, 2009 • First Funds • Ohio
AGREEMENT effective as of the 1st day of August, 2007, as amended and restated August 20, 2008, between First Funds (formerly known as Legacy Funds Group) (the “Trust”), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, and CITI FUND SERVICES OHIO, INC. (“Citi”), an Ohio corporation having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219.
AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • February 27th, 2009 • HSBC Investor Funds • Ohio
AMENDED AND RESTATED AGREEMENT effective as of the 1st day of January, 2009, between HSBC Investor Funds Trust, HSBC Advisor Funds Trust, and HSBC Investor Portfolios, (each, a “Trust,” and collectively, the “Trust”), each of which is a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, and CITI FUND SERVICES OHIO, INC., formerly known as BISYS Fund Services Ohio, Inc. (“Citi”), an Ohio corporation having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219.
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • August 26th, 2016 • Capstone Series Fund Inc
AGREEMENT dated as of April 1, 2016 (the “Effective Date”) among Capstone Church Capital Fund (the “Church Fund”), a statutory trust organized under the laws of Delaware, Capstone Series Fund, Inc. (“CSF”), a corporation organized under the laws of Maryland, Steward Funds, Inc. (“Steward Funds”; together with the Church Fund and CSF, the “Funds”), a corporation organized under the laws of Maryland, CFS consulting services, LLC (“CFS”), a limited liability company organized under the laws of Texas, and Cipperman Compliance Services, LLC (“CCS”), a Pennsylvania limited liability company.
EXHIBIT H(13) COMPLIANCE SERVICES AGREEMENT AGREEMENT effective as of the 18th day of August, 2004, between Performance Funds Trust, a Delaware business Trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219, and BISYS...Compliance Services Agreement • July 15th, 2005 • Performance Funds Trust • Ohio
Exhibit 23 (h-9) COMPLIANCE SERVICES AGREEMENT AGREEMENT effective as of the 1st day of July, 2006, between PACIFIC CAPITAL FUNDS (the "Trust"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus, Ohio...Compliance Services Agreement • November 28th, 2006 • Pacific Capital Funds • Ohio
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • June 28th, 2010 • Capstone Series Fund Inc • Texas
CAPSTONE ASSET MANAGEMENT COMPANY ("CAMCO"), a Delaware corporation having its principal place of business in Houston, Texas; and
AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • February 5th, 2015 • Allianz Variable Insurance Products Fund of Funds Trust • Minnesota
This Amended and Restated Agreement is made effective as of the 1st day of July, 2014, by and among ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST (the “VIP Trust”), ALLIANZ VARIABLE INSURANCE PRODUCTS FUND OF FUNDS TRUST (the “FOF Trust,” and together with the VIP Trust, the “Trusts”), each a Delaware business trust, and ALLIANZ INVESTMENT MANAGEMENT LLC (“AIM”), a Minnesota limited liability company.
AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • April 27th, 2023 • Allianz Variable Insurance Products Fund of Funds Trust • Minnesota
This Amended and Restated Agreement is made effective as of the 1st day of January, 2023, by and among ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST (the “VIP Trust”), a Delaware statutory trust (formerly known as a Delaware business trust), ALLIANZ VARIABLE INSURANCE PRODUCTS FUND OF FUNDS TRUST (the “FOF Trust,” and together with the VIP Trust, the “VA Trusts”), a Delaware statutory trust (formerly known as a Delaware business trust), and AIM ETF PRODUCTS TRUST (“ETF Trust”; together with the VA Trusts, the “Trusts”), a Delaware statutory trust, and ALLIANZ INVESTMENT MANAGEMENT LLC (“AIM”), a Minnesota limited liability company.
APPENDIX A COMPLIANCE SERVICES AGREEMENT SERIES OF THE TRUSTCompliance Services Agreement • March 26th, 2024 • Spinnaker ETF Series
HIRTLE CALLAGHAN TRUST COMPLIANCE SERVICES AGREEMENT Appendix A Funds of the Trust Effective as of November 3, 2008Compliance Services Agreement • October 15th, 2008 • Hirtle Callaghan Trust
AMENDMENT NO. 5 TO COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • May 29th, 2013 • TD Asset Management USA Funds Inc.
AMENDMENT No. 5 made as of the 20th day of March, 2013, between TD Asset Management USA Funds Inc. (the “Company”), a Maryland corporation, on its own behalf and on behalf of the portfolios listed on Schedule 2 (individually referred to as a “Fund” and collectively as “Funds”) and Citi Fund Services Ohio, Inc., formerly known as BISYS Fund Services Ohio, Inc., an Ohio corporation (“Citi”), to that certain Compliance Services Agreement, dated June 1, 2007, between the Company and Citi as amended (the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
i-COMPLIANCE SERVICES AGREEMENT AGREEMENT dated as of October 5, 2004 among The James Advantage Funds (the "Trust"), an Ohio business trust, James Investment Research Inc. (the "Adviser"), an Ohio corporation, and Integrated Fund Services, Inc....-Compliance Services Agreement • September 2nd, 2005 • James Advantage Funds • Ohio
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • March 2nd, 2017 • Griffin Institutional Access Credit Fund
AGREEMENT dated as of January 19, 2017 (the “Effective Date”) between Griffin Institutional Access Credit Fund (the “Trust”), a Delaware statutory trust, and Cipperman Compliance Services, LLC (“CCS”), a Pennsylvania limited liability company.
AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • December 15th, 2020 • AIM ETF Products Trust • Minnesota
This Amended and Restated Agreement is made effective as of the 19th day of February, 2020, by and among ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST (the “VIP Trust”), a Delaware statutory trust (formerly known as a Delaware business trust), ALLIANZ VARIABLE INSURANCE PRODUCTS FUND OF FUNDS TRUST (the “FOF Trust,” and together with the VIP Trust, the “VA Trusts”), a Delaware statutory trust (formerly known as a Delaware business trust), and AIM ETF PRODUCTS TRUST (“ETF Trust”; together with the VA Trusts, the “Trusts”), a Delaware statutory trust, and ALLIANZ INVESTMENT MANAGEMENT LLC (“AIM”), a Minnesota limited liability company.
AMENDMENT TO COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • September 29th, 2008 • Performance Funds Trust
This Amendment, (“Amendment”) dated November 2, 2006 between Performance Funds Trust (the “Trust”) and BISYS Fund Services, Ohio, Inc. (“BISYS”). The parties hereby amend the Compliance Services Agreement between the Trust and BISYS dated August 18, 2004 (as amended, the “Agreement”) as set forth below.
AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • September 29th, 2017 • Steward Funds, Inc. • Texas
THIS COMPLIANCE SERVICES AGREEMENT, originally made the 17th day of August 2011, as subsequently amended, is hereby further amended effective September 15, 2017, by and between:
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • March 31st, 2014 • Unified Series Trust
THIS COMPLIANCE SERVICES AGREEMENT (the “Agreement”) effective as of May 31, 2013 (the “Effective Date”) between Unified Series Trust, an Ohio business trust (the “Trust”), and Buttonwood Compliance Partners, LLC, a Florida limited liability company (“Buttonwood”).
Compliance Services AgreementCompliance Services Agreement • May 30th, 2018 • New Jersey
THIS COMPLIANCE SERVICES AGREEMENT (“Agreement”) is entered into by and between ComplyTraq, LLC (“ComplyTraq”) a Delaware limited liability company, with its principal place of business at 1640 Airport Road, Suite 115, Kennesaw, GA 30144 and the party electronically accepting the within terms and conditions (“Customer”).
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • June 17th, 2021 • Atlas U.S. Tactical Income Fund
COMPLIANCE SERVICES AGREEMENT dated as of March 22, 2021 (the “Effective Date”) by and between the Atlas U.S. Tactical Income Fund (the “Fund”), a corporation organized under the laws of Puerto Rico, and Cipperman Compliance Services, LLC (“CCS”), a Pennsylvania limited liability company.
