UNDERWRITING AGREEMENT Between Multi-Strategy Growth & Income Fund and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • June 28th, 2017 • Multi-Strategy Growth & Income Fund • Nebraska
THIS UNDERWRITING AGREEMENT is effective the 30th day of April, 2015, by and between Multi-Strategy Growth & Income Fund, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
AGREEMENT AND DECLARATION OF TRUST ofAgreement and Declaration of Trust • June 15th, 2011 • Multi-Strategy Growth & Income Fund • Delaware
By-Laws of THE MULTI-STRATEGY GROWTH & INCOME FUNDMulti-Strategy Growth & Income Fund • November 16th, 2011
FUND SERVICES AGREEMENT between THE MULTI-STRATEGY GROWTH & INCOME FUND andFund Services Agreement • November 16th, 2011 • Multi-Strategy Growth & Income Fund • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of the 19th day of September, 2011, by and between THE MULTI-STRATEGY GROWTH & INCOME FUND, a Delaware statutory trust having its principal office and place of business at 450 Wireless Blvd., Hauppauge, New York 11788 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST ofAgreement and Declaration • May 12th, 2022 • Destra Multi-Alternative Fund • Delaware
This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Destra Multi-Alternative Fund, a Delaware statutory trust, is made as of December 13, 2021 by the undersigned Trustees (together with all other persons from time to time duly elected, qualified and serving as Trustees in accordance with the provisions of Article III hereof, the “Trustees”);
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • June 23rd, 2021 • Destra Multi-Alternative Fund • Delaware
THIS AGREEMENT is made and entered into as of this [ ] day of [ ], 2020, by and between the Destra Multi-Alternative Fund (the “Fund”) and Destra Capital Investments LLC, a Delaware limited liability company (the “Distributor”).
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT DESTRA MULTI-ALTERNATIVE FUNDInvestment Management Agreement • May 12th, 2022 • Destra Multi-Alternative Fund • Delaware
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT (the “Agreement”) made this 13 day of January, 2022, by and between Destra Multi-Alternative Fund, a Delaware statutory trust (the “Fund”), and Destra Capital Advisors LLC, a Delaware limited liability company (the “Advisor”).
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 12th, 2022 • Destra Multi-Alternative Fund • Delaware
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT, dated as of January 13, 2022 by and among Destra Multi-Alternative Fund (the “Fund”), Destra Capital Advisors LLC (the “Advisor”), and Validus Growth Investors, LLC, doing business as Validus Investment Advisors (the “Sub-Adviser”).
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • June 23rd, 2020 • Destra Multi-Alternative Fund • Delaware
THIS ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (the “Agreement”) is made as of this 24th day of July, 2019, by and between Destra Multi-Alternative Fund, a Delaware statutory trust (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Administrator”).
SUBADVISORY AGREEMENTSubadvisory Agreement • March 9th, 2012 • Multi-Strategy Growth & Income Fund • Delaware
THIS AGREEMENT, as amended March 8, 2012 with effect as of the 11th day of November, 2011, by and between RJL Capital Management, LLC (the “Adviser”), a California limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and FIRST ALLIED ASSET MANAGEMENT, INC., a corporation organized under the laws of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to The Multi-Strategy Growth & Income Fund (the “Fund” or the "Trust").
CONSULTING AGREEMENTConsulting Agreement • November 16th, 2011 • Multi-Strategy Growth & Income Fund • New York
This Consulting Agreement (the “Agreement”) is effective September 19, 2011 between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 450 Wireless Boulevard, Hauppauge, NY 11788 (“NLCS”), and THE MULTI-STRATEGY GROWTH & INCOME FUND, a registered investment company organized as a Delaware statutory trust, located at c/o Gemini Fund Services, LLC, 450 Wireless Boulevard, Hauppauge, NY 11788 (the "Trust"), on behalf of the portfolio listed on the attached Appendix A (each a “Fund” and collectively “Funds”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Destra Multi- Alternative Fund a Delaware Statutory TrustAnd Restated Agreement • November 17th, 2023 • Destra Multi-Alternative Fund • Delaware
This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of Destra Multi-Alternative Fund, a Delaware statutory trust, is made as of November 15, 2023 by the undersigned Trustees (together with all other persons from time to time duly elected, qualified and serving as Trustees in accordance with the provisions of Article IV hereof, the “Trustees”);
SUBADVISORY AGREEMENTSubadvisory Agreement • June 27th, 2014 • Multi-Strategy Growth & Income Fund • Delaware
THIS AGREEMENT is effective as of November 21, 2013, by and between RJL Capital Management, LLC (the “Adviser”), a California limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and FIRST ALLIED ASSET MANAGEMENT, INC., a corporation organized under the laws of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to the Multi-Strategy Growth & Income Fund (the “Fund” or the “Trust”).
INVESTMENT ADVISORY AGREEMENT between MULTI-STRATEGY GROWTH & INCOME FUND andInvestment Advisory Agreement • June 27th, 2018 • Multi-Strategy Growth & Income Fund • New York
This AGREEMENT, dated August 4, 2017, is between MULTI-STRATEGY GROWTH & INCOME FUND, a Delaware statutory trust (the "Trust"), and LCM INVESTMENT MANAGEMENT, LLC, a California limited liability company (the "Adviser"), located at 13520 Evening Creek Drive N., Suite 300, San Diego, CA 92128.
Expense Limitation AgreementExpense Limitation Agreement • June 27th, 2018 • Multi-Strategy Growth & Income Fund
SUBSCRIPTION AGREEMENT BETWEEN THE FUND AND THE INVESTORSubscription Agreement • November 16th, 2011 • Multi-Strategy Growth & Income Fund
The undersigned (the "Purchaser") hereby subscribes to purchase a beneficial interest ("Interest") in the The Multi-Strategy Growth & Income Fund, in the amount of $100,000.00 for 10,000 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of$100,000.00.
THE MULTI-STRATEGY GROWTH & INCOME FUND OPERATING EXPENSES LIMITATION AGREEMENT THE MULTI-STRATEGY GROWTH & INCOME FUNDExpenses Limitation Agreement • November 16th, 2011 • Multi-Strategy Growth & Income Fund • New York
WHEREAS, the Advisor renders advice and services to the Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 19th day of September, 2011 (the “Investment Advisory Agreement”); and
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • May 13th, 2021 • Destra Multi-Alternative Fund • Delaware
Interim Sub-Advisory Agreement (this “Agreement”) by and among Destra Multi- Alternative Fund (the “Fund”), Destra Capital Advisors LLC (the “Advisor”), and Validus Growth Investors, LLC (the “Sub-Adviser”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 23rd, 2020 • Destra Multi-Alternative Fund • Delaware
AGREEMENT made as of the 6th day of May, 2020 by and among Destra Multi-Alternative Fund, a Delaware statutory trust (the “Fund”) and Destra Capital Advisors LLC, a Delaware limited liability company (the “Investment Manager”).
DESTRA CAPITAL INVESTMENTS LLC DESTRA CAPITAL ADVISORS LLC AND DESTRA OPEN-END AND CLOSED-END FUNDS DESTRA UNIT INVESTMENT TRUSTS _________________________ CODE OF ETHICSMulti-Strategy Growth & Income Fund • December 7th, 2018
Expense Limitation AgreementExpense Limitation Agreement • December 7th, 2018 • Multi-Strategy Growth & Income Fund
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 23rd, 2021 • Destra Multi-Alternative Fund • Delaware
AGREEMENT made as of the [ ] day of [ ], [ ] by and among Destra Multi-Alternative Fund, a Delaware statutory trust (the “Fund”) and Destra Capital Advisors LLC, a Delaware limited liability company (the “Investment Manager”).
SELLING AGREEMENTSelling Agreement • November 16th, 2011 • Multi-Strategy Growth & Income Fund • Nebraska
Northern Lights Distributors, LLC (the "Distributor") serves as the principal underwriter of shares of The Multi-Strategy Growth & Income Fund (the "Fund"], a closed-end investment company, shares of which company is distributed by Distributor at its respective net asset value plus sales charges as applicable, pursuant to a written agreement (the "Underwriting Agreement"). Distributor invites you (the "Company") to participate as a non-exclusive agent in the distribution of shares of the Fund upon the following terms and conditions:
MULTI-STRATEGY GROWTH & INCOME FUND OPERATING EXPENSES LIMITATION AGREEMENT RJL CAPITAL MANAGEMENT, LLCOperating Expenses Limitation Agreement • June 27th, 2014 • Multi-Strategy Growth & Income Fund • New York
WHEREAS, the Advisor renders advice and services to the Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 19th day of September, 2011 (the “Investment Advisory Agreement”); and
