Interim Sub-Advisory Agreement Sample Contracts
Exhibit 23(d)(iii) INTERIM SUB-ADVISORY AGREEMENT ARTIO GLOBAL MANAGEMENT, LLC. THIS INTERIM SUB-ADVISORY AGREEMENT (the "Agreement") is made as of the 24th day of September, 2009, among WT Mutual Fund, a Delaware statutory trust (the "Fund"), Rodney...Interim Sub-Advisory Agreement • October 28th, 2009 • Wt Mutual Fund • Delaware
INTERIM SUB-ADVISORY AGREEMENT VOYA EQUITY TRUSTInterim Sub-Advisory Agreement • September 26th, 2018 • Voya EQUITY TRUST • Arizona
This AGREEMENT is entered into between Voya Investments, LLC, an Arizona limited liability company (the “Manager”), and Hahn Capital Management, LLC, a California limited liability company (the “Sub-Adviser”), effective as of July 15, 2018.
EXHIBIT d(3) INTERIM SUB-ADVISORY AGREEMENT ING SERIES FUND, INC. THIS INTERIM SUB-ADVISORY AGREEMENT (this "Agreement") made this 1st day of January 2004, between ING Investments, LLC, an Arizona limited liability company (the "Manager"), and...Interim Sub-Advisory Agreement • February 13th, 2004 • Ing Series Fund Inc • Arizona
INTERIM SUB-ADVISORY AGREEMENT AMONG EVERGREEN VARIABLE ANNUITY TRUST, EVERGREEN INVESTMENT MANAGEMENT COMPANY, LLC AND WELLS CAPITAL MANAGEMENT INCORPORATEDInterim Sub-Advisory Agreement • February 10th, 2010 • Evergreen Variable Annuity Trust /De/ • Delaware
This AGREEMENT is made as of this 1st day of December, 2009, by and among Evergreen Variable Annuity Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware with its principal place of business at 200 Berkeley Street, Boston, Massachusetts 02116, Evergreen Investment Management Company, LLC (the “Adviser”), a limited liability company organized under the laws of the State of Delaware with its principal place of business at 200 Berkeley Street, Boston, Massachusetts 02116, and Wells Capital Management Incorporated (the “Sub-Adviser”), a corporation organized under the laws of the State of California, with its principal place of business at 525 Market Street, 12th Floor, San Francisco, California 94105.
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • December 27th, 2004 • Agile Funds Inc • Colorado
THIS AGREEMENT is made and entered into as of this 24th day of November, 2004, by and between Tactical Allocation Services, LLC a Colorado limited liability company (the "Adviser"), Agile Funds, Inc., a Maryland corporation ("Agile" or the "Company") and Quantitative Equity Strategies, LLC a Colorado limited liability company (the "Interim Sub-Adviser") regarding the Agile Multi-Strategy Fund, a series of Agile (the "Fund").
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • March 30th, 2015 • Exchange Traded Concepts Trust • Delaware
INTERIM SUB-ADVISORY AGREEMENT (the “Agreement”) made as of this 16th of January, 2015 by and between Exchange Traded Concepts, LLC, an Oklahoma limited liability company, with its principal place of business at 2545 S. Kelly Ave. Ste. C, Edmond, Oklahoma 73013 (the “Adviser”) and Penserra Capital Management LLC (“Penserra”), a limited liability company with its principal place of business at 140 Broadway, 26th Floor New York NY 10005 (the “Sub-Adviser”), with respect to each series of the Trust identified on Schedule A to this Agreement (each a “Fund” and collectively, the “Funds”).
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • February 27th, 2009 • Evergreen Select Fixed Income Trust • Massachusetts
AGREEMENT made this 31st day of December, 2008, by and between Evergreen Investment Management Company, LLC (the “Adviser”), and Tattersall Advisory Group, Inc. (the “Sub-adviser”).
HIGHMARK CAPITAL MANAGEMENT, INC. INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • September 10th, 2010 • Highmark Funds /Ma/ • Massachusetts
This Interim Sub-Advisory Agreement (the “Interim Agreement”) is effective as of May 21, 2010, by and between HIGHMARK CAPITAL MANAGEMENT, INC. (“Adviser”) and ZIEGLER CAPITAL MANAGEMENT, LLC, a Wisconsin limited liability company, which is an investment adviser registered under the laws of the United States as an investment adviser under the Investment Advisers Act of 1940, as amended (“Sub-Adviser”).
NORTHERN FUNDS INTERIM SUB-ADVISORY AGREEMENT Multi-Manager Small Cap FundInterim Sub-Advisory Agreement • July 28th, 2009 • Northern Funds • Illinois
Interim Sub-Advisory Agreement (this “Agreement”) entered into as of the 18th day of October 2008, by and among Northern Trust Investments, N.A. and Northern Trust Global Advisors, Inc. (together, the “Advisers”), and Metropolitan West Capital Management, LLC, a California limited liability company (the “Sub-Adviser”).
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • July 30th, 2010 • TDX Independence Funds, Inc. • New York
AGREEMENT, dated as of June 30, 2010 by and between DBX Strategic Advisors LLC (formerly, XShares Advisors LLC) (“DBX” or the “Investment Adviser”), a Delaware limited liability company having its principal office and place of business at 60 Wall Street, New York, NY 10005 and Amerivest Investment Management, LLC (“Amerivest” or the “Sub-Adviser”), a Delaware limited liability company having its principal office and place of business at 1005 North Ameritrade Place, Bellevue, NE 68005 and a wholly-owned subsidiary of TD Ameritrade Holding Corporation, whose headquarters are located at 4211 South 102nd Street, Omaha, NE 68127.
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • November 28th, 2016 • Pace Select Advisors Trust • New York
Agreement dated as of January 15, 2016 between UBS Asset Management (Americas) Inc. (“UBS AM”), a Delaware corporation, and Robert W. Baird & Co. Incorporated (“Sub- Adviser”), a Wisconsin corporation (the “Agreement”).
INTERIM SUB-ADVISORY AGREEMENT TOUCHSTONE LARGE CAP GROWTH FUND TOUCHSTONE STRATEGIC TRUSTInterim Sub-Advisory Agreement • April 24th, 2015 • Touchstone Strategic Trust • Ohio
This INTERIM SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of April 1, 2015, between TOUCHSTONE ADVISORS, INC., an Ohio corporation (the “Advisor”), and RUSSELL IMPLEMENTATION SERVICES INC., a Washington corporation (the “Interim Sub-Advisor”).
INTERIM SUB- ADVISORY AGREEMENTInterim Sub-Advisory Agreement • February 27th, 2009 • Evergreen Select Fixed Income Trust • Delaware
AGREEMENT made the 31st day of December 2008, by and between Evergreen Investment Management Company, LLC, a Delaware limited liability company (the “Adviser”) and Tattersall Advisory Group, Inc., a Virginia corporation (the “Sub-adviser”).
Exhibit (d)(7) IXIS MODERATE DIVERSIFIED PORTFOLIO Interim Sub-Advisory Agreement (Hansberger Global Investors, Inc.) Sub-Advisory Agreement (this "Agreement") entered into as of this 9/th/ day of March, 2007, by and among IXIS Advisor Funds Trust...Interim Sub-Advisory Agreement • April 27th, 2007 • IXIS Advisor Funds Trust III • Massachusetts
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • February 27th, 2009 • Evergreen International Trust • Massachusetts
AGREEMENT made this 31st day of December, 2008, by and between Evergreen Investment Management Company, LLC (the “Adviser”), and Metropolitan West Capital Management, LLC (the “Sub-adviser”).
Exhibit 99.77(q)(e)(1) INTERIM SUB-ADVISORY AGREEMENT ING EQUITY TRUST This AGREEMENT is made as of this 30th day of November, 2012, between ING Investments, LLC, an Arizona limited liability company (the "Manager"), and ING Investment Management Co....Interim Sub-Advisory Agreement • January 28th, 2013 • Ing Equity Trust • Delaware
INTERIM SUB-ADVISORY AGREEMENT TOUCHSTONE MICRO CAP VALUE FUND TOUCHSTONE STRATEGIC TRUST This INTERIM SUB-ADVISORY AGREEMENT (the "Agreement") is made as of January 16, 2013, between TOUCHSTONE ADVISORS, INC., an Ohio corporation (the "Advisor"), and...Interim Sub-Advisory Agreement • November 26th, 2013 • Touchstone Strategic Trust • Ohio
ING MUTUAL FUNDSInterim Sub-Advisory Agreement • June 27th, 2012 • Ing Mutual Funds • Pennsylvania
ING Investments, LLC, an Arizona limited liability company (the “Manager”), ING Mutual Funds, a Delaware statutory trust (the “Fund”) and J.P. Morgan Investment Management Inc.
EXHIBIT (e)(1) INTERIM SUB-ADVISORY AGREEMENT ING VARIABLE INSURANCE TRUST THIS INTERIM SUB-ADVISORY AGREEMENT made this 29th day of April 2005 between ING Investments, LLC, an Arizona limited liability company (the "Manager"), and ING Investment...Interim Sub-Advisory Agreement • August 26th, 2005 • Ing Variable Insurance Trust • Arizona
INTERIM SUB-ADVISORY AGREEMENT NATIONS FUNDS TRUST THIS AGREEMENT is made as of January 1, 2002, by and between BANC OF AMERICA ADVISORS, LLC, a North Carolina limited liability company (the "Adviser"), BANC OF AMERICA CAPITAL MANAGEMENT, LLC, a North...Interim Sub-Advisory Agreement • December 28th, 2001 • Nations Funds Trust • Delaware
THE DUNHAM FUNDS INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • June 28th, 2006 • Advisorone Funds • California
AGREEMENT made this 17th day of March, 2006, by and between DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the "Adviser"), and DENVER INVESTMENT ADVISORS, LLC, a Colorado Limited Liability Corporation (the "Sub-Adviser") (each a “Party,” and together, the “Parties”).
EXHIBIT 99.77Q1(3) INTERIM SUB-ADVISORY AGREEMENT This Interim Sub-Advisory Agreement ("Agreement") executed as of December 1, 2005 between Delaware Management Company, a series of Delaware Management Business Trust, a Delaware statutory trust (the...Interim Sub-Advisory Agreement • February 24th, 2006 • Lincoln Variable Insurance Products Trust • Delaware
Exhibit (d)(3)(ii) CDC IXIS INTERNATIONAL EQUITY FUND Interim Sub-Advisory Agreement (Hansberger Global Investors, Inc.) Sub-Advisory Agreement (this "Agreement") entered into as of 26th day of August, 2004, by and among Loomis Sayles Funds II, a...Interim Sub-Advisory Agreement • December 2nd, 2004 • Loomis Sayles Funds Ii • Massachusetts
INTERIM SUB-ADVISORY AGREEMENT AGREEMENT made this 2nd day of April, 2001, by and between Evergreen Investment Management Company, LLC (the "Adviser"), and Pilgrim Baxter Value Investors, Inc. (the "Sub-adviser"). WHEREAS, the Adviser serves as...Interim Sub-Advisory Agreement • April 25th, 2001 • Evergreen Variable Annuity Trust /De/ • Massachusetts
Exhibit 77Q(1)(e)(ii) Interim Sub-advisory Agreement dated March 9, 2007, among the Registrant, on behalf of IXIS Moderate Diversified Portfolio, IXIS Advisors and Hansberger Global Investors, Inc. is incorporated by reference to exhibit (d)(12) to...Interim Sub-Advisory Agreement • February 29th, 2008 • Natixis Funds Trust III
Interim Sub-advisory Agreement dated March 9, 2007, among the Registrant, on behalf of IXIS Moderate Diversified Portfolio, IXIS Advisors and Hansberger Global Investors, Inc. is incorporated by reference to exhibit (d)(12) to PEA No. 35 to the Registration Statement filed on April 27, 2007 (Accession No. 0001193125-07-093660 ).
FORM OF INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • July 29th, 2009 • Afba 5star Funds • Virginia
THIS AGREEMENT is made as of the 1st day of July, 2009 by and between AFBA 5Star Investment Management Company, a Virginia corporation (the “Adviser”), and Scout Investment Advisers, Inc., a Missouri corporation (the “Sub-Adviser”).
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • September 28th, 2009 • TDX Independence Funds, Inc. • New York
This INTERIM SUB-ADVISORY AGREEMENT (this “Agreement”), dated as of August 3, 2009 by and between XShares Advisors LLC (“XShares” or the “Investment Adviser”), a Delaware limited liability company having its principal office and place of business at 420 Lexington Avenue, Suite 2550, New York, NY 10170, and TDAM USA Inc. (d/b/a TD Asset Management) (“TDAM” or the “Sub-Adviser”), a Delaware corporation having its principal office and place of business at 161 Bay Street, 35th Floor, TD Canada Trust Tower, Toronto, Ontario Canada M5J 2T2.
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • November 22nd, 2023 • Northern Lights Fund Trust Iii • New York
THIS INTERIM SUB-ADVISORY AGREEMENT (“Agreement”) is made and entered into as of 21st day of November, 2023, by and between ABSOLUTE CAPITAL MANAGEMENT, LLC, (the “Adviser”), a Pennsylvania limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 101 Pennsylvania, Blvd., Pittsburgh, PA 15228, and First Associated Investment Advisors, Inc., a Minnesota corporation (the “Subadviser”) and also registered under the Advisers Act, with respect to the Teberg Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”).
INTERIM SUB‑ADVISORY AGREEMENTInterim Sub-Advisory Agreement • January 24th, 2020 • Manager Directed Portfolios • Delaware
AGREEMENT made as of the 1st day of January, 2020, by and among Hardman Johnston Global Advisors LLC, a Connecticut limited liability company, located at 300 Atlantic Street, Suite 601, Stamford, Connecticut 06901, (the “Sub‑Advisor”), and Marmont Partners LLC, a Pennsylvania limited liability company located at 379 Lancaster Ave., Suite 11, Haverford, PA 19041 (the “Advisor”).
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • January 28th, 2009 • Evergreen Equity Trust /De/
This letter agreement is intended by the parties to constitute an Interim Sub-Advisory Agreement (the “Interim Sub-Advisory Agreement”) between EIMC and Sub-Adviser pursuant to Rule 15a-4(b)(1) under the Investment Company Act of 1940 with terms, except as expressly set forth below, identical to the Existing Sub-Advisory Agreement, which is attached to this Agreement as Exhibit A.
HIGHMARK CAPITAL MANAGEMENT, INC. INTERIM SUB-ADVISORY AGREEMENT This AGREEMENT is executed as of January 18, 2006 and made effective as of February 1, 2006, by and between HIGHMARK CAPITAL MANAGEMENT, INC. (the "Adviser") and Trusco Capital...Interim Sub-Advisory Agreement • February 17th, 2006 • Highmark Funds /Ma/ • Massachusetts
Directed Services LLC January 21, 2011 Directed Services LLC West Chester, PA 19380 Ladies and Gentlemen:Interim Sub-Advisory Agreement • July 15th, 2011 • Ing Partners Inc
Directed Services LLC (“DSL”) and ING Investment Management Co. (“IIM”) are parties to an Interim Sub-Advisory Agreement dated on or about January 21, 2011, which will be replaced by a Permanent New Sub-Advisory Agreement dated on or about June 7, 2011 (together, the “Agreements”), subject to shareholder approval. Under the Agreements, DSL has agreed to pay IIM an annual sub-advisory fee with respect to ING Global Bond Portfolio (formerly, ING Oppenheimer Global Strategic Income Portfolio, the “Portfolio”) that is reflected in the table below under the heading “Annual Sub-Adviser Fee.”
Exhibit (d)(6) Interim Sub-Advisory AgreementInterim Sub-Advisory Agreement • December 30th, 2004 • FBR Funds • Maryland
This INTERIM AGREEMENT made as of the 1st of November, 2004, by and between Money Management Advisers, Inc a Delaware corporation (the "Adviser"), and Asset Management, Inc., a Maryland corporation (the "Subadviser").
PEAR TREE ADVISORS, INC. INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • July 31st, 2014 • Pear Tree Funds • Massachusetts
This Interim Sub-Advisory Agreement (this “Agreement”) is dated October 22, 2013 by and between PEAR TREE ADVISORS, INC., a Delaware corporation (the “Manager”), and PANAGORA ASSET MANAGEMENT, INC., a Delaware corporation (the “Subadviser”).
INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • January 28th, 2009 • Evergreen Equity Trust /De/
This letter agreement is intended by the parties to constitute an Interim Sub-Advisory Agreement (the “Interim Sub-Advisory Agreement”) between EIMC and Sub-Adviser pursuant to Rule 15a-4(b)(1) under the Investment Company Act of 1940 with terms, except as expressly set forth below, identical to the Existing Sub-Advisory Agreement, which is attached to this Agreement as Exhibit A.