TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 11th, 2015 • Goldman Sachs ETF Trust • New York
THIS AGREEMENT is made as of the 22nd day of April, 2015, by and between Goldman Sachs ETF Trust (the “Trust”) on behalf of each series of the Trust listed on Schedule A hereto, as updated from time to time (each, a “Fund,” and collectively, the “Funds”), and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
AUTHORIZED PARTICIPANT AGREEMENT FOR GOLDMAN SACHS ETF TRUSTAuthorized Participant Agreement • August 7th, 2015 • Goldman Sachs ETF Trust • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and (the “Authorized Participant” or the “AP”) and is subject to acceptance by The Bank of New York Mellon (the “BNYM ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the Goldman Sachs ETF Trust (the “Trust”) and is a Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, no par value (sometimes referred to as “Shar
FORM OF MANAGEMENT AGREEMENTManagement Agreement • May 25th, 2016 • Goldman Sachs ETF Trust • New York
Goldman Sachs ETF Trust (the “Registrant”) is organized as a statutory trust under the laws of the State of Delaware to engage in the business of an investment company. The shares of the Registrant (“Shares”) may be divided into multiple series (“Series”), including the Series listed on Annex A (including any Series added to Annex A in the future, each a “Fund”). Each Series will represent the interests in a separate portfolio of securities and other assets. Each Series may be terminated, and additional Series established, from time to time by action of the Trustees of the Registrant (the “Trustees”). The Registrant on behalf of each Fund has selected you to act as the investment adviser of each Fund and to provide certain services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions set forth in this Management Agreement (this “Agreement”). The provisions of this Agreement shall be construed a
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • December 27th, 2023 • Goldman Sachs ETF Trust
This Amendment (“Amendment”) is made as of October 12, 2023 (the “Effective Date”), by and between each of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust, Goldman Sachs ETF Trust, Goldman Sachs Real Estate Diversified Income Fund, Cayman Commodity-MFS, LLC, and Goldman Sachs ETF Trust II, separately and not jointly (collectively, the “Funds”), and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • December 27th, 2023 • Goldman Sachs ETF Trust
This Amendment (“Amendment”) dated as of October 12, 2023 (the “Effective Date”) is made by and among each of Cayman Commodity-MFS, LLC Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust, Goldman Sachs ETF Trust, Goldman Sachs ETF Trust II and Goldman Sachs Real Estate Diversified Income Fund, separately and not jointly (collectively, the “Funds”), and The Bank of New York Mellon (“BNY Mellon”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • December 27th, 2022 • Goldman Sachs ETF Trust
This Amendment (“Amendment”) is made as of March 10, 2022 (the “Effective Date”), by and between each of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust, Goldman Sachs ETF Trust, Goldman Sachs Real Estate Diversified Income Fund, Cayman Commodity-MFS, LLC, and Goldman Sachs ETF Trust II, separately and not jointly (collectively, the “Funds”), and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 27th, 2022 • Goldman Sachs ETF Trust
This Amendment (“Amendment”) is made as of March 10, 2022 (“Effective Date”), by and between each of Goldman Sachs ETF Trust and Goldman Sachs ETF Trust II, separately and not jointly (each, a “Trust” and collectively, the “Trusts”), and THE BANK OF NEW YORK MELLON (the “Bank”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • December 27th, 2022 • Goldman Sachs ETF Trust
This Amendment (“Amendment”) is made as of March 17, 2022 (the “Effective Date”), by and between each of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust, Goldman Sachs ETF Trust, Goldman Sachs ETF Trust II, Goldman Sachs Real Estate Diversified Income Fund and Cayman Commodity-MFS, LLC, separately and not jointly (collectively, the “Funds”), and The Bank of New York Mellon (“BNY Mellon”).
AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 27th, 2023 • Goldman Sachs ETF Trust
This Amendment (“Amendment”) is made as of October 12, 2023 (“Effective Date”), by and between each of Goldman Sachs ETF Trust, and Goldman Sachs ETF Trust II, separately and not jointly (each a “Trust” and collectively, the “Trusts”), and THE BANK OF NEW YORK MELLON (the “Bank”).
Form of Amendment to Distribution AgreementDistribution Agreement • May 15th, 2018 • Goldman Sachs ETF Trust
This Amendment, dated as of , 2018, to the Distribution Agreement (this “Amendment”), by and among Goldman Sachs ETF Trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
Amendment to the Fund Administration and Accounting AgreementAdministration and Accounting Agreement • August 7th, 2015 • Goldman Sachs ETF Trust
This Amendment (the “Amendment”) dated April 22, 2015, and effective as of 2015, to the Fund Administration and Accounting Agreement (the “Agreement”) dated April 5, 2011 by and between Goldman Sachs Trust (“GST”) and Goldman Sachs Variable Insurance Trust (each, the “Trust” and collectively, the “Existing Trusts”) on behalf of each series of the Trust listed on Exhibit A to the Agreement, as updated from time to time, and Goldman Sachs ETF Trust (“GSETF”), separately and not jointly, and The Bank of New York Mellon (“BNY Mellon”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • December 22nd, 2017 • Goldman Sachs ETF Trust • New York
This Amendment (“Amendment”) is made as of the 10th day of May, 2017, by and between each of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust (each, the “Trust”), Goldman Sachs ETF Trust (“GSETF”), separately and not jointly, and THE BANK OF NEW YORK MELLON (“BNY Mellon”). GSETF and each Trust are referred to collectively herein as the “Trusts”.
Form of Amendment to Distribution AgreementDistribution Agreement • June 1st, 2017 • Goldman Sachs ETF Trust
This Amendment, dated as of , 2017, to the Distribution Agreement (this “Amendment”), by and among Goldman Sachs ETF Trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
Amendment to the Custody AgreementCustody Agreement • August 7th, 2015 • Goldman Sachs ETF Trust
This Amendment (the “Amendment”) dated April 22, 2015, and effective as of 2015, to the Custody Agreement (the “Agreement”) dated April 5, 2011 by and between Goldman Sachs Trust (“GST”) and Goldman Sachs Variable Insurance Trust (each, the “Trust” and collectively, the “Existing Trusts”) on behalf of each series of the Trust listed on Schedule I to the Agreement, as updated from time to time, and Goldman Sachs ETF Trust (“GSETF”), separately and not jointly, and The Bank of New York Mellon (“BNY Mellon”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • July 6th, 2020 • Goldman Sachs ETF Trust • New York
This Amendment (“Amendment”) is made as of the 13th day of December, 2019, by and between each of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust (each, the “Trust”), Goldman Sachs ETF Trust (“GSETF”), separately and not jointly, and THE BANK OF NEW YORK MELLON (“BNY Mellon”). GSETF end each Trust are referred to collectively herein as the “Trusts”.
Form of Amendment to Distribution AgreementDistribution Agreement • November 9th, 2017 • Goldman Sachs ETF Trust
This Amendment, dated as of , 2017, to the Distribution Agreement (this “Amendment”), by and among Goldman Sachs ETF Trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • July 6th, 2020 • Goldman Sachs ETF Trust • New York
This Amendment (“Amendment”) is made as of the day of December 13, 2019, by and between each of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust (each, the “Trust”), Goldman Sachs ETF Trust (“GSETF”), separately and not jointly, and THE BANK OF NEW YORK MELLON (“BNY Mellon”). GSETF and each Trust are referred to collectively herein as the “Trusts”.
INDEX LICENSE AGREEMENTIndex License Agreement • September 11th, 2015 • Goldman Sachs ETF Trust • New York
THIS INDEX LICENSE AGREEMENT (“Agreement”), effective as of August 20, 2015 (the “Effective Date”), is entered into by and between Goldman Sachs Asset Management, L.P., a Delaware limited partnership having an office at 200 West Street, New York, NY 10282 (“Licensor”) and Goldman Sachs ETF Trust, a statutory trust having an office at 200 West Street, New York, NY 10282 (“Licensee”).
GOLDMAN SACHS ETF TRUST EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 6th, 2017 • Goldman Sachs ETF Trust • New York
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of May, 2016 by and between Goldman Sachs ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the Goldman Sachs ActiveBeta® Emerging Markets Equity ETF (the “Fund”) and Goldman Sachs Asset Management, L.P. (“GSAM” or the “Adviser”).
Form of Amendment to Distribution AgreementDistribution Agreement • September 11th, 2017 • Goldman Sachs ETF Trust
This Amendment, dated as of , 2017, to the Distribution Agreement (this “Amendment”), by and among Goldman Sachs ETF Trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
DISTRIBUTION AGREEMENTDistribution Agreement • August 7th, 2015 • Goldman Sachs ETF Trust • New York
THIS AGREEMENT is made as of March 26, 2015, between Goldman Sachs ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
Letterhead of Goldman Sachs Group, Inc.]Goldman Sachs ETF Trust • August 7th, 2015
Amendment No. 1 to Distribution Agreement1 to Distribution Agreement • August 27th, 2018 • Goldman Sachs ETF Trust
This Amendment No. 1 to the Distribution Agreement (this “Amendment”), by and among Goldman Sachs ETF Trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”) is dated as of , 2018.
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • December 22nd, 2017 • Goldman Sachs ETF Trust • New York
This Amendment (“Amendment”) is made as of the 13th day of June, 2016, by and between each of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust (each, the “Trust”), Goldman Sachs ETF Trust (“GSETF”), separately and not jointly, and THE BANK OF NEW YORK MELLON (“BNY Mellon”). GSETF and each Trust are referred to collectively herein as the “Trusts”.
Form of Amendment to Distribution AgreementDistribution Agreement • July 6th, 2017 • Goldman Sachs ETF Trust
This Amendment, dated as of , 2017, to the Distribution Agreement (this “Amendment”), by and among Goldman Sachs ETF Trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • December 22nd, 2017 • Goldman Sachs ETF Trust • New York
This Amendment (“Amendment”) is made as of the 5th day of April, 2017, by and between each of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust (each, the “Trust”), Goldman Sachs ETF Trust (“GSETF”), separately and not jointly, and THE BANK OF NEW YORK MELLON (“BNY Mellon”). GSETF and each Trust are referred to collectively herein as the “Trusts”.
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • May 10th, 2019 • Goldman Sachs ETF Trust • New York
This Amendment (“Amendment”) is made as of the 10th day of December, 2018, by and between each of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust (each, the “Trust”), Goldman Sachs ETF Trust (“GSETF”), separately and not jointly, and THE BANK OF NEW YORK MELLON (“BNY Mellon”). GSETF and each Trust are referred to collectively herein as the “Trusts”.
AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • July 6th, 2020 • Goldman Sachs ETF Trust • New York
This Amendment (“Amendment”) is made as of the 13th day of December, 2019, by and between Goldman Sachs ETF Trust (the “Trust”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • May 10th, 2019 • Goldman Sachs ETF Trust • New York
This Amendment (“Amendment”) is made as of the 10th day of December, 2018, by and between Goldman Sachs ETF Trust (the “Trust”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • May 10th, 2019 • Goldman Sachs ETF Trust • New York
This Amendment (“Amendment”) is made as of the 10th day of December, 2018, by and between each of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust (each, the “Trust”), Goldman Sachs ETF Trust (“GSETF”), separately and not jointly, and THE BANK OF NEW YORK MELLON (“BNY Mellon”). GSETF and each Trust are referred to collectively herein as the “Trusts”.
Form of Amendment to Distribution AgreementDistribution Agreement • August 16th, 2016 • Goldman Sachs ETF Trust
This Amendment, dated as of _____, 2016, to the Distribution Agreement (this “Amendment”), by and among Goldman Sachs ETF Trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • December 22nd, 2017 • Goldman Sachs ETF Trust • New York
This Amendment (“Amendment”) is made as of the 29th day of AUGUST 2016, by and between each of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust (each, the “Trust”), Goldman Sachs ETF Trust (“GSETF”), separately and not jointly, and THE BANK OF NEW YORK MELLON (“BNY Mellon”). GSETF and each Trust are referred to collectively herein as the “Trusts”.
DISTRIBUTION AGREEMENTDistribution Agreement • August 27th, 2018 • Goldman Sachs ETF Trust • New York
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Goldman Sachs ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • February 8th, 2016 • Goldman Sachs ETF Trust • New York
This Amendment (“Amendment”) is made as of the 20th day of October, 2015, by and between each, of Goldman Sachs Trust, Goldman Sachs Variable Insurance Trust (each, the “Trust”), Goldman Sachs ETF Trust (“GSETF”), separately and not jointly, and THE BANK OF NEW YORK MELLON (“BNY Mellon”). GSETF and each Trust are referred to collectively herein as the “Trusts”.
