CUSTODY AGREEMENTCustody Agreement • August 18th, 2006 • Clough Global Opportunities Fund • New York
AGREEMENT, dated as of April 25, 2006 between Clough Global Opportunities Fund, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 1625 Broadway, Suite 2200, Denver, CO 80202 (the "Fund") and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 ("Custodian").
Subscription Agent Agreement Between Clough Global Opportunities Fund And Computershare Trust Company, N.A. And Computershare Inc.Subscription Agent Agreement • May 21st, 2021 • Clough Global Opportunities Fund • New York
This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”), dated as of [DATE] (the “Effective Date”), is by and between Clough Global Opportunities Fund, a Delaware statutory trust ("Company"), and Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare”, and together with Trust Company, “Agent”).
STOCK TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • August 18th, 2006 • Clough Global Opportunities Fund • New York
AGREEMENT, made as of April 25, 2006, by and between Clough Global Opportunities Fund, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the "Customer"), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the "Bank").
AGREEMENT AND DECLARATION OF TRUSTClough Global Opportunities Fund • February 2nd, 2006 • Delaware
AMENDED AND RESTATED ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • October 24th, 2006 • Clough Global Opportunities Fund • Colorado
THIS AGREEMENT is made as of October 24, 2006, between Clough Global Opportunities Fund, a Delaware Statutory Trust (the "Fund"), and ALPS Fund Services, Inc., a Colorado corporation ("ALPS").
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • April 19th, 2023 • Clough Global Opportunities Fund • Delaware
This ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (“Agreement”) is made as of April 17, 2023 between Clough Global Opportunities Fund, a Delaware Statutory Trust (the “Trust”), and Paralel Technologies LLC, a Delaware Limited Liability Company (the “Administrator”).
Clough Global Opportunities Fund (a Delaware statutory trust) 18,000 Auction Market Preferred Shares ("AMPS") 3,600 Shares [ ] %, Series M7 3,600 Shares [ ]%, Series W7 3,600 Shares [ ] %, Series F7 3,600 Shares [ ]%, Series T28 3,600 Shares [ ]%,...Clough Global Opportunities Fund • October 16th, 2006 • New York
Clough Global Opportunities Fund, a Delaware statutory trust (the "Trust"), proposes, upon the terms and conditions set forth herein, to issue and sell an aggregate of 3,600 shares of its Auction Market Preferred Shares, Series M7, 3,600 shares of its Auction Market Preferred Shares, Series W7, 3,600 shares of its Auction Market Preferred Shares, Series F7, 3,600 shares of its Auction Market Preferred Shares, Series T28 and 3,600 shares of its Auction Market Preferred Shares, Series Th28, each with a liquidation preference of $25,000 per share (the "AMPS"). The AMPS will be authorized by, and subject to the terms and conditions of, the Trust's Statement of Preferences of Auction Market Preferred Shares, dated [ ], 2006 (the "Statement of Preferences"), and the Trust's Agreement and Declaration of Trust, dated January 12, 2006 (the "Charter"), each in the form filed as an appendix or an exhibit, as applicable, to the Registration Statement referred to in the second following paragraph t
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTAnd Management Agreement • April 25th, 2006 • Clough Global Opportunities Fund • Delaware
THIS AGREEMENT is made and entered into as of April , 2006, by and between Clough Global Opportunities Fund (the "Fund"), a Delaware statutory trust registered as a closed-end investment company under the Investment Company Act of 1940, as amended (the "Investment Company Act"), and Clough Capital Partners L.P. (the "Adviser"), a Delaware limited partnership registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act").
AUCTION AGENCY AGREEMENT dated as of October , 2006 Relating to Auction Market Preferred Shares ("AMPS"), 3,600 Shares, Series M7 3,600 Shares, Series W7 3,600 Shares, Series F7 3,600 Shares, Series T28 3,600 Shares, Series Th28 of CLOUGH GLOBAL...Auction Agency Agreement • October 19th, 2006 • Clough Global Opportunities Fund • New York
This Auction Agency Agreement (this "Agreement"), dated as of October , 2006, is between CLOUGH GLOBAL OPPORTUNITIES FUND (the "Fund") and The Bank of New York, a New York banking corporation (the "Auction Agent").
BROKER-DEALER AGREEMENTBroker-Dealer Agreement • October 19th, 2006 • Clough Global Opportunities Fund • New York
This Broker-Dealer Agreement dated as of [ ], 2006, is between The Bank of New York, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of Clough Global Opportunities Fund, a statutory trust organized under the laws of the State of Delaware, as the same may be amended from time to time (the "Fund"), pursuant to authority granted to it in the Auction Agency Agreement between the Fund and the Auction Agent (the "Auction Agency Agreements") and [ ] (together with its successors and assigns, "BD").
Custodian AgreementCustodian Agreement • June 11th, 2019 • Clough Global Opportunities Fund • Massachusetts
Clough Global Opportunities Fund Common Stock (no par value) ATM Sales AgreementTransfer Agency Agreement • October 20th, 2021 • Clough Global Opportunities Fund • New York
Clough Global Opportunities Fund, a Delaware statutory trust (the “Company”) and Clough Capital Partners L.P. (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Standstill AgreementStandstill Agreement • October 13th, 2017 • Clough Global Opportunities Fund • Delaware
This Agreement is entered into as of July 10, 2017 (including the exhibits hereto, this “Agreement”), by and among Saba Capital Management, L.P. (“Saba”) and Clough Global Opportunities Fund (the “Trust”) (the Trust, together with Saba, the “Parties,” and each individually a “Party”).
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • June 11th, 2019 • Clough Global Opportunities Fund • Delaware
THIS AGREEMENT is made and entered into as of April 25, 2006, by and between Clough Global Opportunities Fund (the “Fund”), a Delaware statutory trust registered as a closed-end investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and Clough Capital Partners L.P. (the “Adviser”), a Delaware limited partnership registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
Standstill AgreementStandstill Agreement • October 13th, 2017 • Clough Global Opportunities Fund • Delaware
This Agreement is entered into as of July 10, 2017 (including the exhibits hereto, this “Agreement”), by and among Bulldog Investors, LLC (“Bulldog”) and Clough Global Opportunities Fund (the “Trust”) (the Trust, together with Bulldog, the “Parties,” and each individually a “Party”).
Marketing Services AgreementMarketing Services Agreement • July 3rd, 2019 • Clough Global Opportunities Fund • New York
Clough Global Dividend and Income Fund, Clough Global Equity Fund, and Clough Global Opportunities Fund, and ADI each may be referred to individually as a “Party” or collectively as “Parties.”
ADDITIONAL COMPENSATION AGREEMENTCompensation Agreement • March 23rd, 2006 • Clough Global Opportunities Fund • New York
ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of April [ ], 2006, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Clough Capital Partners L.P. ("Clough").
SECOND AMENDMENT TO THE ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • June 11th, 2019 • Clough Global Opportunities Fund • Colorado
This Second Amendment (“Amendment”) is made as of June 12, 2014, by and between Clough Global Opportunities Fund a registered investment company (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”), the administrator to the Trust.
First Amendment to Administration, Bookkeeping and Pricing Services Agreement Dated April 26, 2006 and Amended and Restated on October 24, 2006 Between ALPS Fund Services, Inc. and Clough Global Opportunities FundServices Agreement • June 11th, 2019 • Clough Global Opportunities Fund • Colorado
THIS AMENDMENT is made as of July 9, 2008, by and between ALPS Fund Services, Inc. (“ALPS”), and Clough Global Opportunities Fund (the “Trust”).
May 10, 2021Letter of Agreement • May 21st, 2021 • Clough Global Opportunities Fund • New York
This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“Georgeson”) by Clough Global Opportunities Fund (the “Company”) to act as Information Agent in connection with the Company’s upcoming rights offering (the “Offering”) expiring June 22, 2021. The term of this Agreement shall be the term of the Offering, including any extensions thereof.
DISTRIBUTION ASSISTANCE AGREEMENTDistribution Assistance Agreement • March 23rd, 2006 • Clough Global Opportunities Fund
This Distribution Assistance Agreement, dated as of April , 2006, is entered into by and between Clough Global Opportunities Fund, a Delaware statutory trust (the "Fund"), and ALPS Distributors, Inc., a corporation organized under the laws of the state of Colorado ("ALPS").
ADDITIONAL COMPENSATION AGREEMENTCompensation Agreement • April 21st, 2006 • Clough Global Opportunities Fund • New York
ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of April 28, 2006, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Clough Capital Partners L.P. ("Clough").
June 11, 2019Letter of Agreement • July 3rd, 2019 • Clough Global Opportunities Fund • New York
This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“Georgeson”) by Clough Global Opportunities Fund (the “Company”) to act as Information Agent in connection with the Company’s upcoming rights offering (the “Offering”) expiring in the summer of 2019. The term of this Agreement shall be the term of the Offering, including any extensions thereof.
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • April 25th, 2006 • Clough Global Opportunities Fund • New York
ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of April 28, 2006, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Clough Capital Partners L.P. ("Clough").
SUBSCRIPTION AGREEMENTClough Global Opportunities Fund • April 21st, 2006
WHEREAS, there has been organized under the laws of the State of Delaware, a statutory trust known as the Clough Global Opportunities Fund (the "Fund").
REPORT MODERNIZATION ADDENDUM to Amended and Restated Administration, Bookkeeping and Pricing Services AgreementReport Modernization • June 11th, 2019 • Clough Global Opportunities Fund • Colorado
This Report Modernization Addendum (this “Addendum”) dated April 10, 2018 is to the Amended and Restated Administration, Bookkeeping and Pricing Services Agreement dated October 24, 2006, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Clough Global Opportunities Fund, a Delaware statutory trust (the “Trust”).
Clough Capital letterhead]Clough Global Opportunities Fund • April 21st, 2006
This letter agreement is to confirm our mutual understanding regarding the use of the name "Clough" in connection with the Clough Global Opportunities Fund, a newly organized closed-end management investment company (the "Fund").
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTManagement Agreement • August 18th, 2006 • Clough Global Opportunities Fund • Delaware
THIS AGREEMENT is made and entered into as of April 25, 2006, by and between Clough Global Opportunities Fund (the "Fund"), a Delaware statutory trust registered as a closed-end investment company under the Investment Company Act of 1940, as amended (the "Investment Company Act"), and Clough Capital Partners L.P. (the "Adviser"), a Delaware limited partnership registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act").
AMENDED AND RESTATED ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTBookkeeping And • June 11th, 2019 • Clough Global Opportunities Fund • Colorado
THIS AGREEMENT is made as of October 24, 2006, between Clough Global Opportunities Fund, a Delaware Statutory Trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
