Common Contracts
4 similar Broker-Dealer Agreement contracts by Clough Global Opportunities Fund, Clough Global Allocation Fund, Clough Global Equity Fund
BROKER-DEALER AGREEMENTBroker-Dealer Agreement • October 19th, 2006 • Clough Global Opportunities Fund • New York
This Broker-Dealer Agreement dated as of [ ], 2006, is between The Bank of New York, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of Clough Global Opportunities Fund, a statutory trust organized under the laws of the State of Delaware, as the same may be amended from time to time (the "Fund"), pursuant to authority granted to it in the Auction Agency Agreement between the Fund and the Auction Agent (the "Auction Agency Agreements") and [ ] (together with its successors and assigns, "BD").
BROKER-DEALER AGREEMENTBroker-Dealer Agreement • October 16th, 2006 • Clough Global Opportunities Fund • New York
This Broker-Dealer Agreement dated as of [ ], 2006, is between The Bank of New York, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of Clough Global Opportunities Fund, a statutory trust organized under the laws of the State of Delaware, as the same may be amended from time to time (the "Fund"), pursuant to authority granted to it in the Auction Agency Agreement between the Fund and the Auction Agent (the "Auction Agency Agreements") and [ ] (together with its successors and assigns, "BD").
BROKER-DEALER AGREEMENTBroker-Dealer Agreement • September 12th, 2005 • Clough Global Equity Fund • New York
This Broker-Dealer Agreement dated as of September , 2005, is between The Bank of New York, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of Clough Global Equity Fund, a statutory trust organized under the laws of the State of Delaware, as the same may be amended from time to time (the "Fund"), pursuant to authority granted to it in the Auction Agency Agreement between the Fund and the Auction Agent (the "Auction Agency Agreements") and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch & Co. (together with its successors and assigns, "BD").
BROKER-DEALER AGREEMENTBroker-Dealer Agreement • November 30th, 2004 • Clough Global Allocation Fund • New York
This Broker-Dealer Agreement dated as of [ ] , 2004, is between The Bank of New York, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of Clough Global Allocation Fund, a statutory trust organized under the laws of the State of Delaware, as the same may be amended from time to time (the "Fund"), pursuant to authority granted to it in the Auction Agency Agreement between the Fund and the Auction Agent (the "Auction Agency Agreements") and BROKER-DEALER (together with its successors and assigns, "BD").
