WMT III SERIES I/J TRADING VEHICLE LLC ORGANIZATION AGREEMENT dated as of March 10, 2005Organization Agreement • April 2nd, 2007 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • Delaware
ORGANIZATION AGREEMENT (this “Agreement”) dated as of March , 2005, by and among (A) the commodity pools (each, a “Member” and, collectively, the “Members”) signatory from time to time hereto, each of which (i) has as its sole managing owner or trading manager (or its functional equivalent in another type of entity) Preferred Investment Solutions Corp. (“Preferred”), a “commodity pool operator” registered with the Commodity Futures Trading Commission (the “CFTC”), and (ii) intends to open a trading account managed pursuant to the Momentum program of Eagle Trading Systems Inc. (“Eagle”) and (B) Preferred, not as a Member, but for the limited purposes set forth herein.
SERVICES AGREEMENTServices Agreement • April 29th, 2008 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
This Services Agreement (this “Agreement”), dated as of May 23, 2007 (“Effective Date”), is entered into by and between SPECTRUM GLOBAL FUND ADMINISTRATION, L.L.C., a Delaware limited liability company (the “Company”), and WORLD MONITOR TRUST III – SERIES G (“Series G”) and WORLD MONITOR TRUST III – SERIES J (“Series J”), each of which are separate series of WORLD MONITOR TRUST III, a Delaware statutory trust (“WMT III” and, together with Series G and Series J, the “Client”), under the following circumstances:
PLAN AND AGREEMENT OF MERGER OF PREFERRED INVESTMENT SOLUTIONS CORP. (a Connecticut corporation) AND PREFERRED INVESTMENT SOLUTIONS CORP. (a Delaware corporation)Plan and Agreement of Merger • January 3rd, 2006 • World Monitor Trust III - Series J
THIS PLAN AND AGREEMENT OF MERGER is made as of the 1st day of January, 2006, between PREFERRED INVESTMENT SOLUTIONS CORP., a Connecticut corporation (“PISC-CT”), and PREFERRED INVESTMENT SOLUTIONS CORP., a Delaware corporation (“PISC-DE”) (collectively, the “Companies”).
ADVISORY AGREEMENTAdvisory Agreement • July 1st, 2009 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
or to which any of the assets of the Advisor is subject which reasonably might be expected to result in any material adverse change in the condition (financial or otherwise), business or prospects of the Advisor or which reasonably might be expected to materially adversely affect any of the material assets of the Advisor or which reasonably might be expected to (A) impair materially the Advisor’s ability to discharge its obligations to Series J or (B) result in a matter which would require disclosure in the Memorandum; furthermore, the Advisor has not received any notice of an investigation by (i) the NFA regarding non-compliance with its rules or the CE Act, (ii) the CFTC regarding non-compliance with the CE Act, or the rules and regulations thereunder, or (iii) any exchange regarding non-compliance with the rules of such exchange which investigation reasonably might be expected to materially impair the Advisor’s ability to discharge its obligations under this Agreement or the Advisor
AMENDED AND RESTATED ADVISORY AGREEMENTAmended and Restated Advisory Agreement • December 2nd, 2008 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
WHEREAS, the parties hereto wish to set forth their duties and obligations to each other with respect to the Memorandum as of its effective date and each closing date of the Offering (each, a “Closing Date)”).
ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • August 15th, 2011 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
WORLD MONITOR TRUST III TRADING ADVISORY AGREEMENT PASKEWITZ ASSET MANAGEMENT, LLCTrading Advisory Agreement • March 26th, 2010 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
This TRADING ADVISORY AGREEMENT (“Agreement”), made as of the 24th day of March, 2010, by and among WORLD MONITOR TRUST III – Series J (hereafter, “Series J”), a separate series of World Monitor Trust III, a Delaware statutory trust (the “Trust”), KENMAR PREFERRED INVESTMENTS CORP., a Delaware corporation (the “Managing Owner”), and Paskewitz Asset Management, LLC , a limited liability company organized under the laws of Delaware (the “Trading Advisor”).
CORRESPONDENT SELLING AGENT AGREEMENT World Monitor Trust III (A Delaware Statutory Trust) Units of Beneficial Interest Preferred Investment Solutions Corp. Managing Owner Kenmar Securities Inc. Selling Agent [Name of Correspondent Selling Agent]...Selling Agent Agreement • December 2nd, 2008 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
Preferred Investment Solutions Corp., a Delaware corporation (the “Managing Owner”), has caused the formation, on September 28, 2004, of a statutory trust pursuant to the Delaware Statutory Trust Act (the “Delaware Act”) under the name, World Monitor Trust III (the “Trust”), for the purposes of engaging in the speculative trading of commodity futures and forward contracts, commodity options and other commodity interests. Wilmington Trust Company, a Delaware banking company (the “Trustee”), is the trustee of the Trust and has delegated substantially all responsibility for the management of the Trust’s business and affairs to the Managing Owner. The beneficial interest in the Trust (the “Units”) will be offered in one series (the “Series”), but the Trust may issue additional series of Units in the future. The Series will be offered in two or more classes. The assets of the Trust will be allocated to one or more different trading advisors (each a “Trading Advisor” and, collectively, the “
ADVISORY AGREEMENTAdvisory Agreement • July 1st, 2009 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
SECOND AMENDED AND RESTATED SELLING AGREEMENT World Monitor Trust III (A Delaware Statutory Trust) Units of Beneficial Interest Preferred Investment Solutions Corp. Managing Owner November 28, 2008Selling Agreement • December 2nd, 2008 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
ADVISORY AGREEMENTAdvisory Agreement • July 1st, 2009 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
• Associated person from November 2002 to May 2003 and principal from September 2002 to May 2003 at Crabel Advisory Services Inc., an investment management firm.
AMENDED AND RESTATED ADVISORY AGREEMENTRepresentation Agreement • December 2nd, 2008 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
to execute the pro forma performance tables or notes thereto. The term “principal” in this Agreement shall have the same meaning as that term in Commodity Futures Trading Commission (the “CFTC”) Regulation § 4.10(e) under the CE Act.
AMENDED AND RESTATED SERVICES AGREEMENTAmended and Restated Services Agreement • March 27th, 2009 • World Monitor Trust III - Series J • Commodity contracts brokers & dealers • New York
This Amended and Restated Services Agreement (this “Agreement”), dated as of January 1, 2009 (“Effective Date”), is entered into by and between SPECTRUM GLOBAL FUND ADMINISTRATION, L.L.C., a Delaware limited liability company (the “Company”), and WORLD MONITOR TRUST III – SERIES J (“Series J”), a series of WORLD MONITOR TRUST III, a Delaware statutory trust (“WMT III” and, together with Series J, the “Client”), under the following circumstances:
