INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST andInvestment Advisory Agreement • August 28th, 2023 • Northern Lights Fund Trust • New York
AGREEMENT, made as of March 23, 2022 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Princeton Fund Advisors, LLC, a Delaware limited liability company (the "Adviser") located at 1580 Lincoln Street, Suite 680, Denver, CO 80203.
SUBADVISORY AGREEMENTSubadvisory Agreement • January 26th, 2024 • Northern Lights Fund Trust • Pennsylvania
THIS AGREEMENT is made and entered into as of this 24th day of September, 2013, by and between DEARBORN CAPITAL MANAGEMENT (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 626 West Jackson Street, Chicago, IL 60611 and emc capital management (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 626 West Jackson, Suite 600, Chicago, Illinois 60661, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASTOR MACRO ALTERNATIVE FUNDAnd Security Agreement • January 26th, 2023 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of February 25, 2015, and as revised May 17, 2016, November 17, 2016, and November 15, 2022 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Astor Macro Alternative Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Astor Investment Management, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST INVESTMENT ADVISORY AGREEMENT Jacobs & Company Mutual FundInvestment Advisory Agreement • April 24th, 2006 • Northern Lights Fund Trust • New York
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 19th day of May, 2005, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the following series of the Trust, Jacobs & Company Mutual Fund (the “Fund”) and Jacobs & Company, a West Virginia corporation, (hereinafter called the “Advisor”).
CUSTODY AGREEMENTCustody Agreement • April 24th, 2006 • Northern Lights Fund Trust • New York
AGREEMENT, dated as of May 19, 2005, between the NORTHERN LIGHTS FUND TRUST , a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 150 Motor Parkway, Suite 205, Hauppauge, New York 11788, on behalf of the Jacobs & Company Mutual Fund (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
UNDERWRITING AGREEMENT Between NORTHERN LIGHTS FUND TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • July 27th, 2015 • Northern Lights Fund Trust • Nebraska
THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
DISTRIBUTION AGREEMENTDistribution Agreement • October 20th, 2008 • Northern Lights Fund Trust • Delaware
THIS AGREEMENT is made and entered into as of this 25th day of September, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Client”) and Foreside Distribution Services, L.P., an Ohio limited partnership (the “Distributor”).
CUSTODY AGREEMENTCustody Agreement • April 17th, 2020 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between NORHTERN LIGHTS TRUST, a Delaware statutory trust, ON BEHALF OF ITS SERIES THE 13D ACTIVIST FUND (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
FUND SERVICES AGREEMENT between NORTHERN LIGHTS FUND TRUST andFund Services Agreement • September 27th, 2013 • Northern Lights Fund Trust • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of June 22, 2011, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes the existing fund services agreement between the parties hereto; provided, however that the Appendix IV’s in existence as of the date hereof shall remain in effect under this Agreement.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTAnd Security Agreement • October 29th, 2014 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of March 15, 2013, as revised September 30, 2014 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of THE GIRALDA FUND (the “Fund”), a series of the Trust, and the Advisor of such Funds, Giralda Advisors, LLC (the “Advisor”).
AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration • February 18th, 2005 • Northern Lights Fund Trust • Delaware
DISTRIBUTION PLAN PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series CMG TACTICAL EQUITY STRATEGY FUNDDistribution Plan • August 10th, 2012 • Northern Lights Fund Trust
DISTRIBUTION PLAN made as of November 18, 2011, and as revised May 22, 2012 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, CMG TACTICAL EQUITY STRATEGY FUND (the “Fund) and the distributor for the Fund, Northern Lights Distributors, LLC (the “DISTRIBUTOR”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN HIGHLAND TREND FOLLOWING FUND AND HIGHLAND FUNDS ASSET MANAGEMENT, L.P. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 25th, 2011 • Highland Funds Ii • Massachusetts
AGREEMENT made as of [_____ ], 2011, by and between Highland Funds Asset Management, L.P., a Delaware limited partnership (the “Adviser”), and Highland Funds II, a Massachusetts business trust (fka GE Funds the “Trust”), on behalf of its series, Highland Trend Following Fund (the “Fund”).
SUBADVISORY AGREEMENTSubadvisory Agreement • October 12th, 2016 • Northern Lights Fund Trust • Delaware
THIS SUBADVISORY AGREEMENT is made and entered into as of August 23, 2016, by and between Princeton Fund Advisors, LLC (the “Adviser”), a Delaware limited liability company located at 1125 17th Street, Suite 1400, Denver, CO 80202 and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and AthenaInvest Advisors, LLC (the “Subadviser”), a Colorado limited liability company located at 5340 South Quebec Street, Suite 365-N, Greenwood Village, CO 80111 and also registered under the Advisers Act, with respect to the Athena Value Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and Wright Fund Management, LLCInvestment Advisory Agreement • September 27th, 2023 • Northern Lights Fund Trust
AGREEMENT, made as of August 21, 2023, between Northern Lights Fund Trust, a Delaware business trust (the "Trust"), and Wright Fund Management, LLC, a Delaware limited liability company (the "Advisor"), located at 3420 Ocean Park Boulevard, Santa Monica, CA.
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series BIONDO FOCUS FUNDDistribution Plan and Agreement • January 28th, 2010 • Northern Lights Fund Trust
DISTRIBUTION PLAN made as of December 14, 2009 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, BIONDO FOCUS FUND (the “Fund”) and the distributor for the Fund, Northern Lights Distributors, LLC (the “DISTRIBUTOR”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • January 25th, 2022 • Northern Lights Fund Trust • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
CUSTODY AGREEMENT BETWEEN THE HUNTINGTON NATIONAL BANK ANDCustody Agreement • April 25th, 2008 • Northern Lights Fund Trust • Ohio
This agreement (the "Agreement") is entered into as of the 17th day of March 2008, by and between Northern Lights Fund Trust (the "Trust"), a Delaware statutory trust having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 and The Huntington National Bank, (the "Custodian"), a national banking association having its principal office at 41 South High Street, Columbus, Ohio 43215.
SUBADVISORY AGREEMENTSubadvisory Agreement • October 29th, 2014 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 27th day of March, 2013, by and between CMG CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at located at 1000 Continental Drive, Suite 570, King of Prussia, PA 19406, and ALPHASIMPLEX GROUP, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at One Cambridge Center, Cambridge, MA 02142, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
ADMINISTRATION SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST andService Agreement • October 3rd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 24th, 2021 • Northern Lights Fund Trust • Delaware
This AGREEMENT is made as of the 12th day of February 2021, by and among American Assets Capital Advisers, LLC, a Delaware limited liability company located at 11455 El Camino Real, Suite 300, San Diego, CA 92130 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
TRANSFER AGENCY SERVICE AGREEMENTTransfer Agency Service Agreement • October 3rd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made this 19th day of May 2005, as revised on June 22, 2006, by and between the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Trust”), and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office at 450 Wireless Boulevard, Hauppauge, NY 11788 (“GFS”).
FUND ACCOUNTING SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST and INDEXService Agreement • October 3rd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
UNDERWRITING AGREEMENT Between NORTHERN LIGHTS FUND TRUST and AQUARIUS FUND DISTRIBUTORS, LLCUnderwriting Agreement • October 3rd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made this 2nd day of August 2005, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 150 Motor Parkway, Suite 205, Hauppauge, NY 11788 (the “Trust”), and AQUARIUS FUND DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“AFD”).
CUSTODY AGREEMENTCustody Agreement • October 20th, 2008 • Northern Lights Fund Trust • Ohio
THIS CUSTODY AGREEMENT (this “Agreement”), is made as of June 26, 2008, by and between NORTHERN LIGHTS FUND TRUST, a statutory trust organized under the laws of the State of Delaware (the "Company"), and FIFTH THIRD BANK, an Ohio banking corporation (the "Custodian").
INVESTMENT ADVISORY AGREEMENT Between AGMS FUND LIMITEDInvestment Advisory Agreement • October 27th, 2015 • Northern Lights Fund Trust • New York
AGREEMENT, made as of September 1, 2013, between AGMS Fund Limited, an exempt, Cayman Islands Corporation of Limited Liability (the “Fund”), and Altegris Advisors, LLC, a Delaware Limited Liability Company (the "Adviser") located at 1200 Prospect Street, Suite 400, La Jolla, California 92037.
SUBADVISORY AGREEMENTSubadvisory Agreement • December 12th, 2014 • Northern Lights Fund Trust • Washington
THIS AGREEMENT is made and entered into as of this 11th day of November, 2014, by and between GENESIS CAPITAL, LLC (the "Adviser"), a Washington limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 7191 Wagner Way NW, Suite 302, Gig Harbor, WA 98335 and ANCHOR CAPITAL MANAGEMENT GROUP, INC. (the “Subadviser”), a Corporation organized under the laws of California and also registered under the Advisers Act, located at 15 Enterprise, Suite 450, Aliso Viejo, California 92656, with respect to Anchor Alternative Income Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
Form of INVESTMENT ADVISORY AGREEMENT BETWEEN [SUBSIDIARY NAME] AND AXS INVESTMENTS LLCInvestment Advisory Agreement • July 22nd, 2019 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ____________, is entered into by and between [Subsidiary Fund Name], a Cayman Islands company, (the “Fund”), and AXS Investments LLC, a Delaware limited liability company (the “Advisor”).
INTERIM INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and OSTERWEIS CAPITAL MANAGEMENT, LLCInterim Investment Advisory Agreement • October 24th, 2022 • Northern Lights Fund Trust • New York
AGREEMENT (the "Agreement"), made as of May 1, 2022 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Osterweis Capital Management, LLC a California Limited Liability Company (the "Adviser") located at One Maritime Plaza, Suite 800 San Francisco, CA 941111.
FUND SERVICES AGREEMENT between NORTHERN LIGHTS FUND TRUST andFund Services Agreement • April 26th, 2022 • Northern Lights Fund Trust • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of August 17, 2021, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust having its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”) and ULTIMUS FUND SOLUTIONS, LLC, an Ohio limited liability company having its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (“UFS”). This Agreement replaces and supersedes the existing fund services agreement between the parties hereto.
SUBADVISORY AGREEMENTSubadvisory Agreement • March 12th, 2012 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 27th day of February, 2009 as revised November 18, 2011, by and between CMG CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at located at 150 N. Radnor-Chester Road, Suite A150, Radnor, Pennsylvania 19087, and SCOTIA PARTNERS, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 436 Ridge Road, Spring City, PA 19475, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
FORM OF SUBADVISORY AGREEMENTForm of Subadvisory Agreement • August 20th, 2013 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of this XX day of August, 2013, by and between CLARK CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1650 Market Street, 53rd Floor, Philadelphia, PA 19103 and Main Point Advisors, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 1650 Market Street, 53rd Floor, Philadelphia, PA 19103, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • April 27th, 2022 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of the 16th day of December, 2020, as revised February 25, 2022 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of Navigator Tactical U.S. Allocation Fund and Navigator Tactical Investment Grade Bond Fund (the "Fund") a series of the Trust, and the Advisor of the Fund, Clark Capital Management Group, Inc. (the "Advisor").
TRADING ADVISORY AGREEMENTTrading Advisory Agreement • May 5th, 2017 • Northern Lights Fund Trust • Delaware
This AGREEMENT is made as of the 21st day of November 2016, by and between Three Rock Capital Management Limited, a limited company under Irish law, located at 149 Francis Street, Dublin 8, Ireland (the “Trader”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”). The Adviser and the Trader are each and individually a “Party” and collectively the “Parties.”
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 25th, 2011 • Highland Funds Ii • Delaware
AGREEMENT made as of [_______], 2011, by and between Highland Funds Asset Management L.P., a Delaware limited partnership (the “Adviser”) and Incline Capital, LLC, a Nevada Limited Liability Company (the “Sub-Adviser”).
