Common Contracts
28 similar Subadvisory Agreement contracts by Northern Lights Fund Trust, Northern Lights Variable Trust, Epiphany Funds, others
SUBADVISORY AGREEMENTSubadvisory Agreement • January 4th, 2024 • Institutional Investment Strategy Fund • Delaware
THIS SUBADVISORY AGREEMENT (this “Agreement”) is made and entered into as of December 22, 2023, by and between Buena Capital Advisors, LLC (the “Adviser”), a Delaware limited liability company located at 2261 Market Street, #5190, San Francisco, CA 94114 and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Rhumbline Advisers (the “Subadviser”), a Massachusetts limited partnership located at 265 Franklin Street, 21st Floor, Boston, MA 02110 and also registered under the Advisers Act, with respect to Institutional Investment Strategy Fund, a Delaware statutory trust (the “Fund” or the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • November 22nd, 2017 • Second Nature Series Trust • New York
THIS AGREEMENT is effective as of November 20, 2017, by and between SECOND NATURE INVESTMENTS LLC (the "Adviser"), a Delaware limited liability company registered (or with a pending registration) under the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and KBK CAPITAL MANAGEMENT LLC, a Florida limited liability company (the "Subadviser") and also registered under the Advisers Act, with respect to the SECOND NATURE SERIES TRUST (the "Fund" or the "Trust").
SUBADVISORY AGREEMENTSubadvisory Agreement • January 5th, 2015 • Northern Lights Variable Trust • Delaware
THIS AGREEMENT is made and entered into as of this 30th day of September, 2014, by and between JNF ADVISORS, INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 10350 Ormsby Park Place, Louisville, Kentucky 40223, and DYNASTY WEALTH MANAGEMENT LLC (the“Subadviser”), a Delaware limited liability company registered under the Advisers Act, located at 1350 Avenue of the Americas, New York, New York 10019 with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • October 29th, 2014 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 27th day of March, 2013, by and between CMG CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at located at 1000 Continental Drive, Suite 570, King of Prussia, PA 19406, and ALPHASIMPLEX GROUP, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at One Cambridge Center, Cambridge, MA 02142, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • October 20th, 2014 • Northern Lights Variable Trust • Delaware
THIS AGREEMENT is made and entered into as of this 30th day of September, 2014, by and between JNF ADVISORS, INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 10350 Ormsby Park Place, Louisville, Kentucky 40223, and DYNASTY WEALTH MANAGEMENT LLC (the“Subadviser”), a Delaware limited liability company registered under the Advisers Act, located at 1350 Avenue of the Americas, New York, New York 10019 with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • June 25th, 2014 • Northern Lights Fund Trust Ii • Illinois
THIS AGREEMENT is made and entered into as of the 25th day of April, 2014 by and between KKM FINANCIAL, LLC (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and EQUITY ARMOR INVESTMENTS, LLC, an Illinois limited liability company organized under the laws of Illinois (the “Subadviser”) and also registered under the Advisers Act, with respect to KKM ARMOR FUND and KKM U.S. EQUITY ARMOR FUND (the “Funds”), each a series of the NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • April 7th, 2014 • Northern Lights Fund Trust • Delaware
THIS AGREEMENT is made and entered into as of the 25th day of September, 2012, by and between Princeton Fund Advisors, LLC (the “Adviser”), a Delaware limited liability company registered with the U.S. Securities and Exchange Commission (the “SEC”) as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), Sandalwood Securities, Inc. a New Jersey corporation (the “Primary Subadviser”) and also registered with the SEC as an investment adviser under the Advisers Act and as a broker-dealer under the U.S. Securities Exchange Act of 1934, as amended and MidOcean Credit Fund Management, LP, a Delaware limited partnership (the “Subadviser”) and also registered with the SEC as an investment adviser under the Advisers Act, with respect to the Sandalwood Multi-Strategy Opportunity Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • April 7th, 2014 • Northern Lights Fund Trust • Delaware
THIS AGREEMENT is made and entered into as of the 23rd day of November , 2012, by and between Princeton Fund Advisors, LLC (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Whippoorwill Associates, Inc., a corporation organized under the laws of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to the Sandalwood Multi-Strategy Opportunity Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), to be effective as of the date the Subadviser begins managing assets of the Fund (the “effective date”).
SUBADVISORY AGREEMENTSubadvisory Agreement • March 3rd, 2014 • Northern Lights Variable Trust • Massachusetts
THIS AGREEMENT is made and entered into as of this 26th day of February, 2014, by and between JNF ADVISORS, INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 10350 Ormsby Park Place, Louisville, Kentucky 40223, and SSgA Funds Management, Inc. (the “Subadviser”), a Massachusetts corporation registered under the Advisers Act, located at State Street Financial Center, One Lincoln Street, Boston, Massachusetts 02111, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • October 9th, 2013 • Northern Lights Fund Trust • Delaware
THIS AGREEMENT is made and entered into as of this 22nd day of September, 2011, by and between RISK PARADIGM GROUP, LLC (the "Adviser"), a limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 5900 Southwest Parkway, Building 5, Suite 500, Austin, TX 78735, and F-SQUARED INSTITUTIONAL ADVISORS, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 2221 Washington Street, Suite 201, Newton, MA 02462, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • May 22nd, 2013 • Northern Lights Variable Trust • New York
THIS AGREEMENT is made and entered into as of this 13th day of April, 2011, as revised on 27th day of March, 2013, by and between VALMARK ADVISERS, INC. (the “Adviser”), an Ohio corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 130 Springside Drive, Akron, OH 44333, and Milliman Financial Risk Management, LLC (the “Subadviser”), a Washington corporation registered under the Advisers Act, with an office at 71 S. Wacker Drive, 31st Floor, Chicago, IL 60606, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • May 1st, 2013 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 27th day of March, 2013, by and between CMG CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at located at 1000 Continental Drive, Suite 570, King of Prussia, PA 19406, and ALPHASIMPLEX GROUP, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at One Cambridge Center, Cambridge, MA 02142, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • October 26th, 2012 • Two Roads Shared Trust • Delaware
THIS AGREEMENT is made and entered into as of the 29th day of August, 2012, by and between Alternative Road Investment Advisers, LLC (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Rockview Management, LLC, a limited liability company organized under the laws of the State of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to The Alternative Avenue Fund (the “Fund”), a series of the TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • August 23rd, 2012 • Northern Lights Fund Trust Iii • New York
THIS AGREEMENT (“Agreement”) is made and entered into as of the 16th day of August, 2012, by and between TAYLOR INVESTMENT ADVISORS, LP , (the “Adviser”), a Texas limited partnership registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 100 Crescent Court, Suite 525, Dallas, Texas 75201 , and BLACKROCK INVESTMENT MANAGEMENT, LLC, a limited liability company organized under the laws of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to Taylor Xplor Managed Futures Strategy Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • February 29th, 2012 • Epiphany Funds • New York
THIS AGREEMENT is made and entered into as of this 29th day of December, 2011, by and between Trinity Fiduciary Partners, LLC (the “Adviser”), a Texas limited liability corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 106 Decker Court, Ste 226, Irving, Texas 75062, and Hillcrest Asset Management, LLC (the “Subadviser”), a Delaware limited liability company registered as an investment adviser under the Advisers Act, located at 14180 North Dallas Parkway, Suite 650, Dallas, Texas 75254 with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the Epiphany Funds Trust, a Ohio statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • April 26th, 2011 • Northern Lights Variable Trust • New York
THIS AGREEMENT is made and entered into as of this 13th day of April, 2011, by and between VALMARK ADVISERS, INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 130 Springside Drive, Akron, OH 44333, and Milliman, Inc. (the “Subadviser”), a Washington corporation registered under the Advisers Act, with an office at 71 S. Wacker Drive, 31st Floor, Chicago, IL 60606, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • March 14th, 2011 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 9th day of August, 2010, by and between CMG CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at located at 150 N. Radnor-Chester Road, Suite A150, Radnor, Pennsylvania 19087, and HOWARD CAPITAL MANAGEMENT, INC. (the “Subadviser”), a corporation registered under the Advisers Act, located at 555 Sun Valley Drive #B4, Roswell, GA, 30076, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • August 27th, 2010 • Northern Lights Fund Trust • Delaware
THIS AGREEMENT is made and entered into as of this 12th day of August, 2010, by and between ALTEGRIS ADVISORS, LLC (the "Adviser"), a limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1200 Prospect Street, Suite 550, La Jolla, California 92037, and RODNEY SQUARE MANAGEMENT CORPORATION (the “Subadviser”), a corporation registered under the Advisers Act, located at 1100 North Market Street, Wilmington, DE 19890, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • January 14th, 2010 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 20th day of November, 2009, by and between THREE G FINANCIAL, LLC (the "Adviser"), a limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at located at 5940 South Rainbow Boulevard, Las Vegas, Nevada 89118, and FOCUSPOINT SOLUTIONS, INC. (the “Subadviser”), a corporation registered under the Advisers Act, located at 3395 SW Garden Avenue, Portland Oregon 97225, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • June 24th, 2009 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 29th day of May, 2009, by and between WAYNE HUMMER ASSET MANAGEMENT COMPANY, LLC (the "Adviser"), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at located at 222 S. Riverside Plaza, Suite 2800, Chicago, IL 60606, and ADVANCED INVESTMENT PARTNERS, LLC (the “Subadviser”), a Delaware limited liability company registered under the Advisers Act, located at 100 Main Street, Suite 301, Safety Harbor, FL 34695, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • April 30th, 2009 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 27th day of February, 2009, by and between CMG CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at located at 150 N. Radnor-Chester Road, Suite A150, Radnor, Pennsylvania 19087, and SCHREINER CAPITAL MANAGEMENT, INC. (the “Subadviser”), a corporation registered under the Advisers Act, located at 111 Summit Drive, Suite 100, Exton, PA 19341, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • April 30th, 2009 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 15th day of December, 2008, by and between CMG CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at located at 150 N. Radnor-Chester Road, Suite A150, Radnor, Pennsylvania 19087, and ANCHOR CAPITAL MANAGEMENT GROUP, LLC (the “Subadviser”), a corporation registered under the Advisers Act, located at 16140 Sand Canyon Avenue, Irvine California 92618, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • April 30th, 2009 • Northern Lights Fund Trust • New York
THIS AGREEMENT is made and entered into as of this 27th day of February, 2009, by and between CMG CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at located at 150 N. Radnor-Chester Road, Suite A150, Radnor, Pennsylvania 19087, and BANDON CAPITAL MANAGEMENT, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 818 SW 3rd Avenue, #240, Portland, Oregon 97204, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • January 8th, 2009 • Northern Lights Variable Trust • New York
THIS AGREEMENT is made and entered into as of this 7th day of April, 2008, by and between JNF ADVISORS, INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 9920 Corporate Campus Drive, Suite 1000, Louisville, Kentucky 40223, and A I M ADVISORS, INC. (the “Subadviser”), a Delaware corporation registered under the Advisers Act, located at 11 Greenway Plaza, Suite 100, Houston, Texas, 77046-1173, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • May 2nd, 2008 • Northern Lights Variable Trust • New York
THIS AGREEMENT is made and entered into as of this 7th day of April, 2008, by and between JNF ADVISORS, INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 9920 Corporate Campus Drive, Suite 1000, Louisville, Kentucky 40223, and A I M ADVISORS, INC. (the “Subadviser”), a Delaware corporation registered under the Advisers Act, located at 11 Greenway Plaza, Suite 100, Houston, Texas, 77046-1173, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • May 2nd, 2008 • Northern Lights Variable Trust • New York
THIS AGREEMENT is made and entered into as of this 1st day of May, 2008, by and between JNF ADVISORS, INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 9920 Corporate Campus Drive, Suite 1000, Louisville, Kentucky 40223, and LOOMIS, SAYLES & COMPANY, L.P. (the “Subadviser”), a Delaware partnership registered under the Advisers Act, located at One Financial Center, Boston, Massachusetts 02111, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • February 4th, 2008 • Northern Lights Variable Trust • New York
THIS AGREEMENT is made and entered into as of this 19th day of February, 2007, by and between JNF ADVISORS, INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 9920 Corporate Campus Drive, Suite 1000, Louisville, Kentucky 40223, and CHICAGO EQUITY PARTNERS, LLC (the “Subadviser”), a Delaware limited liability company registered under the Advisers Act, located at 180 N. LaSalle Street, Suite 3800, Chicago, Illinois 60601, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • March 2nd, 2007 • Northern Lights Variable Trust • New York
THIS AGREEMENT is made and entered into as of this 20th day of February, 2007, by and between JNF ADVISORS, INC. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 9920 Corporate Campus Drive, Suite 1000, Louisville, Kentucky 40223, and CHICAGO EQUITY PARTNERS, LLC (the “Subadviser”), a Delaware limited liability company registered under the Advisers Act, located at 180 N. LaSalle Street, Suite 3800, Chicago, Illinois 60601, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”).
