Gabelli Global Utility & Income Trust Sample Contracts

between
Gabelli Global Utility & Income Trust • May 25th, 2004
Sample 1Sample 2Sample 3See All (627)
AutoNDA by SimpleDocs
CC Draft 3/31/04 The Gabelli Global Utility & Income Trust (a Delaware statutory trust) [ ] Common Shares of Beneficial Interest ($0.001 Par Value) FORM OF PURCHASE AGREEMENT
Gabelli Global Utility & Income Trust • May 25th, 2004 • New York
Sample 1Sample 2Sample 3See All (369)
REGISTRAR,
Agency and Service Agreement • May 25th, 2004 • Gabelli Global Utility & Income Trust • Massachusetts
Sample 1Sample 2Sample 3See All (299)
PURCHASE AGREEMENT
Purchase Agreement • May 25th, 2004 • Gabelli Global Utility & Income Trust
Sample 1Sample 2Sample 3See All (168)
Exhibit (a) THE GABELLI GLOBAL UTILITY & INCOME TRUST AGREEMENT AND DECLARATION OF TRUST ____________________________________________ April 21, 2004 TABLE OF CONTENTS
Gabelli Global Utility & Income Trust • May 25th, 2004
Sample 1Sample 2Sample 3See All (17)
Form of Fourth Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This Fourth Amendment (“Amendment”), effective as of , 2013 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company”).

Sample 1Sample 2Sample 3See All (5)
The Gabelli Global Utility & Income Trust Common Shares and Preferred Shares Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENT
Gabelli Global Utility & Income Trust • November 9th, 2018 • New York
Sample 1Sample 2Sample 3See All (5)
Seventh Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This Seventh Amendment (“Amendment’’), effective as of May 10, 2016 (‘‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent’’) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company’’).

Sample 1Sample 2Sample 3See All (5)
Form of Fifth Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This Fifth Amendment (“Amendment”), effective as of , 2014 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company”).

Sample 1Sample 2Sample 3See All (5)
Ninth Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This Ninth Amendment (“Amendment’’), effective as of July 1, 2016 (‘‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, ”Transfer Agent’’) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company’’).

Sample 1Sample 2Sample 3See All (5)
Exhibit (g) INVESTMENT ADVISORY AGREEMENT May , 2004 Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1434 Dear Sir: The Gabelli Global Utility & Income Trust (the "Fund"), a statutory trust organized under the laws of the state of...
Investment Advisory Agreement • May 25th, 2004 • Gabelli Global Utility & Income Trust
Sample 1Sample 2Sample 3See All (5)
Subscription Agent Agreement Between Gabelli Global Utility & Income Trust and Computershare Trust Company, N.A. and Computershare Inc.
Subscription Agent Agreement • May 12th, 2022 • Gabelli Global Utility & Income Trust • New York

THIS SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 11th day of March, 2021 (the “Effective Date”) by and among Gabelli Global Utility & Income Trust, a statutory trust organized and existing under the laws of the State of Delaware (the “Company”), Computershare Inc. (“Computershare”), a Delaware corporation, and Computershare’s fully owned subsidiary Computershare Trust Company, N.A., a national banking association (the “Trust Company” and together with Computershare, the “Agent”).

Sample 1Sample 2Sample 3See All (4)
Form of Sixth Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This Sixth Amendment (“Amendment”), effective as of , 2016 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company”).

Sample 1Sample 2Sample 3
Form of First Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This First Amendment (“Amendment”), effective as of , 2012 (“Effective Date”), is to the Transfer Agency and Service Agreement (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., formerly known as Computershare Shareholder Services, Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company”).

Sample 1Sample 2Sample 3
Form of Second Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This Second Amendment (“Amendment”), effective as of , 2012 (“Effective Date”), is to the Transfer Agency and Service Agreement (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., formerly known as Computershare Shareholder Services, Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company”).

Sample 1Sample 2Sample 3
Eleventh Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This Eleventh Amendment (“Amendment”), effective as of September 26, 2017 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company”).

Sample 1Sample 2Sample 3
Transfer Agency and Service Agreement Among Each of the Gabelli Closed End Investment Companies Listed on Exhibit A Hereto Computershare Trust Company, N.A. and Computershare Inc.
Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

AGREEMENT made as of the 1st day of January, 2011 by and among each of the Gabelli closed-end investment companies listed on Exhibit A, a corporation, having its principal office and place of business at One Corporate Center, Rye, NY 10580 (the “Company”), and Computershare Inc., a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company, having its principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021 (collectively, the “Transfer Agent” or individually, “Computershare” and the “Trust Company”, respectively).

Sample 1Sample 2Sample 3
Eighth Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This Eighth Amendment (“Amendment’’), effective as of May 31, 2016 (‘‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent’’) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company’’).

Sample 1Sample 2Sample 3
THE GABELLI GLOBAL UTILITY & INCOME TRUST (the "Fund") EXHIBIT TO ITEM 77Q1(a) THE GABELLI GLOBAL UTILITY & INCOME TRUST AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST ___________________________________________ Amended and Restated February...
Gabelli Global Utility & Income Trust • August 28th, 2009
Sample 1Sample 2Sample 3
Form of Third Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This Third Amendment (“Amendment”), effective as of , 2013 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company”).

Sample 1Sample 2Sample 3
GABELLI GLOBAL UTILITY & INCOME TRUST EXHIBIT 1 - 77(Q)1(a) THE GABELLI GLOBAL UTILITY & INCOME TRUST SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST TABLE OF CONTENTS Page ARTICLE I The Trust 1.1 Name 4 1.2 Definitions 4 ARTICLE II...
Agreement and Declaration of Trust • March 1st, 2011 • Gabelli Global Utility & Income Trust

Trustees 2.1 Number and Qualification 6 2.2 Term and Election 6 2.3 Resignation and Removal 6 2.4 Vacancies 7 2.5 Meetings 7 2.6 Officers 8 ARTICLE III

Sample 1Sample 2
THE GABELLI GLOBAL UTILITY & INCOME TRUST SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST
Agreement and Declaration of Trust • September 19th, 2011 • Gabelli Global Utility & Income Trust • Delaware

SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made as of the 16th day of February 2011, by the Trustees hereunder, and by the holders of shares of beneficial interest issued hereunder as hereinafter provided.

Sample 1Sample 2
AutoNDA by SimpleDocs
AMENDMENT NO. 1 TO AMENDED AND RESTATED BY-LAWS OF THE GABELLI GLOBAL UTILITY & INCOME TRUST Effective: August 17, 2022
Gabelli Global Utility & Income Trust • August 25th, 2022

On August 17, 2022, the Board of Trustees of The Gabelli Global Utility & Income Trust (the “Fund”), in accordance with the Fund’s Amended and Restated By-Laws (the “By-Laws”) and Second Amended and Restated Agreement and Declaration of Trust, approved and adopted the following amendment to the By-Laws, to be effective immediately:

Sample 1
May 3, 2022 The Gabelli Global Utility & Income Trust One Corporate Center Rye, NY 10580-1422
Gabelli Global Utility & Income Trust • May 12th, 2022

This letter will serve as the agreement under which you will retain Morrow Sodali LLC (“Morrow” or “us”) to perform search and distribution services in connection with the Rights Offering by The Gabelli Global Utility & Income Trust to holders of the Fund’s existing Common Shares (“the Offer”).

Sample 1
April 10, 2013 The Gabelli Global Utility & Income Trust Inc. One Corporate Center Rye, NY 10580-1422
Gabelli Global Utility & Income Trust • May 7th, 2013

This letter will serve as the agreement under which you will retain Morrow & Co., LLC (“Morrow” or “us”) to act as Information Agent in connection with the Rights Offering by The Gabelli Global Utility & Income Trust Inc. to its holders of the Fund’s existing Common Stock (“the Offer”).

Sample 1
The Gabelli Global Utility & Income Trust Common Shares and Preferred Shares Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENT
Soliciting Dealer Agreement • May 7th, 2013 • Gabelli Global Utility & Income Trust • New York
Sample 1
SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • May 7th, 2013 • Gabelli Global Utility & Income Trust • New York

This Subscription Agent Agreement (the “Agreement”) is made as of April 30, 2013 by and between The Gabelli Global Utility & Income Trust, a closed-end investment company organized and existing under the laws of the State of Delaware, (the “Fund”), Computershare Inc., a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking company (collectively, the “Agent” or individually “Computershare” and the “Trust Company”, respectively). All terms not defined herein shall have the meaning given in the prospectus (the “Prospectus”) included in the Registration Statement on Form N-2, File No. 333-175701 filed by the Fund with the Securities and Exchange Commission (“SEC”) on March 28, 2013, as supplemented or amended by any amendment filed with respect thereto (the “Registration Statement”).

Sample 1
Twelfth Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • November 9th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This Twelfth Amendment (“Amendment”), effective as of [ ], 2018 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company”).

Sample 1
MORROW SODALI
Gabelli Global Utility & Income Trust • November 9th, 2018

This letter will serve as the agreement under which you will retain Morrow Sodali LLC (“Morrow’ or “us”) to perform search and distribution services in connection with the Rights Offering by The Gabelli Global Utility & Income Trust to holders of the Fund’s existing Common Shares (“the Offer”).

Sample 1
Tenth Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • March 14th, 2018 • Gabelli Global Utility & Income Trust • Massachusetts

This Tenth Amendment (“Amendment’’), effective as of September , 2017 (‘‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent’’) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company’’).

Sample 1
Subscription Agent Agreement Between The Gabelli Global Utility & Income Trust and Computershare Trust Company, N.A. and Computershare Inc.
Subscription Agent Agreement • November 9th, 2018 • Gabelli Global Utility & Income Trust • New York

THIS SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 8 day of November 2018 (the “Effective Date”) by and among The Gabelli Global Utility & Income Trust, a company organized and existing under the laws of the State of Delaware (the “Fund”), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).

Sample 1
Time is Money Join Law Insider Premium to draft better contracts faster.