EXHIBIT 4(r) NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Cel Sci Corp • May 2nd, 2017 • Biological products, (no disgnostic substances)
Company FiledMay 2nd, 2017 Industry
CDEX INC. 12% SENIOR CONVERTIBLE NOTECdex Inc • June 30th, 2008 • Measuring & controlling devices, nec • New York
Company FiledJune 30th, 2008 Industry Jurisdiction
Exhibit 23(d)2(9) Subadvisory Agreement between Phoenix Variable Advisors, Inc. and Harris Investment Management Inc., covering the Phoenix Capital Growth Series THE PHOENIX EDGE SERIES FUND SUBADVISORY AGREEMENTPhoenix Edge Series Fund • May 1st, 2008 • Massachusetts
Company FiledMay 1st, 2008 Jurisdiction
SHARE PURCHASE AGREEMENT ----------Glatfelter P H Co • March 13th, 2008 • Paper mills
Company FiledMarch 13th, 2008 Industry
EXHBIT 4.1 FORM OF 2004 A WARRANT AMENDMENT AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANT A This AMENDMENT NO. 1 TO COMMON STOCK PURCHASE WARRANT A dated as of December 20, 2007 (this "Amendment"), among Geron Corporation, a Delaware corporation...Geron Corp • December 21st, 2007 • Pharmaceutical preparations
Company FiledDecember 21st, 2007 Industry
Exhibit 10.3 NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR QUALIFIED UNDER APPLICABLE STATE SECURITIES LAWS AND MAY ONLY BE ACQUIRED FOR...HC Innovations, Inc. • December 10th, 2007 • Services-health services
Company FiledDecember 10th, 2007 Industry
TABLE OF CONTENTSSTRATS(SM) Trust for BNSF Funding Trust I Securities, Series 2007-2 • July 31st, 2007 • Asset-backed securities • New York
Company FiledJuly 31st, 2007 Industry Jurisdiction
BETWEENZarlink Semiconductor Inc • July 24th, 2007 • Semiconductors & related devices • Ontario
Company FiledJuly 24th, 2007 Industry Jurisdiction
Exhibit 99.4 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Environmental Service Professionals, Inc. • June 20th, 2007 • Services-to dwellings & other buildings
Company FiledJune 20th, 2007 Industry
Exhibit 10.2 NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR QUALIFIED UNDER APPLICABLE STATE SECURITIES LAWS AND MAY ONLY BE ACQUIRED FOR...HC Innovations, Inc. • May 31st, 2007 • Services-health services
Company FiledMay 31st, 2007 Industry
EXHIBIT C NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER...Airtrax Inc • February 21st, 2007 • Industrial trucks, tractors, trailors & stackers
Company FiledFebruary 21st, 2007 Industry
NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE...Petrosearch Energy Corp • February 7th, 2007 • Crude petroleum & natural gas • Texas
Company FiledFebruary 7th, 2007 Industry Jurisdiction
WITNESSETH:Tower Automotive Inc • February 1st, 2007 • Metal forgings & stampings • New York
Company FiledFebruary 1st, 2007 Industry Jurisdiction
THE LEXINGTON MASTER LIMITED PARTNERSHIP, Issuer,Lexington Master Limited Partnership • January 29th, 2007 • Operators of nonresidential buildings • New York
Company FiledJanuary 29th, 2007 Industry Jurisdiction
Dated: October 25, 2006 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM...Gs Agrifuels Corp • November 7th, 2006 • Industrial organic chemicals
Company FiledNovember 7th, 2006 Industry
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS...Petrosearch Energy Corp • November 7th, 2006 • Crude petroleum & natural gas
Company FiledNovember 7th, 2006 Industry
Exhibit (d)(32) INTERIM INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENT (Money Market Portfolio) AGREEMENT made as of September 29, 2006 between THE RBB FUND, INC., a Maryland corporation (herein called the "Company"), and BLACKROCK INSTITUTIONAL...RBB Fund Inc • October 30th, 2006 • Delaware
Company FiledOctober 30th, 2006 Jurisdiction
No. US $300,000.00 ---------------- WATER CHEF, INC. CONVERTIBLE PROMISSORY NOTE DUE FEBRUARY 17, 2007 THIS Note is a duly authorized issuance of $300,000.00 of WATER CHEF, INC., a Delaware corporation and located at 1007 Glen Cove Avenue, Suite 1,...Water Chef Inc • October 19th, 2006 • Refrigeration & service industry machinery • New York
Company FiledOctober 19th, 2006 Industry Jurisdiction
NEITHER THIS WARRANT NOR THE SECURITIES INTO WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE...Dermisonics, Inc • September 20th, 2006 • Surgical & medical instruments & apparatus • Nevada
Company FiledSeptember 20th, 2006 Industry Jurisdiction
NEITHER THIS WARRANT NOR THE SECURITIES INTO WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE...Dermisonics, Inc • August 21st, 2006 • Surgical & medical instruments & apparatus • Nevada
Company FiledAugust 21st, 2006 Industry Jurisdiction
EXHIBIT 4.3 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Able Energy Inc • August 14th, 2006 • Retail-retail stores, nec
Company FiledAugust 14th, 2006 Industry
OFMediavest, Inc. • August 9th, 2006 • Services-prepackaged software • New York
Company FiledAugust 9th, 2006 Industry Jurisdiction
ABC**Paxton Energy Inc • August 1st, 2006
Company FiledAugust 1st, 2006
WARRANT TO PURCHASE SECURITIES OF GALAXY NUTRITIONAL FOODS, INC.Galaxy Nutritional Foods Inc • July 25th, 2006 • Dairy products • Florida
Company FiledJuly 25th, 2006 Industry Jurisdiction
NEITHER THIS WARRANT NOR THE SECURITIES INTO WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE...Dermisonics, Inc • July 19th, 2006 • Surgical & medical instruments & apparatus • Nevada
Company FiledJuly 19th, 2006 Industry Jurisdiction
FOR VALUE RECEIVED, the Company promises to pay to Crescent International Ltd. or its registered assigns (the "Holder"), or shall have paid pursuant to ------ the terms hereunder, the principal sum of $378,000 by June 7, 2008, or such earlier date as...UC Hub Group Inc • July 13th, 2006 • Telephone communications (no radiotelephone) • New York
Company FiledJuly 13th, 2006 Industry Jurisdiction
EXHIBIT 4.3Tutogen Medical Inc • July 6th, 2006 • Wholesale-medical, dental & hospital equipment & supplies
Company FiledJuly 6th, 2006 Industry
EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER...Liska Biometry Inc • June 9th, 2006 • Non-operating establishments • New York
Company FiledJune 9th, 2006 Industry Jurisdiction
EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER...Liska Biometry Inc • June 9th, 2006 • Non-operating establishments • New York
Company FiledJune 9th, 2006 Industry Jurisdiction
Exhibit 10.8 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON...Elec Communications Corp • June 8th, 2006 • Telephone communications (no radiotelephone) • New York
Company FiledJune 8th, 2006 Industry Jurisdiction
WARRANTHopkins Michael W • June 1st, 2006 • Services-employment agencies
Company FiledJune 1st, 2006 Industry
WARRANTHopkins Michael W • June 1st, 2006 • Services-employment agencies
Company FiledJune 1st, 2006 Industry
Exhibit 2 WARRANTWonish Robert G • June 1st, 2006 • Services-employment agencies
Company FiledJune 1st, 2006 Industry
WARRANTTradestar Services, Inc. • May 30th, 2006 • Services-employment agencies
Company FiledMay 30th, 2006 Industry
WARRANTTradestar Services, Inc. • May 30th, 2006 • Services-employment agencies
Company FiledMay 30th, 2006 Industry