AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (AGREEMENT) is made as of March 7, 2008, between NEUBERGER BERMAN REALTY INCOME FUND INC., a Maryland corporation (ACQUIRED FUND), and NEUBERGER BERMAN REAL ESTATE...Agreement and Plan of Reorganization • June 30th, 2008 • Neuberger Berman Real Estate Securities Income Fund Inc • Maryland
CORPORATE FINANCE SERVICES AND CONSULTING AGREEMENT This CORPORATE FINANCE SERVICES AND CONSULTING AGREEMENT (the "Agreement"), dated as of October 31, 2003, between A.G. Edwards & Sons, Inc. ("A.G. Edwards") and Neuberger Berman Management Inc....Indemnification Agreement • December 9th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
CUSTODIAN AGREEMENT This Agreement between NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC., a corporation organized and existing under the laws of Maryland and registered with the Securities and Exchange Commission as a non-diversified,...Custodian Agreement • December 9th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • Massachusetts
EXECUTION VERSION Neuberger Berman Real Estate Securities Income Fund Inc. (a Maryland corporation) 9,800 Auction Market Preferred Shares ("AMPS") 2,450 Shares 1.10% AMPS, Series A 2,450 Shares 1.10% AMPS, Series B 2,450 Shares 1.10% AMPS, Series C...Neuberger Berman Real Estate Securities Income Fund Inc • October 26th, 2007 • New York
A.G. EDWARDS & SONS, INC. MASTER AGREEMENT AMONG UNDERWRITERS -----------------------------------Master Agreement • September 29th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
Neuberger Berman Real Estate Securities Income Fund Inc. (a Maryland corporation) [_______] Auction Market Preferred Shares ("AMPS") [_____] Shares [___]% AMPS, Series A [_____] Shares [___]% AMPS, Series B [_____] Shares [___]% AMPS, Series C [_____]...Neuberger Berman Real Estate Securities Income Fund Inc • January 23rd, 2004 • New York
29,000,000 SHARES NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. COMMON STOCK UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • December 9th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
BROKER-DEALER]Broker-Dealer Agreement • December 9th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
SUB-ADVISORY AGREEMENT NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC.Sub-Advisory Agreement • December 9th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. AUCTION AGENCY AGREEMENT dated as of January 30, 2004 Relating to Auction Preferred Shares (Preferred Shares) Series A, Series B, Series C and Series DAuction Agency Agreement • October 26th, 2007 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
ADMINISTRATION AGREEMENT NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. This Agreement is made as of October 31, 2003, between Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman...Administration Agreement • December 9th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. MANAGEMENT AGREEMENT This Agreement is made as of October 31, 2003, between Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman...Management Agreement • December 9th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
ADDITIONAL COMPENSATION AGREEMENT ---------------------------------Additional Compensation Agreement • December 9th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
A.G. EDWARDS & SONS, INC. MASTER DEALERS AGREEMENT ------------------------Dealers Agreement • September 29th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
ARTICLE I DEFINITIONS -----------Stock Transfer Agency Agreement • December 9th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
] SHARES NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. COMMON STOCK UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • October 27th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
MANAGEMENT AGREEMENT NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. This Agreement is made as of October __, 2003, between Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman...Management Agreement • October 27th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
MANAGEMENT AGREEMENT NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. This Agreement is made as of October __, 2003, between Neuberger Berman Real Estate Securities Income Opportunity Fund Inc., a Maryland corporation ("Fund"), and Neuberger...Management Agreement • September 29th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. ADMINISTRATION AGREEMENTAdministration Agreement • January 20th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
This Agreement is made as of May 4, 2009, between Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (“Fund”), and Neuberger Berman Management LLC, a Delaware limited liability company (“Administrator”).
MANAGEMENT AGREEMENT NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC.Management Agreement • January 20th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
This Agreement is made as of May 13, 2009, between Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (“Fund”), and Neuberger Berman Management LLC, a Delaware limited liability company (“Manager”).
NOVATION OF MANAGEMENT AGREEMENT NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. This Novation of Management Agreement ("Novation") is entered into as of the 1st day of January, 2016 by and among Neuberger Berman Management LLC, a Delaware...Management Agreement • June 29th, 2016 • Neuberger Berman Real Estate Securities Income Fund Inc
AMENDMENT NO. 2 TO AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • March 13th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc
AMENDED AND RESTATED CREDIT AGREEMENT, dated as of September 30, 2019, by and among NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC., a Maryland corporation and a closed-end management investment company (the “Borrower”), the Banks (as hereinafter defined) party hereto from time to time and STATE STREET BANK AND TRUST COMPANY as agent for the Banks (in such capacity, the “Agent”).
AMENDMENT TO CUSTODIAN CONTRACTCustodian Contract • January 20th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc
605 Third Avenue New York, New York 10158-0180 October 31, 2003 Neuberger Berman Management Inc. 605 Third Avenue, 2nd Floor New York, New York 10158-0180 Dear Ladies and Gentlemen: Neuberger Berman Real Estate Securities Income Fund Inc. ("Fund"), a...Neuberger Berman Real Estate Securities Income Fund Inc • December 9th, 2003 • New York
605 Third Avenue New York, New York 10158-0180 October __, 2003 Neuberger Berman Management Inc. 605 Third Avenue, 2nd Floor New York, New York 10158-0180 Dear Ladies and Gentlemen: Neuberger Berman Real Estate Securities Income Fund Inc. ("Fund"), a...Neuberger Berman Real Estate Securities Income Fund Inc • September 29th, 2003 • New York
NOVATION OF ADMINISTRATION AGREEMENT NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC.Administration Agreement • January 20th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc
This Novation of Administration Agreement ("Novation") is entered into as of the 1st day of January, 2016 by and among Neuberger Berman Management LLC, a Delaware limited liability company ("NB Management"), Neuberger Berman Investment Advisers LLC, a Delaware limited liability company ("NBIA''), and Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the "Fund").
AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • March 13th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc
AMENDMENT NO. 1 (this “Amendment”), dated as of November 19, 2021 to the Amended and Restated Credit Agreement, dated as of September 30, 2019, among NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC., a Maryland corporation, the Banks party thereto from time to time and STATE STREET BANK AND TRUST COMPANY, as agent for the Banks, as amended or otherwise modified by Consent No. 1, dated as of March 24, 2020, (as the same has been or may be further amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”).
RULE 12d1-4 UNIT INVESTMENT TRUST OF CLOSED-END FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • March 13th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc
This Agreement, dated as of January 24, 2022, between FT Series (the “Trust”) on behalf of each of its existing and future series that invests in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly, (each, an “Acquiring Fund”), and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Neuberger Berman Investment Advisers LLC (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
RULE 12d1-4 EXCHANGE TRADED FUND OF CLOSED-END FUNDS INVESTMENT AGREEMENTAgreement • March 13th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc
This Agreement, dated as of January 24, 2022, between First Trust CEF Income Opportunity ETF (the “Acquiring Fund”) and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Neuberger Berman Investment Advisers LLC (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. ADMINISTRATION AGREEMENT This Agreement is made as of October __, 2003, between Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman...Neuberger Berman Real • September 29th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
AMENDMENT NO. 1 AND CONSENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • March 1st, 2011 • Neuberger Berman Real Estate Securities Income Fund Inc • Massachusetts
Amendment No. 1 and Consent No. 1, dated as of April 30, 2009 (this “Amendment”), to the Credit Agreement, dated as of September 4, 2008 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among Neuberger Berman Real Estate Securities Income Fund Inc., a Maryland corporation (the “Borrower”), the Banks and other lending institutions party thereto, and State Street Bank and Trust Company, as agent (the “Agent”).
