Investment Agreement Sample Contracts

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Butte Highlands Mining Company, Inc. – Investment Agreement (October 17th, 2017)

This INVESTMENT AGREEMENT (the "Agreement"), dated as of August 24, 2017 (the "Execution Date"), is entered into by and between Ironclad Encryption Corporation (the "Company"), a Nevada corporation, with its principal executive offices at 777 S. Post Oak Lane, Suite 1700, Houston, TX 77056, and Tangiers Global, LLC (the "Investor"), a Wyoming limited liability company, with its principal executive offices at Caribe Plaza Office Building 6th Floor, Palmeras St. #53, San Juan, PR 00901.

Indoor Harvest Corp – Investment Agreement (October 13th, 2017)

This INVESTMENT AGREEMENT (the "Agreement"), dated as of October 12, 2017 (the "Execution Date"), is entered into by and between Indoor Harvest Corp. (the "Company"), a Texas corporation, with its principal executive offices at 5300 East Freeway Suite A, Houston, TX 77020, and Tangiers Global, LLC (the "Investor"), a Wyoming limited liability company, with its principal executive offices at Caribe Plaza Office Building 6th Floor, Palmeras St. #53, San Juan, PR 00901.

Institutional Financial Markets – Investment Agreement (October 5th, 2017)

THIS INVESTMENT AGREEMENT (this Agreement), dated as of September 29, 2017, is entered into by and between Cohen Bros. Financial LLC, a Delaware limited liability company (Investor), and Cohen & Company, LLC, a Delaware limited liability company (the Company). Each of the Company and Investor may be referred to herein as a Party and, together, as the Parties.

Institutional Financial Markets – Investment Agreement (October 5th, 2017)

THIS INVESTMENT AGREEMENT (this Agreement), dated as of September 29, 2017, is entered into by and between The DGC Family Fintech Trust (Investor) and Cohen & Company, LLC, a Delaware limited liability company (the Company). Each of the Company and Investor may be referred to herein as a Party and, together, as the Parties.

Applied Minerals – Investment Agreement (October 4th, 2017)

This INVESTMENT AGREEMENT (this "Agreement"), dated as of this ___ day of August, 2017, is entered into by and among Applied Minerals, Inc., a Delaware corporation (the "Issuer"), and (the "Investor"). Each of the Issuer, on the one hand, and the Investor, on the other hand, may be referred to herein individually as a "Party" or collectively as the "Parties."

S&W Seed Company – Investment Agreement (October 4th, 2017)

THIS INVESTMENT AGREEMENT (this "Agreement"), dated as of October 3, 2017, is made by and between S&W Seed Company, a Nevada corporation (the "Company"), and MFP Partners, L.P., a Delaware limited partnership (the "Investor").

Investment Agreement (October 4th, 2017)

THIS INVESTMENT AGREEMENT is entered into as of the 4th day of October 2017 this "Agreement"), by and between Dominion Capital, LLC (the "Investor"), and INTERCLOUD SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware (the "Company").

PHI Group, Inc. – Investment Agreement (Corrected) (September 15th, 2017)

INVESTMENT AGREEMENT (this "AGREEMENT"), dated as of August 3, 2017 by and between PHI GROUP, INC., a Nevada corporation (the "Company"), and Azure Capital, a Massachusetts Corporation (the "Investor").

North Atlantic Drilling Ltd. – Investment Agreement Among (September 13th, 2017)

Pursuant to the Plan, if Class B3, D3 or F3, constituting the General Unsecured Claims against Seadrill, NADL, and Sevan, vote as a class to accept the Plan, the Subscription Agent will transmit to Holders of claims of each class that voted to accept the Plan (the Applicable Claims) as of the Record Date a certification form (an Eligibility Certificate) to determine if such Holder is an Eligible Holder (defined below) permitted to participate in the Debt Rights Offering.

INVESTMENT AGREEMENT AMONG SEADRILL LIMITED, THE OTHER COMPANY PARTIES AND THE COMMITMENT PARTIES PARTY HERETO Dated as of September 12, 2017 (September 13th, 2017)

Pursuant to the Plan, if Class B3, D3 or F3, constituting the General Unsecured Claims against Seadrill, NADL, and Sevan, vote as a class to accept the Plan, the Subscription Agent will transmit to Holders of claims of each class that voted to accept the Plan (the Applicable Claims) as of the Record Date a certification form (an Eligibility Certificate) to determine if such Holder is an Eligible Holder (defined below) permitted to participate in the Debt Rights Offering.

Skypeople Fruit Juice – Shareholder Investment Agreement (September 7th, 2017)
Americann, Inc. – Investment Agreement (September 7th, 2017)

This INVESTMENT AGREEMENT (the "Agreement"), dated as of September 1, 2017 (the "Execution Date"), is entered into by and between AmeriCann, Inc. (the "Company"), and Mountain States Capital, LLC (the "Investor").

INVESTMENT AGREEMENT Dated as of August 24, 2017 by and Among Beacon Roofing Supply, Inc., CD&R Boulder Holdings, L.P. And Clayton, Dubilier & Rice Fund IX, L.P. (Solely for Purposes of Sections 4.13 and 4.14 Hereof) (August 24th, 2017)

INVESTMENT AGREEMENT, dated as of August 24, 2017 (this Agreement), by and among Beacon Roofing Supply, Inc., a Delaware corporation (the Company), CD&R Boulder Holdings, L.P., a Cayman Islands exempted limited partnership (the Purchaser), and, solely for purposes of Sections 4.13 and 4.14 hereof, Clayton, Dubilier & Rice Fund IX, L.P., a Cayman Islands exempted limited partnership (the CD&R Fund).

Converge Global Inc/Ca – Investment Agreement (August 21st, 2017)

This INVESTMENT AGREEMENT (the "Agreement"), dated as of July 25, 2017 (the "Execution Date"), is entered into by and between Marijuana Company of America, Inc. (the "Company"), a Utah corporation, with its principal executive offices at 5256 S. Mission Road, 703 #314, Bonsall, CA 92003, and Tangiers Global, LLC (the "Investor"), a Wyoming limited liability company, with its principal executive offices at Caribe Plaza Office Building 6th Floor, Palmeras St. #53, San Juan, PR 00901.

KBS Strategic Opportunity REIT, Inc. – Investment Agreement (August 11th, 2017)

THIS INVESTMENT AGREEMENT (this "Agreement") is made as of July 6, 2017 (the "Effective Date") by and among MIGDAL INSURANCE COMPANY LTD., an Israeli limited company ("Migdal Insurance"), and MIGDAL-MAKEFET PENSION AND PROVIDENT FUNDS LTD., an Israeli limited company ("Migdal-Makefet"), on behalf of each of (a) MAKEFET ISHIT, an Israeli pension fund managed by Migdal-Makefet, (b) MAKEFET MASHLIMA, an Israeli pension fund managed by Migdal-Makefet, (c) MIGDAL PROVIDENT FUND - BETWEEN 50 TO 60 YEARS OLD TRACK, an Israeli provident fund managed by Migdal-Makefet, (d) MIGDAL PROVIDENT FUND - UP TO 10% SHARES TRACK, an Israeli provident fund managed by Migdal-Makefet, and (e) MIGDAL PROVIDENT FUND - OVER 60 YEARS OLD TRACK, an Israeli provident fund managed by Migdal-Makefet (each individually, a "Migdal Member" and collectively, the "Migdal Members"), KBS SOR PROPERTIES, LLC, a Delaware limited liability company (the "KBS Member" and together with the Migdal Members, each a "Member" and c

Li3 Energy, Inc. – INVESTMENT AGREEMENT MINERA SALAR BLANCO S.A.; MINERA SALAR BLANCO SpA; MINERA LI ENERGY SPA; LITHIUM POWER INVERSIONES CHILE SpA; AND LITHIUM POWER INTERNATIONAL LIMITED September 12, 2016 INVESTMENT AGREEMENT (August 10th, 2017)
Vince Holding Corp. – INVESTMENT AGREEMENT by and Among VINCE HOLDING CORP., SUN CARDINAL, LLC, and SCSF CARDINAL, LLC Dated as of August 10, 2017 (August 10th, 2017)

THIS INVESTMENT AGREEMENT (this Agreement) is made and entered into as of August 10, 2017, by and among Vince Holding Corp., a Delaware corporation (the Company), Sun Cardinal, LLC, a Delaware limited liability company (Sun Cardinal), and SCSF Cardinal, LLC, a Delaware limited liability company (SCSF and, together with Sun Cardinal, the Investors).

INVESTMENT AGREEMENT by and Between VIFOR (INTERNATIONAL) LTD. AND AKEBIA THERAPEUTICS, INC. (August 8th, 2017)

THIS INVESTMENT AGREEMENT (this "Agreement") is dated as of May 12, 2017, by and between Vifor (International) Ltd. (together with its permitted successors and assigns, the "Investor"), a corporation established in accordance with Swiss laws and registered in the commercial registry under CH-107.360.718, with its premises at Rechenstrasse 37, 9014 St. Gallen, Switzerland, and Akebia Therapeutics, Inc. (together with its permitted successors and assigns, the "Company"), a Delaware corporation, with its principal place of business at 245 First Street, Suite 1100, Cambridge, Massachusetts 02142.

PHI Group, Inc. – Investment Agreement (August 7th, 2017)

INVESTMENT AGREEMENT (this "AGREEMENT"), dated as of August 3, 2017 by and between PHI GROUP, INC., a Nevada corporation (the "Company"), and Azure Capital, a Massachusetts Corporation (the "Investor").

ReTo Eco-Solutions, Inc. – Convertible Debt Investment Agreement Among Good Venture Industrial Limited ReTo Eco-Solutions, Inc. And REIT HOLDINGS (CHINA) CO., LIMITED (August 4th, 2017)

This "Convertible Debt Investment Agreement" (hereinafter referred to as "this Agreement") is concluded and entered into by and among the following parties on June 29, 2016:

ReTo Eco-Solutions, Inc. – Convertible Debt Investment Agreement Among Liu Kejia Tech Sources International Enterprises Limited Li Hengfang ReTo Eco-Solutions, Inc. And REIT Mingsheng Environmental Protection Construction Materials (Changjiang) Co., Ltd. (August 4th, 2017)

This "Convertible Debt Investment Agreement" (hereinafter referred to as the "Agreement") is concluded and entered into by and among the following parties on September 30, 2016:

Leo Motors Inc – CASH INVESTMENT AGREEMENT by and Between Leo Motors, Inc. And Leo Kartrena, Inc. Dated as of August 1, 2017 (August 2nd, 2017)

Leo Motors, Inc. (hereinafter "PARTY A") a corporation incorporated in Nevada, USA and having its principal executive office at 3887, Pacific Street, Las Vegas, Nevada,

Teekay Offshore Partners Lp – INVESTMENT AGREEMENT by and Between TEEKAY OFFSHORE PARTNERS L.P., and BROOKFIELD TK TOLP L.P. Dated as of July 26, 2017 (August 1st, 2017)

INVESTMENT AGREEMENT, dated as of July 26, 2017 (this Agreement), between Teekay Offshore Partners L.P., a Republic of The Marshall Islands limited partnership (the Company), and Brookfield TK TOLP L.P., a Bermuda limited partnership (the Investor).

Teekay Offshore Partners Lp – Investment Agreement (August 1st, 2017)

This INVESTMENT AGREEMENT (this Agreement) is entered into as of July 26, 2017, by and between Teekay Offshore Partners L.P., a Republic of the Marshall Islands limited partnership (the Company), and Teekay Holdings Limited, a Bermuda corporation (Purchaser).

Teekay Shipping Corporation – Investment Agreement (August 1st, 2017)

This INVESTMENT AGREEMENT (this Agreement) is entered into as of July 26, 2017, by and between Teekay Offshore Partners L.P., a Republic of the Marshall Islands limited partnership (the Company), and Teekay Holdings Limited, a Bermuda corporation (Purchaser).

INVESTMENT AGREEMENT by and Among VICON INDUSTRIES, INC., and NIL FUNDING CORPORATION Dated as of July 27, 2017 (August 1st, 2017)
Ubic – Investment Agreement (July 31st, 2017)

This Investment Agreement (the "Agreement") is entered into as of November 14, 2016 (the "Date of Execution"), by and between Whiz Partners, Inc. ("Whiz," which enters into this Agreement for the benefit of the Investor and therefore its rights and obligations set forth herein shall be interpreted and understood on such assumption), which is a general partner of Whiz Healthcare Japan 2.0 Investment Limited Partnership (the Investor") and FRONTEO, Inc. ("FRONTEO"), in relation to the Investor's acquisition of securities issued by FRONTEO and the Investor's management of FRONTEO and related matters.

China XD Plastics – Industrial Project Investment Agreement for a 3D Printing Intelligent Manufacture Demonstration Factory and a 3D Printing Display and Experience Cloud Factory in Southern Harbin Industrial New Zone (July 21st, 2017)

In accordance with applicable national, provincial and municipal laws and regulations, pursuant to related provisions of Harbin Economic-Technological Development Zone (the "Economic Development Zone"), with respect to the intended land use and investment in establishment of enterprises through in the core area of Southern Harbin Industrial New Zone by Party B or its Designated Party (for the purpose of this agreement, the "Designated Party" of Party B refers to any enterprise of Party B and/or its affiliates with status of independent legal person incorporated in and paying taxes in Harbin Economic-Technological Development Zone), Party A and Party B have reached the following agreement:

China XD Plastics – Industrial Project Investment Agreement for 300,000 Metric Tons of Biological Composite Materials in Southern Harbin Industrial New Zone (July 21st, 2017)

In accordance with applicable national, provincial and municipal laws and regulations, pursuant to related provisions of Harbin Economic-Technological Development Zone (the "Economic Development Zone"), with respect to the intended land use and investment in establishment of enterprises in the core area of Southern Harbin Industrial New Zone by Party B or its Designated Party (for the purpose of this agreement, the "Designated Party" of Party B refers to any enterprise of Party B and/or its affiliates with status of independent legal person incorporated in and paying taxes in Harbin Economic-Technological Development Zone), Party A and Party B have reached the following agreement:

Easterly Acquisition Corp. – Investment Agreement (June 30th, 2017)

This INVESTMENT AGREEMENT, dated as of June 28, 2017 (this "Agreement"), is entered into by and among JH Capital Group Holdings, LLC, a Delaware limited liability company (the "Company"), Jacobsen Credit Holdings, LLC, a Delaware limited liability company and an entity controlled by Douglas Jacobsen ("Jacobsen Holdings"), NJK Holding LLC, a Delaware limited liability company and an entity controlled by Norman Kravetz ("NJK Holding"), Kravetz Capital Funding LLC, a California limited liability company and an entity controlled by Norman Kravetz ("KCF" and, together with Jacobsen Holdings and NJK Holding, the "Founding Members"), and Easterly Acquisition Corp., a Delaware corporation ("Investor").

Bearing Resources Ltd. – INVESTMENT AGREEMENT MINERA SALAR BLANCO S.A.; MINERA SALAR BLANCO SpA; MINERA LI ENERGY SPA; LITHIUM POWER INVERSIONES CHILE SpA; AND LITHIUM POWER INTERNATIONAL LIMITED September 12, 2016 INVESTMENT AGREEMENT (June 16th, 2017)
Pandora Media Inc. – Re: Notice of Termination of Investment Agreement (June 14th, 2017)

Reference is hereby made to the Investment Agreement, dated as of May 8, 2017, by and among Pandora Media, Inc. (the "Company"), KKR Classic Investors L.P. (previously known as KKR Classic Investors LLC) ("KKR"), and the other parties that become Purchasers thereunder (as amended by that certain First Amendment dated as of June 8, 2017, the "Investment Agreement"). Capitalized terms used but not defined in this letter shall have the meanings given them in the Investment Agreement.

Pandora Media Inc. – INVESTMENT AGREEMENT by and Between PANDORA MEDIA, INC., and SIRIUS XM RADIO INC. Dated as of June 9, 2017 (June 14th, 2017)

INVESTMENT AGREEMENT, dated as of June 9, 2017 (this "Agreement"), by and between Pandora Media, Inc., a Delaware corporation (the "Company"), and Sirius XM Radio Inc., a Delaware corporation (the "Purchaser").

Nii Holdings – INVESTMENT AGREEMENT AMONG AINMT HOLDINGS AB AINMT BRAZIL HOLDINGS B.V. NEXTEL HOLDINGS S.A R.L. NII INTERNATIONAL TELECOM S.C.A. NII HOLDINGS, INC. AND SOLELY FOR THE PURPOSES OF SECTION 2.1(b), AINMT As (June 6th, 2017)

This INVESTMENT AGREEMENT (this "Agreement"), dated June 5, 2017 (the "Effective Date"), is among AINMT Brazil Holdings B.V., a corporation existing under the Laws of the Netherlands ("Investor"), for purposes of Section 9.1 only, AINMT Holdings AB, a corporation existing under the Laws of Sweden ("Investor Parent"), for purposes of Section 2.1(b) only, AINMT AS, a corporation existing under the Laws of Norway ("AINMT AS"), Nextel Holdings S.a r.l., a limited liability company organized under the Laws of the Grand Duchy of Luxembourg ("Company"), NII International Telecom S.C.A., a partnership limited by shares organized under the Laws of the Grand Duchy of Luxembourg ("NII Telecom"), and, for purposes of Sections 6.12, 6.13 and 9.1 only, NII Holdings, Inc., a Delaware corporation ("Parent").

Sharing Services, Inc. – Stakeholder & Investment Agreement (May 25th, 2017)