WITNESSETH:Administration Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc
PURCHASE AGREEMENTPurchase Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc
WITNESSETH:Flaherty & Crumrine/Claymore Total Return Fund Inc • July 25th, 2003
Exhibit (h)(1) Flaherty & Crumrine/Claymore Total Return Fund Incorporated (a Maryland corporation) 9,000,000 Shares of Common Stock (Par Value $.01 Per Share) PURCHASE AGREEMENTPurchase Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • New York
Exhibit (h)(2) Flaherty & Crumrine/Claymore Total Return Fund Incorporated (a Maryland corporation) Auction Market Preferred Shares ("AMPS") Shares [ ]% AMPS, Series Shares [ ]% AMPS, Series Liquidation Preference $25,000 per share FORM OF PURCHASE...Flaherty & Crumrine/Claymore Total Return Fund Inc • October 27th, 2003 • New York
Relating toBroker-Dealer Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • New York
EXHIBIT (k) FORM OF ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of [ ], 2003, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Flaherty & Crumrine...Compensation Agreement • July 25th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • New York
EXHIBIT (j)(1) CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of August 26, 2003 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and FLAHERTY & CRUMRINE/CLAYMORE TOTAL...Custodian Services Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc
Exhibit (k)(4) FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INCORPORATED AUCTION AGENCY AGREEMENT dated as of _____, 2003Auction Agency Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • New York
Exhibit (k)(3) SERVICING AGREEMENT Agreement made as of August 26, 2003, between Flaherty & Crumrine/Claymore Total Return Fund Incorporated, a Maryland Corporation (the "Fund") and Claymore Securities, Inc., a Kansas corporation ("Claymore")....Servicing Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • Maryland
Exhibit (k)(1) TRANSFER AGENCY AND REGISTRAR AGREEMENT The Transfer Agency and Registrar Agreement of FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INCORPORATED, (the "Fund"), a corporation organized under the laws of Maryland and having its...Transfer Agency and Registrar Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc
Exhibit (j)(2) FORM OF TRANSFER AGENCY AND REGISTRAR AGREEMENT The Transfer Agency and Registrar Agreement of FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INCORPORATED, (the "Fund"), a corporation organized under the laws of Maryland and having its...Agency and Registrar Agreement • July 25th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc
Exhibit (k)(8) UNDERWRITER PARTICIPATION AGREEMENT This Agreement, dated as of August 26, 2003, is entered into between Flaherty & Crumrine/Claymore Total Return Fund Incorporated (the "Fund") and Claymore Securities, Inc. ("Claymore") with respect to...Underwriter Participation Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • New York
Flaherty & Crumrine Total Return Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementFlaherty & Crumrine Total Return Fund Inc • April 30th, 2021 • New York
Flaherty & Crumrine Total Return Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Exhibit (k)(7) ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of August 29, 2003, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Flaherty &...Additional Compensation Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • New York
SECONDARY MARKET SUPPORT SERVICES AGREEMENTSecondary Market Support Services Agreement • April 16th, 2021 • Flaherty & Crumrine Total Return Fund Inc • Delaware
This Agreement is made as of April 30, 2018, by and among Flaherty & Crumrine Total Return Fund Incorporated, a closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) and organized as a Maryland Corporation (“Fund”), and Destra Capital Advisors LLC, a Delaware limited liability company (“Destra”).
Amended and Restated Committed Facility AgreementFacility Agreement • April 16th, 2021 • Flaherty & Crumrine Total Return Fund Inc
BNP Paribas Securities Corp. (as successor-in-interest to BNP Paribas Prime Brokerage, Inc.) ("BNPP SC") and each of the counterparties specified on Exhibit 1 hereto ("Customer''), hereby enter into this Amended and Restated Committed Facility Agreement (this "Agreement"), dated as of the date specified on the signature page. This Agreement amends and restates the Committed Facility Agreement dated June 26, 2009 (including amendments thereto), between the parties.
Exhibit (j)(4) FORM OF SERVICING AGREEMENT Agreement made as of ____________, 2003, between Flaherty & Crumrine/Claymore Total Return Fund Incorporated, a Maryland Corporation (the "Fund") and Claymore Securities, Inc., a Kansas corporation...Form of Servicing Agreement • July 25th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • Maryland
Exhibit (g) INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 27th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • New York
Exhibit (g) FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 25th, 2003 • Flaherty & Crumrine/Claymore Total Return Fund Inc • New York
