Apollo Tactical Income Fund Inc. Common Stock (par value $0.001 per share) ATM Sales AgreementApollo Tactical Income Fund Inc. • June 1st, 2022 • New York
Company FiledJune 1st, 2022 JurisdictionApollo Tactical Income Fund Inc., a Maryland corporation (the “Company”) and Apollo Credit Management, LLC (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC • April 30th, 2021 • New York
Company FiledApril 30th, 2021 JurisdictionFlaherty & Crumrine Preferred and Income Opportunity Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Flaherty & Crumrine Preferred and Income Securities Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC • April 30th, 2021 • New York
Company FiledApril 30th, 2021 JurisdictionFlaherty & Crumrine Preferred and Income Securities Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Flaherty & Crumrine Total Return Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementFlaherty & Crumrine Total Return Fund Inc • April 30th, 2021 • New York
Company FiledApril 30th, 2021 JurisdictionFlaherty & Crumrine Total Return Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Flaherty & Crumrine Preferred and Income Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementFlaherty & Crumrine Preferred & Income Fund Inc • April 30th, 2021 • New York
Company FiledApril 30th, 2021 JurisdictionFlaherty & Crumrine Preferred and Income Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows:
Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated Common Stock (par value $0.01 per share) ATM Sales AgreementFlaherty & Crumrine Dynamic Preferred & Income Fund Inc • April 30th, 2021 • New York
Company FiledApril 30th, 2021 JurisdictionFlaherty & Crumrine Dynamic Preferred and Income Fund Incorporated, a Maryland corporation (the “Company”) and Flaherty & Crumrine Incorporated (the “Investment Adviser”), each confirms its agreement (this “Agreement”) with Virtu Americas LLC (“Virtu”) as follows: