WITNESSETHInvestment Management Agreement • November 20th, 2002 • Nuveen Insured California Tax Free Advantage Municipal Fund
COMMON STOCKNuveen Insured California Tax Free Advantage Municipal Fund • November 25th, 2002 • New York
WITNESSETHExpense Reimbursement Agreement • November 20th, 2002 • Nuveen Insured California Tax Free Advantage Municipal Fund
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • March 11th, 2020 • Nuveen California Amt-Free Quality Municipal Income Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen California AMT-Free Quality Municipal Income Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
UNDERWRITING AGREEMENTUnderwriting Agreement • November 15th, 2012 • Nuveen California Amt-Free Municipal Income Fund • New York
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND Chicago, Illinois 60606Nuveen California Amt-Free Quality Municipal Income Fund • March 11th, 2020
Nuveen California AMT-Free Quality Municipal Income Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333225399 and 811-21212) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 25th, 2012 • Nuveen Insured California Tax Free Advantage Municipal Fund
AGREEMENT made this 13th day of November 2007, by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2009)Nuveen California Amt-Free Municipal Income Fund • November 15th, 2012 • Illinois
NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT [DATED]Master Selected Dealer Agreement • November 15th, 2012 • Nuveen California Amt-Free Municipal Income Fund • New York
In connection with public offerings of securities (“Securities”) of registered investment companies sponsored by Nuveen Investments (“Nuveen”) which are underwritten by a group of underwriters (“Underwriters”) which are represented by Nuveen alone or in conjunction with other firms (the “Representatives”), you (a “Dealer”) may be offered from time to time the opportunity to purchase a portion of such securities, as a principal, at a discount from the public offering price representing a selling concession or reallowance granted as consideration for services rendered in the distribution of such securities, subject to the terms and conditions of this Agreement.
Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A.Agency and Service Agreement • November 16th, 2017 • Nuveen California Amt-Free Quality Municipal Income Fund • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (“Effective Date”), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., a Delaware corporation (“Computershare”), and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Transfer Agent”), each having a principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 15th, 2012 • Nuveen California Amt-Free Municipal Income Fund
AGREEMENT made this 13th day of November 2007, by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds)Investment Sub-Advisory Agreement • November 15th, 2012 • Nuveen California Amt-Free Municipal Income Fund • Illinois
THIS AGREEMENT is made as of the 31st day of December, 2010, between Nuveen Fund Advisors, Inc., a Delaware corporation (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser” and with the Adviser, a “Party” or “Parties”).
FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • November 16th, 2017 • Nuveen California Amt-Free Quality Municipal Income Fund
This First Amendment (“Amendment”) is entered into and effective as of this the 7th day of September, 2017, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., (“Computershare”) and its fully owned subsidiary Computershare Trust Company, N.A., (“Trust Company”, and together with Computershare, “Transfer Agent”) dated June 15, 2017 (the “Agreement”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • November 15th, 2012 • Nuveen California Amt-Free Municipal Income Fund
This Amendment is made as of this 1st day of July 2011 to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
WITNESSETH:Subscription Agreement • November 20th, 2002 • Nuveen Insured California Tax Free Advantage Municipal Fund
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • November 22nd, 2013 • Nuveen California Amt-Free Municipal Income Fund
This Amendment is made as of this 10th day of June, 2013, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 17.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTSInvestment Management Agreements • November 22nd, 2013 • Nuveen California Amt-Free Municipal Income Fund
This Agreement made this 23rd day of May 2012 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, Inc. f/k/a Nuveen Asset Management, a Delaware corporation (the “Adviser”);
NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 22nd, 2013 • Nuveen California Amt-Free Municipal Income Fund
This Agreement made this 31st day of July 2008 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008.
NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 22nd, 2013 • Nuveen California Amt-Free Municipal Income Fund
This Agreement made this 28th day of May 2009 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 25th, 2012 • Nuveen Insured California Tax Free Advantage Municipal Fund
This Agreement made this 26th day of May 2010 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 25th, 2012 • Nuveen Insured California Tax Free Advantage Municipal Fund
This Agreement made this 31st day of July 2008 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008.
NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Chicago, Illinois 60606Nuveen California Amt-Free Municipal Income Fund • April 12th, 2013
Nuveen California AMT-Free Municipal Income Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-184971 and 811-21212) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 22nd, 2013 • Nuveen California Amt-Free Municipal Income Fund
This Agreement made this 26th day of May 2010 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
CONTINUANCE OF MANAGEMENT AGREEMENTSManagement Agreements • March 11th, 2020 • Nuveen California Amt-Free Quality Municipal Income Fund
Agreement made as of this 30th day of July 2019, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2019.
NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 25th, 2012 • Nuveen Insured California Tax Free Advantage Municipal Fund
This Agreement made this 28th day of May 2009 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Insured California Tax-Free Advantage Municipal Fund 333-100323 811-21212 We hereby incorporate by reference a new Sub- Advisory Agreement filed as Exhibit 99G.5 to...Nuveen Insured California Tax Free Advantage Municipal Fund • May 2nd, 2011
We hereby incorporate by reference a new Sub- Advisory Agreement filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11-081798, on March 30, 2011.
