Master Selected Dealer Agreement Sample Contracts
EXHIBIT h.2 MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • September 6th, 2007 • Nuveen Tax-Advantaged Dividend Growth Fund • New York
NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT [DATED]Master Selected Dealer Agreement • August 28th, 2020 • Nuveen Dynamic Municipal Opportunities Fund • New York
In connection with public offerings of securities (“Securities”) of registered investment companies sponsored by Nuveen Investments (“Nuveen”) which are underwritten by a group of underwriters (“Underwriters”) which are represented by Nuveen alone or in conjunction with other firms (the “Representatives”), you (a “Dealer”) may be offered from time to time the opportunity to purchase a portion of such securities, as a principal, at a discount from the public offering price representing a selling concession or reallowance granted as consideration for services rendered in the distribution of such securities, subject to the terms and conditions of this Agreement.
DATED]Master Selected Dealer Agreement • September 6th, 2007 • Nuveen Tax-Advantaged Dividend Growth Fund • New York
MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • November 23rd, 2010 • Nuveen Build America Bond Opportunity Fund • New York
In connection with registered public offerings of securities for which we are acting as manager or co-manager of an underwriting syndicate or unregistered offerings of securities for which we are acting as manager or co-manager of the initial purchasers, you may be offered the right as a selected dealer to purchase as principal a portion of such securities. This will confirm our mutual agreement as to the general terms and conditions applicable to your participation in any such selected dealer group.
Exhibit 1.2 MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • September 16th, 2004 • Gateway Financial Holdings Inc • National commercial banks • New York
Exhibit No. 7(c) AMENDED AND RESTATED MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • February 17th, 2000 • Managed High Yield Plus Fund Inc • New York
MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • March 3rd, 2000 • Blackrock Florida Insured Municipal 2008 Term Trust • New York
FORM OF:Master Selected Dealer Agreement • May 23rd, 2005 • Nuveen Tax-Advantaged Floating Rate Fund • New York
EX-99.(H)(2) 6 d271708dex99h2.htm FORM OF MASTER SELECTED DEALER AGREEMENT Master Selected Dealer Agreement Eaton Vance Distributors, Inc. Two International Place Boston, MA 02110 Ladies and Gentlemen:Master Selected Dealer Agreement • May 5th, 2020 • Massachusetts
MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • August 2nd, 2002 • Pelion Systems Inc • Services-prepackaged software
In connection with public offerings of securities of a company (the “Issuer”) after the date hereof for which we are acting as manager of an underwriting syndicate or are otherwise responsible for the distribution of securities to the public by means of an offering of securities for sale to or through selected dealers, you may be offered the right as such a dealer to purchase as principal or sell as agent a portion of such securities. This will confirm our mutual agreement as to the general terms and conditions applicable to your participation in any such selected dealer group organized by us as follows:
MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • April 22nd, 2011 • Nuveen Short Duration Credit Opportunities Fund • New York
be subject to delivery of the Securities and their acceptance by you and any other Underwriters, may be subject to the approval of all legal matters by counsel and the satisfaction of other conditions, and may be made on the basis of reservation of Securities or an allotment against subscription. You will advise us by telegram, telex or other form of writ ten communication (“Written Communication”) of the particular method and supplementary terms and conditions (including, without limitation, the information as to prices and offering date referred to in Section 3(b)) of any Offering in which we are invited to participate. To the extent such supplementary terms and conditions are inconsistent with any provision herein, such terms and conditions shall supersede any such provision. Unless otherwise indicated in any such Written Communication, acceptances and other communications by us with respect to any Offering should be sent to UBS Securities LLC, 299 Park Avenue, New York, New York 10
Master Selected Dealer AgreementMaster Selected Dealer Agreement • September 12th, 2005 • Crescent Financial Corp • State commercial banks • New York
Form of MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • September 24th, 2007 • John Hancock Tax-Advantaged Global Shareholder Yield Fund • New York
Unless we promptly give you written instructions otherwise, if transactions in the Securities may be settled through the facilities of The Depository Trust Company, payment for and delivery of Securities purchased by us will be made through such facilities if we are a member, or if we are not a member, settlement may be made through our ordinary correspondent who is a member.
Exhibit 1.2 Master Selected Dealer AgreementMaster Selected Dealer Agreement • April 17th, 2002 • American Community Bancshares Inc • Savings institution, federally chartered • New York
MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • April 25th, 2005 • Madison Strategic Sector Premium Fund • New York
In connection with registered public offerings of securities for which we are acting as manager or co-manager of an underwriting syndicate or unregistered offerings of securities for which we are acting as manager or co-manager of the initial purchasers, you may be offered the right as a selected dealer to purchase as principal a portion of such securities. This will confirm our mutual agreement as to the general terms and conditions applicable to your participation in any such selected dealer group.
AMENDED AND RESTATED MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • September 24th, 1999 • Nuveen Senior Income Fund • New York
EXHIBIT h.2 MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • March 25th, 2004 • Calamos Strategic Total Return Fund • New York
Exhibit h.2 MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • December 17th, 2001 • Pimco Corporate Income Fund • New York
EXHIBIT 99.2(h)(3) Capital Transactions Form of Master Selected Dealer AgreementMaster Selected Dealer Agreement • July 24th, 1998 • Conseco Strategic Income Fund • New York
Master Selected Dealer AgreementMaster Selected Dealer Agreement • April 25th, 2012 • eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside • Massachusetts
FURMAN SELZ LLC 230 Park Avenue New York, New York 10169 Master Selected Dealer AgreementMaster Selected Dealer Agreement • April 9th, 1997 • Medallion Financial Corp • New York