Price Fund I Lp Sample Contracts

Price Fund I Lp – SELLING GROUP MANAGER AGREEMENT (April 2nd, 2003)

Exhibit No. 1.01 SELLING GROUP MANAGER AGREEMENT March 31, 2003 Uhlmann Price Securities, LLC 141 West Jackson Boulevard Suite 1340A Chicago, Illinois 60604 Gentlemen: The Price Fund I, L.P., a Delaware limited partnership (the "Partnership"), whose sole general partner is Price Asset Management, Inc. (the "General Partner"), hereby confirms its agreement with Uhlmann Price Securities, LLC ("Uhlmann Price," "Selling Group Manager"), as follows: Introductory ------------ The Partnership is offering (the "Offering") for sale up to 50,000 of its newly issued units of limited partnership (the "Units"). It is acknowledged that the General Partner may, in its sole discretion, regardless of any priorities or preferences, accept or reject subscriptions in whole or in part in the Offering and terminate the Offering at any

Price Fund I Lp – Selling Agent Agreement (April 2nd, 2003)

Exhibit No. 1.02 Exhibit A THE PRICE FUND I, L.P. Selling Agent Agreement Ladies and Gentlemen: Pursuant to a Selling Group Manager Agreement ("Selling Group Manager Agreement") dated March 31, 2003, we have agreed to use our best efforts to sell up to 50,000 units of limited partnership interest ("Units") of The Price Fund I, L.P. (the "Partnership") in a public offering (the "Offering") by means of a Registration Statement on Form S-1 (File No. 333-74176 under the Securities Act of 1933, as amended (the "Securities Act"). We have been selected by the Partnership to offer the Units as selling agent. The Units and the terms of the Offering are described in the enclosed Prospectus contained in such Registration Statement (the "Prospectus") and in the enclosed Selling Group Manager

Price Fund I Lp – ADVISORY AGREEMENT (February 4th, 2003)

Exhibit 1.11 SMITH POINT INVESTMENTS, LTD. ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 17th January, 2003 by and between SMITH POINT INVESTMENTS, LTD., a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker") and deposit with Broker funds or securities for an account ("Allocated Assets") whose level of trading risk and management fees shall be based on the "Nominal Account size", as defined in paragraph 5 below. As of the date of this Agreement, the Nominal Account Size shall be $285,000, which shall init

Price Fund I Lp – ADVISORY AGREEMENT (February 4th, 2003)

Exhibit 1.07 CLARKE CAPITAL MANAGEMENT, INC. ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 17th day of January, 2003 by and between CLARKE CAPITAL MANGEMENT, INC., a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker") and deposit with Broker funds or securities for an account ("Allocated Assets") whose level of trading risk and management fees shall be based on the "Nominal Account size", as defined in paragraph 5 below. As of the date of this Agreement, the Nominal Account Size shall be $332,500, which

Price Fund I Lp – ADVISORY AGREEMENT (February 4th, 2003)

Exhibit 1.12 SPIRIT TRADING, INC ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 17th day of January, 2003 by and between SPIRIT TRADING, INC., a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker") and deposit with Broker funds or securities for an account ("Allocated Assets") whose level of trading risk and management fees shall be based on the "Nominal Account size", as defined in paragraph 5 below. As of the date of this Agreement, the Nominal Account Size shall be $332,500, which shall initially i

Price Fund I Lp – ESCROW AGREEMENT (February 4th, 2003)

Exhibit 1.18 ESCROW AGREEMENT THIS ESCROW AGREEMENT ("Agreement") is entered into as of the 8th day of November, 2001, by and between The Price Fund I, L.P., a Delaware limited partnership, with its principal office in Chicago, Illinois (the "Fund"), and LaSalle Bank National Association, a national banking association duly organized under the laws of the United States of America, with its principal office in Chicago, Illinois (the "Escrow Agent"). RECITALS A. The Fund is a Delaware limited partnership whose general partner is Price Asset Management, Inc., an Illinois corporation (the "General Partner"). B. The Fund proposes a public offering of 50,000 units of limited partnership interest in the Fund. C. The Fund desires that the Escrow Agent hold subscription payments in escrow during the Initial Subscription Period, and t

Price Fund I Lp – SELLING GROUP MANAGER AGREEMENT (November 26th, 2002)

Exhibit No. 1.01 SELLING GROUP MANAGER AGREEMENT November 22, 2002 Uhlmann Price Securities, LLC 141 West Jackson Boulevard Suite 1340A Chicago, Illinois 60604 Gentlemen: The Price Fund I, L.P., a Delaware limited partnership (the "Partnership"), whose sole general partner is Price Asset Management, Inc. (the "General Partner"), hereby confirms its agreement with Uhlmann Price Securities, LLC ("Uhlmann Price," "Selling Group Manager"), as follows: Introductory ------------ The Partnership is offering (the "Offering") for sale up to 50,000 of its newly issued units of limited partnership (the "Units"). It is acknowledged that the General Partner may, in its sole discretion, regardless of any priorities or preferences, accept or reject subscriptions in whole or in part in the Offering and terminate the Offering at any t

Price Fund I Lp – ADVISORY AGREEMENT (November 26th, 2002)

Exhibit 1.10 MARATHON CAPITAL GROWTH PARTNERS, LLC. ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 10th day of September, 2002 by and between MARATHON CAPITAL GROWTH PARTNERS LLC., a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker"), and deposit with Broker funds or securities for an account whose level of trading risk and management fees shall be based on the "Nominal Account Size", as defined in paragraph 5 below. As of the date of this Agreement, the Nominal Account Size shall be $1,000,000 which shall initially

Price Fund I Lp – ESCROW AGREEMENT (November 26th, 2002)

Exhibit 1.18 ESCROW AGREEMENT THIS ESCROW AGREEMENT ("Agreement") is entered into as of the 8th day of November, 2001, by and between The Price Fund I, L.P., a Delaware limited partnership, with its principal office in Chicago, Illinois (the "Fund"), and LaSalle Bank National Association, a national banking association duly organized under the laws of the United States of America, with its principal office in Chicago, Illinois (the "Escrow Agent"). RECITALS A. The Fund is a Delaware limited partnership whose general partner is Price Asset Management, Inc., an Illinois corporation (the "General Partner"). B. The Fund proposes a public offering of 50,000 units of limited partnership interest in the Fund. C. The Fund desires that the Escrow Agent hold subscription payments in escrow during the Initial Subscription Period, and t

Price Fund I Lp – ADVISORY AGREEMENT (November 26th, 2002)

Exhibit 1.09 LANDMARK ASSET MANAGEMENT ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 1st day of September 2002 by and between LANDMARK ASSET MANAGEMENT, a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker"), and deposit with Broker funds or securities for an account whose level of trading risk and management fees shall be based on the "Nominal Account Size", as defined in paragraph 5 below. As of the date of this Agreement, the Nominal Account Size shall be $2,000,000, which shall initially include $0

Price Fund I Lp – ADVISORY AGREEMENT (November 26th, 2002)

Exhibit 1.12 SPIRIT TRADING, INC ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 10th day of September, by and between SPIRIT TRADING, INC., a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker"), and deposit with Broker funds or securities for an account whose level of trading risk and management fees shall be based on the "Nominal Account Size", as defined in paragraph 5 below. As of the date of this Agreement, the Nominal Account Size shall be $200,000, which shall initially include $0 of notional fund

Price Fund I Lp – Selling Agent Agreement (November 26th, 2002)

Exhibit No. 1.02 Exhibit B THE PRICE FUND I, L.P. Selling Agent Agreement Ladies and Gentlemen: Pursuant to a Selling Group Manager Agreement ("Selling Group Manager Agreement") dated November 22, 2002, we have agreed to use our best efforts to sell up to 50,000 units of limited partnership interest ("Units") of The Price Fund I, L.P. (the "Partnership") in a public offering (the "Offering") by means of a Registration Statement on Form S-1 (File No. 333-74176 under the Securities Act of 1933, as amended (the "Securities Act"). We have been selected by the Partnership to offer the Units as selling agent. The Units and the terms of the Offering are described in the enclosed Prospectus contained in such Registration Statement (the "Prospectus") and in the enclosed Selling Group Manager

Price Fund I Lp – ADVISORY AGREEMENT (November 26th, 2002)

Exhibit 1.08 FALL RIVER CAPITAL ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 10th day of September, 2002 by and between FALL RIVER CAPITAL LLC., a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker"), and deposit with Broker funds or securities for an account whose level of trading risk and management fees shall be based on the "Nominal Account Size", as defined in paragraph 4 below. As of the date of this Agreement, the Nominal Account Size shall be $500,000 which shall initially include $0 of notiona

Price Fund I Lp – ADVISORY AGREEMENT (November 26th, 2002)

Exhibit 1.07 CLARKE CAPITAL MANAGEMENT, INC. ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 10th day of September, 2002 by and between CLARKE CAPITAL MANGEMENT, INC., a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker"), and deposit with Broker funds or securities for an account whose level of trading risk and management fees shall be based on the "Nominal Account Size", as defined in paragraph 5 below. As of the date of this Agreement, the Nominal Account Size shall be $1,000,000, which shall initially inclu

Price Fund I Lp – ADVISORY AGREEMENT (November 26th, 2002)

Exhibit 1.06 CAMPBELL & COMPANY ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 10th September, 2002 by and between CAMPBELL & COMPANY, INC., a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker"), and deposit with Broker funds or securities for an account whose level of trading risk and management fees shall be based on the "Nominal Account Size", as defined in paragraph 5 below. As of the date of this Agreement, the Nominal Account Size shall be $5,000,000 which shall initially include $0 of notional f

Price Fund I Lp – EXPENSE AGREEMENT (November 26th, 2002)

EXHIBIT 1.15 EXPENSE AGREEMENT ----------------- THIS EXPENSE AGREEMENT (this "Agreement") is made and entered into as of the 9 day of May, 2001, by and between PRICE FUTURES GROUP, INC., an Illinois corporation (the "Payor"), and THE PRICE FUND I, L.P., a Delaware limited partnership (the "Fund"). The Payor and the Fund are sometimes referred to, collectively, in this Agreement as the "Parties." RECITALS WHEREAS, the Payor is an affiliate of the general partner of the Fund and has been designated by the Fund to act as the introducing broker for the Fund; WHEREAS, the Fund is conducting a public offering of up to $50,000,000 of units of its limited partnership interest ("Units") pursuant to a registration statement on Form S-1 (the "Offering"); and WHEREAS, as a result of the Payor's status as a

Price Fund I Lp – ADVISORY AGREEMENT (November 26th, 2002)

Exhibit 1.11 SMITH POINT INVESTMENTS, LTD. ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 10th September 2002 by and between SMITH POINT INVESTMENTS, LTD., a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker"), and deposit with Broker funds or securities for an account whose level of trading risk and management fees shall be based on the "Nominal Account Size", as defined in paragraph 5 below. As of the date of this Agreement, the Nominal Account Size shall be $250,000, which shall initially include $0 of

Price Fund I Lp – ADVISORY AGREEMENT (December 18th, 2001)

Exhibit 1.06 CLARKE CAPITAL MANAGEMENT, INC. ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 29th day of October , 2001 by and between CLARKE CAPITAL MANAGEMENT, INC., a registered commodity trading advisor, ("Advisor") and THE PRICE FUND 1, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker"), and deposit with Broker funds or securities for an account whose level of trading risk and management fees shall be based on the "Nominal Account Size", as defined in paragraph 4 below. As of the date of this Agreement, the Nominal Account Size shall be $750,000, which shall initially inc

Price Fund I Lp – ADVISORY AGREEMENT (December 18th, 2001)

Exhibit 1.07 CAMPBELL & COMPANY, LLC ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 24th day of October, 2001 by and between CAMPBELL & COMPANY, INC., a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker"), and deposit with Broker funds or securities for an account whose level of trading risk and management fees shall be based on the "Nominal Account Size", as defined in paragraph 4 below. As of the date of this Agreement, the Nominal Account Size shall be $5 million, which shall initially include $0 of n

Price Fund I Lp – ESCROW AGREEMENT (December 18th, 2001)

Exhibit 1.16 ESCROW AGREEMENT THIS ESCROW AGREEMENT ("Agreement") is entered into as of the 8th day of November, 2001, by and between The Price Fund I, L.P., a Delaware limited partnership, with its principal office in Chicago, Illinois (the "Fund"), and LaSalle Bank National Association, a national banking association duly organized under the laws of the United States of America, with its principal office in Chicago, Illinois (the "Escrow Agent"). RECITALS A. The Fund is a Delaware limited partnership whose general partner is Price Asset Management, Inc., an Illinois corporation (the "General Partner"). B. The Fund proposes a public offering of 50,000 units of limited partnership interest in the Fund. C. The Fund desires that the Escrow Agent hold subscription payments in escrow during the Initial Subscription Period, and t

Price Fund I Lp – SELLING AGENT AGREEMENT (December 18th, 2001)

EXHIBIT 1.01 SELLING AGENT AGREEMENT November 29,2001 Atrium Securities, Inc. 141 West Jackson Boulevard Suite 1340A Chicago, Illinois 60604 Gentlemen: The Price Fund I, L.P., a Delaware limited partnership (the "Partnership"), whose sole general partner is Price Asset Management, Inc. (the "General Partner"), hereby confirms its agreement with Atrium Securities, Inc. ("Atrium Securities," "Agent" or "you"), as follows: Introductory ------------ The Partnership is offering (the "Offering") for sale up to 50,000 of its newly issued units of limited partnership (the "Units"). It is acknowledged that the General Partner may, in its sole discretion, regardless of any priorities or preferences, accept or reject subscriptions in whole or in part in the Offering and terminate the Offering at any time. Once m

Price Fund I Lp – EXPENSE AGREEMENT (December 18th, 2001)

Exhibit 1.13 EXPENSE AGREEMENT ----------------- THIS EXPENSE AGREEMENT (this "Agreement") is made and entered into as of the ___ day of March, 2001, by and between PRICE ASSET MANAGEMENT, INC., an Illinois corporation (the "Payor") and ATRIUM SECURITIES, INC., an Illinois corporation (the "Broker-Dealer"). The Payor and the Broker-Dealer are sometimes referred to, collectively, in this Agreement as the "Parties." RECITALS WHEREAS, the Payor is, by virtue of common ownership, an affiliate of the Broker-Dealer; and is the general partner for certain investment funds, the securities of which will be sold by the Broker-Dealer; WHEREAS, the Broker-Dealer has applied for registration as a broker-dealer with the Securities and Exchange Commission and for membership in the National Association of Securiti

Price Fund I Lp – Additional Selling Agent Agreement (December 18th, 2001)

Exhibit 1.02 THE PRICE FUND I, L.P. Additional Selling Agent Agreement Ladies and Gentlemen: Pursuant to a Selling Agent Agreement ("Agent Agreement") dated November 29, 2001, we have agreed to use our best efforts to sell up to 50,000 units of limited partnership interest ("Units") of The Price Fund I, L.P. (the "Partnership") in a public offering (the "Offering") by means of a Registration Statement on Form S-1 (File No. 333-74176 under the Securities Act of 1933, as amended (the "Securities Act"). We have been selected by the Partnership to offer the Units as selling agent. The Units and the terms of the Offering are described in the enclosed Prospectus contained in such Registration Statement (the "Prospectus") and in the enclosed Selling Agent Agreement, receipt of which you hereby acknowledge. Defined terms used herein have the meanings ascribed to t

Price Fund I Lp – Advisory Agreement (December 18th, 2001)

Exhibit 1.10 Price Capital Markets, Inc. Advisory Agreement THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 25 day of April, 2001 by and between Price Capital Markets, Inc., a registered commodity trading advisor, ("Advisor") and The Price Fund I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker"), and deposit with Broker funds or securities for an account whose level of trading risk and management fees shall be based on the "Nominal Account Size", as defined in paragraph 4 below. As of the date of this Agreement, the Nominal Account Size shall be $300,000, which shall initiall

Price Fund I Lp – ADVISORY AGREEMENT (December 18th, 2001)

Exhibit 1.09 ARCANUM INVESTMENT MANAGEMENT LIMITED ADVISORY AGREEMENT THIS ADVISORY AGREEMENT ("Agreement") is made and entered into this 12 day of October, 2001 by and between ARCANUM INVESTMENT MANAGEMENT LIMITED, a registered commodity trading advisor, ("Advisor") and THE PRICE FUND I, L.P., an Illinois limited partnership ("Client"). In consideration of the mutual promises contained in this Agreement, the parties hereby agree as follows: 1. Account with Broker. Client shall open an account with MAN FINANCIAL, a registered futures commission merchant ("Broker"), and deposit with Broker funds or securities for an account whose level of trading risk and management fees shall be based on the "Nominal Account Size", as defined in paragraph 4 below. As of the date of this Agreement, the Nominal Account Size shall be $500,000, which shall initial

Price Fund I Lp – CAPITAL DEMAND NOTE (December 18th, 2001)

Exhibit 1.19 CAPITAL DEMAND NOTE ------------------- $1,000,000.00 March 31, 2001 Chicago, Illinois The undersigned, Walter Thomas Price, III (the "Maker"), hereby promises to pay to the order of PRICE ASSET MANAGEMENT, INC., a Delaware corporation (the "Holder"), without interest, as an additional capital contribution without the issuance of stock, such amount as the Holder from time to time may demand, up to the "Available Capital Amount," as defined below. The Maker's obligations hereunder shall continue for so long as the Holder remains a general partner of Price Fund 1, L.P., a Delaware limited partnership (the "Partnership"). As used herein, the term "Available Capital Amount" means an amount equal to: (a) 5% of the a