Nuveen New York Dividend Advantage Municipal Fund Sample Contracts
INVESTMENT MANAGEMENT AGREEMENT ------------------------------- AGREEMENT made this ____ day of May, 1999, by and between NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND, a Massachusetts business trust (the "Fund"), and NUVEEN ADVISORY CORP., a...Investment Management Agreement • April 16th, 1999 • Nuveen New York Municipal Advantage Fund
December 14, 1993Broker-Dealer Agreement • July 12th, 1999 • Nuveen New York Municipal Advantage Fund • New York
EXHIBIT H.1 ____________ Shares NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND Common Stock UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • May 25th, 1999 • Nuveen New York Municipal Advantage Fund • New York
W I T N E S S E T H - - - - - - - - - -Expense Reimbursement Agreement • April 16th, 1999 • Nuveen New York Municipal Advantage Fund
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • October 25th, 2010 • Nuveen New York Dividend Advantage Municipal Fund • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
UNDERWRITING AGREEMENTUnderwriting Agreement • December 15th, 2009 • Nuveen New York Dividend Advantage Municipal Fund • New York
WITNESSETH:Subscription Agreement • May 26th, 1999 • Nuveen New York Municipal Advantage Fund
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 25th, 2010 • Nuveen New York Dividend Advantage Municipal Fund
This Agreement made this 31st day of July 2008 by and between Nuveen New York Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008.
I SERVICES --------Shareholder Transfer Agency Agreement • April 16th, 1999 • Nuveen New York Municipal Advantage Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds)Investment Sub-Advisory Agreement • October 9th, 2013 • Nuveen New York Dividend Advantage Municipal Fund • Illinois
THIS AGREEMENT is made as of the 31st day of December, 2010, between Nuveen Fund Advisors, Inc., a Delaware corporation (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser” and with the Adviser, a “Party” or “Parties”).
MASTER DEALER AGREEMENTMaster Dealer Agreement • December 7th, 2010 • Nuveen New York Dividend Advantage Municipal Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds)Investment Sub-Advisory Agreement • January 20th, 2015 • Nuveen New York Dividend Advantage Municipal Fund • Illinois
THIS AGREEMENT is made as of the 1st day of October 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”).
JOINT FILING AGREEMENTJoint Filing Agreement • February 6th, 2025 • Nuveen New York Quality Municipal Income Fund • Security brokers, dealers & flotation companies
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTSInvestment Management Agreement • October 9th, 2013 • Nuveen New York Dividend Advantage Municipal Fund
This Agreement made this 25th day of May 2011 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, Inc. f/k/a Nuveen Asset Management, a Delaware corporation (the “Adviser”);
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 25th, 2010 • Nuveen New York Dividend Advantage Municipal Fund
AGREEMENT made this 13th day of November 2007, by and between Nuveen New York Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
JOINT FILING AGREEMENTJoint Filing Agreement • December 13th, 2024 • Nuveen New York Quality Municipal Income Fund • Security brokers, dealers & flotation companies
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 25th, 2010 • Nuveen New York Dividend Advantage Municipal Fund
This Agreement made this 28th day of May 2009 by and between Nuveen New York Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
AMENDED AND RESTATEDMASTER CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANYMaster Custodian Agreement • August 6th, 2025 • Nuveen New York Quality Municipal Income Fund
This AMENDMENT (the “Amendment”) is entered into as of the 11th of December, 2024 and effective as of the 11th of December, 2024 (the “Effective Date”), amending the Amended and Restated Master Custodian Agreement (as amended, supplemented, restated, or otherwise modified from time to time, the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to the Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to the Agreement in accordance with the terms hereof.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • January 20th, 2015 • Nuveen New York Dividend Advantage Municipal Fund
This Amendment is made as of this 4th day of December, 2014, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 17.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them,...Joint Filing Agreement • December 10th, 2025 • Nuveen New York Quality Municipal Income Fund • Security brokers, dealers & flotation companies
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 25th, 2010 • Nuveen New York Dividend Advantage Municipal Fund
This Agreement made this 26th day of May 2010 by and between Nuveen New York Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT STATE STREET BANK AND TRUST COMPANYMaster Custodian Agreement • August 6th, 2025 • Nuveen New York Quality Municipal Income Fund
This AMENDMENT (the “Amendment”) is entered into as of the 20th of February, 2024 and effective as of the 20th of February, 2024 (the “Effective Date”), amending the Amended and Restated Master Custodian Agreement (as amended, supplemented, restated, or otherwise modified from time to time, the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to the Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to the Agreement in accordance with the terms hereof.
JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them,...Joint Filing Agreement • May 21st, 2026 • Nuveen New York Quality Municipal Income Fund • Security brokers, dealers & flotation companies
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 26th, 2025 • Nuveen New York Quality Municipal Income Fund
AGREEMENT made this 1st day of October 2014, by and between Nuveen New York Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NlNEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser’}
RULE 12d1-4 EXCHANGE TRADED FUND OF CLOSED-END FUNDS INVESTMENT AGREEMENTExchange Traded Fund of Closed-End Funds Investment Agreement • August 6th, 2025 • Nuveen New York Quality Municipal Income Fund
This Agreement, dated as of August 31, 2023, between First Trust CEF Income Opportunity ETF (the “Acquiring Fund”) and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Nuveen Fund Advisors, LLC (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
AMENDED AND RESTATED SCHEDULE A TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 6th, 2025 • Nuveen New York Quality Municipal Income Fund
The attached Amended and Restated Schedule A to the Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Scheduled A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A., effective as of June 15, 2017, as amended (the “TA Agreement”), hereby amends and restates Schedule A to the TA Agreement in its entirety, to be effective June 30, 2023.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 20th, 2015 • Nuveen New York Dividend Advantage Municipal Fund
AGREEMENT made this 1st day of October 2014, by and between Nuveen New York Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
JOINT FILING AGREEMENTJoint Filing Agreement • November 29th, 2022 • Nuveen New York Quality Municipal Income Fund • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen New York Dividend Advantage Municipal Fund 811-09135 We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit...Sub-Advisory Agreement • May 31st, 2011 • Nuveen New York Dividend Advantage Municipal Fund
We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11- 074441, on March 23, 2011 for NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 6th, 2025 • Nuveen New York Quality Municipal Income Fund
AGREEMENT made this 1st day of October 2014, by and between Nuveen New York Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS,LLC, a Delaware limited liability company (the “Adviser”)
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen New York Dividend Advantage Municipal Fund 333-68539 811-09135 We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy...Investment Management Agreement • May 30th, 2008 • Nuveen New York Dividend Advantage Municipal Fund
We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy materials in the SEC filing on August 22, 2007, under Conformed Submission Type DEF 14A, accession number 0000950134-07-018728.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen New York Dividend Advantage Municipal Fund 811-09135 We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement, a form...Investment Advisory Agreement • May 29th, 2015 • Nuveen New York Dividend Advantage Municipal Fund
We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement, a form of which was filed as Appendix M and Appendix N, respectively, under Conformed Submission Type DEF 14A, accession number 0001193125-14-236554, on June 16, 2014.