WITNESSETH:Administration Agreement • February 20th, 1998 • Icm Series Trust • Massachusetts
TERMSAdministrative Services Agreement • May 1st, 2000 • Icm Series Trust • New York
1 Exhibit 6 DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of this ____ day of February, 1998 (the "Agreement") by and between ICM Series Trust, a Massachusetts business trust (the "Company") and First Data Distributors, Inc. (the "Distributor"), a...Distribution Agreement • February 20th, 1998 • Icm Series Trust • Massachusetts
WITNESSETH:Custody Agreement • February 20th, 1998 • Icm Series Trust • Ohio
TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made the 10th day of August 1999, by and between ICM Series Trust, a Massachusetts Business Trust, having its principal office and place of business at 1 International Place, Suite 2401, Boston, MA 02110...Transfer Agency and Service Agreement • May 1st, 2000 • Icm Series Trust • New York
ICM SERIES TRUST ICM/ISABELLE SMALL-CAP VALUE FUND PURCHASE AGREEMENTPurchase Agreement • February 20th, 1998 • Icm Series Trust • Massachusetts
AMENDMENT NO. 2 TO TRANSFER AGENCY AND SERVICES AGREEMENT Amendment No. 2, dated as of September 30, 2003, to the Transfer Agency and Services Agreement dated as of January 1, 2002 as amended August 20, 2002 (the "Agreement"), by and between ICM...Transfer Agency and Services Agreement • April 29th, 2005 • Icm Series Trust
TERMSFund Accounting Service Agreement • May 1st, 2000 • Icm Series Trust • New York
FORM OF NEW INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 2006 • Icm Series Trust • Massachusetts
TERMSUnderwriting Agreement • May 1st, 2000 • Icm Series Trust
ICM SERIES TRUST DISTRIBUTION AGREEMENT AGREEMENT made as of the 1st day of January, 2002, and amended and restated as of the "Effective Date" defined below, by and between ICM Series Trust, a Massachusetts business trust, with its principal office...Series Trust Distribution Agreement • April 29th, 2005 • Icm Series Trust • Delaware
MUTUAL FUNDSales and Service Agreement • April 29th, 2008 • Ironwood Series Trust • Delaware
1 Exhibit 5 INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of this ____ day of February, 1998 between the ICM Series Trust, an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts (hereinafter called the...Investment Advisory Agreement • February 20th, 1998 • Icm Series Trust • Massachusetts
Exhibit (h)(1) IRONWOOD FUNDS SERVICES AGREEMENT AGREEMENT made as of the 24th day of August 2006, by and between Ironwood Funds, a Massachusetts business trust, with its principal office and place of business at 21 Custom House Street, Boston, MA...Ironwood Funds Services Agreement • April 30th, 2007 • Ironwood Series Trust • Delaware
Ironwood Capital Management, LLC ("ICM"), serves as the investment adviser to the ICM Series Trust (the "Trust") pursuant to an Investment Advisory Agreement (the "Agreement") between the Trust and ICM with respect to the ICM/Isabelle Small Cap Value...Icm Series Trust • March 1st, 2006
Ironwood Capital Management, LLC ("ICM"), serves as the investment adviser to the ICM Series Trust (the "Trust") pursuant to an Investment Advisory Agreement (the "Agreement") between the Trust and ICM with respect to the ICM/Isabelle Small Cap Value Fund (the "Fund"). On November 16, 2005, ICM entered into a transaction agreement (the "Transaction Agreement") with MB Investment Partners, Inc. ("MBIP") and MB Investment Partners and Associates LLC ("MBA") regarding a proposed transaction (the "Transaction"), upon the closing of which MBA would acquire ICM. Pursuant to the Transaction Agreement, MBA agreed to acquire ICM for a combination of cash and equity in MBA. The Transaction was consummated on January 24, 2006 (the "Closing Date"). The Transaction resulted in a change in control of ICM and an assignment and automatic termination of the Agreement pursuant to the terms of the Agreement. On October 17, 2005, the Trust's Board of Trustees (the "Board") approved an Interim Investment A
SUB-ITEM 77Q1(E) COPIES OF NEW OR AMENDED REGISTRANT INVESTMENT ADVISORY AGREEMENTSInvestment Advisory Agreement • March 2nd, 2009 • Ironwood Series Trust
ICM SERIES TRUST TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT made as of the 1st day of January, 2002, by and between ICM Series Trust, a Massachusetts business trust, with its principal office and place of business at 21 Custom House Street,...Icm Series Trust Transfer Agency and Services Agreement • April 30th, 2002 • Icm Series Trust • Delaware
ICM SERIES TRUST ADMINISTRATION AGREEMENT AGREEMENT made as of the 1st day of January, 2002, by and between ICM Series Trust, a Massachusetts business trust, with its principal office and place of business at 21 Custom House Street, Boston, MA 02110...Series Trust Administration Agreement • April 30th, 2002 • Icm Series Trust • Delaware
ICM SERIES TRUST AMENDED AND RESTATED ADMINISTRATION AGREEMENT AGREEMENT made as of the 1st of January 2002 and amended the 20th day of May 2004 and again on the 1st day of September 2004, by and between ICM Series Trust, a Massachusetts business...Series Trust • April 29th, 2005 • Icm Series Trust
IRONWOOD SERIES TRUST SERVICES AGREEMENT AGREEMENT made as of the 24th of August 2006, as amended and restated on the 23rd of August, 2007, by and between Ironwood Series Trust, a Massachusetts business trust, with its principal office and place of...Series Trust Services Agreement • April 29th, 2008 • Ironwood Series Trust • Delaware
Exhibit (e)(1) IRONWOOD SERIES TRUST DISTRIBUTION AGREEMENT AGREEMENT made as of the 1st day of January, 2002, and amended and restated as of the "Effective Date" defined below, and amended and restated as of February 22, 2007, by and between Ironwood...Series Trust Distribution Agreement • April 30th, 2007 • Ironwood Series Trust • Delaware
ICM SERIES TRUST COMPLIANCE SERVICES AGREEMENT AGREEMENT made as of the 16th day of September, 2004, by and between ICM Series Trust, a Massachusetts business trust, with its principal office and place of business at 21 Custom House Street, Boston, MA...Series Trust Compliance Services Agreement • April 29th, 2005 • Icm Series Trust • Delaware
INTERIM INVESTMENT ADVISORY AGREEMENT INTERIM AGREEMENT made as of this ___th day of May, 2008 between the Ironwood Series Trust, an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts (hereinafter called the...Interim Investment Advisory Agreement • August 29th, 2008 • Ironwood Series Trust • Massachusetts
ICM SERIES TRUST INVESTMENT ADVISORY FEE ESCROW AGREEMENT This Escrow Agreement ("Agreement") dated as of this 24th day of January, 2006 is among ICM Series Trust, a Massachusetts business trust (the "Trust"), on behalf of ICM/Isabelle Small Cap Value...Icm Series Trust Investment Advisory Fee Escrow Agreement • May 1st, 2006 • Icm Series Trust • Massachusetts
FORESIDE FUND SERVICES, LLC MUTUAL FUND SALES AND SERVICE AGREEMENTIronwood Series Trust • April 30th, 2007 • Delaware
Exhibit (h)(2) IRONWOOD SERIES TRUST COMPLIANCE SERVICES AGREEMENT AGREEMENT made as of the 16th day of September, 2004, and amended and restated as of February 22, 2007, by and between Ironwood Series Trust, a Massachusetts business trust, with its...Ironwood Series Trust Compliance Services Agreement • April 30th, 2007 • Ironwood Series Trust • Delaware
IRONWOOD SERIES TRUST PFO/TREASURER SERVICES AGREEMENT AGREEMENT made as of the ___ of ______, 2007 by and between Ironwood Series Trust, a Massachusetts business trust, with its principal office and place of business at Three Canal Plaza, Portland,...Series Trust • April 29th, 2008 • Ironwood Series Trust • Delaware
ICM SERIES TRUST FUND ACCOUNTING AGREEMENT AGREEMENT made as of the 1st day of January, 2002, and as amended the 19th day of August, 2004, by and between ICM Series Trust, a Massachusetts business trust, with its principal office and place of business...Series Trust Fund Accounting Agreement • April 29th, 2005 • Icm Series Trust • Delaware
FORESIDE FUND SERVICES, LLC MUTUAL FUND SALES AND SERVICE AGREEMENTForeside Fund Services • April 28th, 2006 • Icm Series Trust • Delaware
INTERIM INVESTMENT ADVISORY AGREEMENT INTERIM AGREEMENT made as of this 24/th/ day of January, 2006 between the ICM Series Trust, an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts (hereinafter called the...Interim Investment Advisory Agreement • May 1st, 2006 • Icm Series Trust • Massachusetts
ICM SERIES TRUST FUND ACCOUNTING AGREEMENT AGREEMENT made as of the 1st day of January, 2002, by and between ICM Series Trust, a Massachusetts business trust, with its principal office and place of business at 21 Custom House Street, Boston, MA 02110...Icm Series Trust Fund Accounting Agreement • April 30th, 2002 • Icm Series Trust • Delaware
Exhibit (d)(1) AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of this 1st day of May, 2006, between the Ironwood Funds (formerly known as ICM Series Trust), an unincorporated business trust organized under the laws of the...Investment Advisory Agreement • April 30th, 2007 • Ironwood Series Trust • Massachusetts
FORM OF NEW INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of this ______ day of __________, between the ICM Series Trust, an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts (hereinafter called the...New Investment Advisory Agreement • May 1st, 2006 • Icm Series Trust • Massachusetts
