Riverview Bancorp Inc Sample Contracts

RIVERVIEW BANCORP, INC. (a Washington corporation) 10,041,841 Shares of Common Stock ($0.01 Par Value Per Share) UNDERWRITING AGREEMENT
Underwriting Agreement • July 30th, 2010 • Riverview Bancorp Inc • Savings institution, federally chartered • New York
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ADOPTION AGREEMENT FOR RIVERVIEW SAVINGS BANK, FSB EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST
Riverview Bancorp Inc • August 6th, 1997 • Savings institution, federally chartered • New York
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EXHIBIT 1.2 Engagement Letter Between Riverview Savings Bank and Charles Webb & Company April 9, 1997 Mr. Patrick Sheaffer President & Chief Executive Officer Riverview Savings Bank, FSB 700 N. E. Fourth Street Camas, Washington 98607 Dear Mr....
Riverview Bancorp Inc • June 27th, 1997
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Form of Restricted Stock Unit Award Agreement under the Riverview Bancorp, Inc. 2017 Equity Incentive Plan
Restricted Stock Unit Award Agreement • October 31st, 2018 • Riverview Bancorp Inc • Savings institution, federally chartered

This Award of restricted stock units ("RSUs") is granted by Riverview Bancorp, Inc. ("Company") to [Name] ("Grantee") in accordance with the terms of this Restricted Stock Unit Award Agreement ("Agreement") and subject to the provisions of the Riverview Bancorp, Inc. 2017 Equity Incentive Plan, as amended from time to time ("Plan"). The Plan is incorporated herein by reference. Capitalized terms included herein that are not defined in this Agreement shall have the meaning ascribed to them in the Plan.

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Form of Incentive Stock Option Award Agreement under the Riverview Bancorp, Inc. 2017 Equity Incentive Plan
Incentive Stock Option Award Agreement • October 31st, 2018 • Riverview Bancorp Inc • Savings institution, federally chartered

This Incentive Stock Option Award ("ISO") is granted by Riverview Bancorp, Inc. ("Company") to [Name] ("Option Holder") in accordance with the terms of this Incentive Stock Option Award Agreement ("Agreement") and subject to the provisions of the Riverview Bancorp, Inc. 2017 Equity Incentive Plan, as amended from time to time ("Plan"). The Plan is incorporated herein by reference. Capitalized terms included herein that are not defined in this Agreement shall have the meaning ascribed to them in the Plan.

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Form of Proposed Agency Agreement Among Riverview Bancorp, Inc., Riverview Savings Bank, FSB, Riverview, M.H.C. and Charles Webb & Company RIVERVIEW BANCORP, INC. (a Washington Corporation) 4,736,571 Shares (Subject to Increase Up to 5,447,056 Shares)...
Proposed Agency Agreement • August 11th, 1997 • Riverview Bancorp Inc • Savings institution, federally chartered • Ohio
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Form of Restricted Stock Award Agreement under the Riverview Bancorp, Inc. 2017 Equity Incentive Plan
Restricted Stock Award Agreement • October 31st, 2018 • Riverview Bancorp Inc • Savings institution, federally chartered

This Restricted Stock Award ("Restricted Stock Award") is granted by Riverview Bancorp, Inc. ("Company") to [Name] ("Grantee") in accordance with the terms of this Restricted Stock Award Agreement ("Agreement") and subject to the provisions of the Riverview Bancorp, Inc. 2017 Equity Incentive Plan, as amended from time to time ("Plan"). The Plan is incorporated herein by reference. Capitalized terms included herein that are not defined in this Agreement shall have the meaning ascribed to them in the Plan.

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EMPLOYMENT AGREEMENT
Employment Agreement • June 5th, 2017 • Riverview Bancorp Inc • Savings institution, federally chartered • Washington

This EMPLOYMENT AGREEMENT ("Agreement") by and between RIVERVIEW BANCORP, INC., a registered savings and loan holding company ("Bancorp"), RIVERVIEW COMMUNITY BANK, a federally chartered savings bank (the "Bank"), which is a wholly owned subsidiary of Bancorp and Riverview Asset Management and Trust Company (Bancorp, the Bank and the Trust Company are collectively referred to as the "Company"), and ________________________________ ("Executive") is dated ______________________, ________ (the "Effective Date").

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STANDSTILL AGREEMENT
Standstill Agreement • August 31st, 2015 • Riverview Bancorp Inc • Savings institution, federally chartered • Washington

This Standstill Agreement (this “Agreement”) is made by and between Riverview Bancorp, Inc. (“Riverview”) on the one hand, and Ancora Advisors, LLC (“Ancora Advisors”), Merlin Partners, AAMAF LP, Ancora Catalyst Fund LP, James M. Chadwick, Frederick DiSanto, Brian Hopkins and Patrick Sweeney (collectively, the “Ancora Parties” and individually a “Member” of the Ancora Parties), on the other hand, on behalf of themselves and their respective affiliates (Riverview and the Ancora Parties together, collectively, the “Parties”). In consideration of the covenants, promises and undertakings set forth herein, and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:

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RIVERVIEW BANCORP, INC. RIVERVIEW COMMUNITY BANK EMPLOYMENT AGREEMENT FOR
Employment Agreement • February 13th, 2015 • Riverview Bancorp Inc • Savings institution, federally chartered • Washington

This EMPLOYMENT AGREEMENT (“Agreement”) by and between RIVERVIEW BANCORP, INC., a registered savings and loan holding company (“Bancorp”), RIVERVIEW COMMUNITY BANK, a federally chartered savings bank (the “Bank”), which is a wholly owned subsidiary of Bancorp (Bancorp and the Bank are collectively referred to as the “Company”), and ________________________________ (“Executive”) is dated February 1, 2015 (the “Effective Date”).

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CHANGE IN CONTROL AGREEMENT FOR ____________
Change in Control Agreement • June 14th, 2019 • Riverview Bancorp Inc • Savings institution, federally chartered • Washington

This CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered by and between RIVERVIEW BANCORP, INC., a registered savings and loan holding company (“Bancorp”), RIVERVIEW COMMUNITY BANK, a federally chartered savings bank (the “Bank”), which is a wholly owned subsidiary of Bancorp (Bancorp and the Bank are collectively referred to as the “Company”), and _____________ (“Executive”), and is dated December 31, 2018 (the “Effective Date”). The Company and Executive are referred to herein individually as a “Party” and, collectively, as the “Parties.”

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Form of Non-Qualified Stock Option Award Agreement under the Riverview Bancorp, Inc. 2017 Equity Incentive Plan
Qualified Stock Option Award Agreement • October 31st, 2018 • Riverview Bancorp Inc • Savings institution, federally chartered

This Non-Qualified Stock Option Award ("NQSO") is granted by Riverview Bancorp, Inc. ("Company") to [Name] ("Option Holder") in accordance with the terms of this Non-Qualified Stock Option Award Agreement ("Agreement") and subject to the provisions of the Riverview Bancorp, Inc. 2017 Equity Incentive Plan, as amended from time to time ("Plan"). The Plan is incorporated herein by reference. Capitalized terms included herein that are not defined in this Agreement shall have the meaning ascribed to them in the Plan.

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EXHIBIT 99.3 Agreement with RP Financial, LC. [LETTERHEAD] RP Financial, LC.
Riverview Bancorp Inc • June 27th, 1997
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SEPARATION AGREEMENT AND GENERAL RELEASE
Separation Agreement and General Release • January 26th, 2022 • Riverview Bancorp Inc • Savings institution, federally chartered • Washington

This Separation Agreement and General Release (“Agreement”) is entered into by and between RIVERVIEW BANCORP, INC. (“Bancorp”), and RIVERVIEW COMMUNITY BANK (the “Bank”) (Bancorp and the Bank are collectively referred to as the “Company”), and KIM CAPELOTO (“Executive”). The Company and Executive are referred to herein individually as a “Party” and, collectively, as the “Parties.”

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UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY OFFICE OF THE COMPTROLLER OF THE CURRENCY TERMINATION OF THE AGREEMENT BY AND BETWEEN Riverview Community Bank Vancouver, Washington AND THE COMPTROLLER OF THE CURRENCY
Riverview Bancorp Inc • April 8th, 2014 • Savings institution, federally chartered

WHEREAS, in an effort to protect the depositors, other customers and shareholders of Riverview Community Bank, Vancouver, Washington (Bank), and to ensure the Bank's safe and sound operation, the Bank and the Comptroller of the Currency of the United States of America (Comptroller), entered into an Agreement, dated January 25, 2012; and

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CONFIDENTIAL EMPLOYMENT SEPARATION AGREEMENT AND RELEASE OF CLAIMS
Confidential Employment Separation Agreement • October 3rd, 2023 • Riverview Bancorp Inc • Savings institution, federally chartered • Washington

This is a confidential separation agreement (this “Separation Agreement”) between you, Kevin Lycklama, and us, Riverview Bank (the “Bank”) and Riverview Bancorp, Inc. (“Bancorp”) (Bancorp and the Bank are collectively referred to as “Riverview”). This Separation Agreement is dated for reference purposes August 18, 2023, which is the date we delivered this Separation Agreement to you for your consideration.

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RIVERVIEW BANCORP, INC. RIVERVIEW COMMUNITY BANK CHANGE IN CONTROL AGREEMENT FOR
Control Agreement • February 13th, 2015 • Riverview Bancorp Inc • Savings institution, federally chartered • Washington

This CHANGE IN CONTROL AGREEMENT (“Agreement”) by and between RIVERVIEW BANCORP, INC., a registered savings and loan holding company (“Bancorp”), RIVERVIEW COMMUNITY BANK, a federally chartered savings bank (the “Bank”), which is a wholly owned subsidiary of Bancorp (Bancorp and the Bank are collectively referred to as the “Company”), and

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RIVERVIEW BANCORP, INC. RIVERVIEW COMMUNITY BANK AND RIVERVIEW ASSET MANAGEMENT AND TRUST COMPANY
Change in Control Agreement • June 5th, 2017 • Riverview Bancorp Inc • Savings institution, federally chartered • Washington

This CHANGE IN CONTROL AGREEMENT ("Agreement") by and between RIVERVIEW BANCORP, INC., a registered savings and loan holding company ("Bancorp"), RIVERVIEW COMMUNITY BANK, a federally chartered savings bank (the "Bank"), which is a wholly owned subsidiary of Bancorp and RIVERVIEW ASSET MANAGEMENT AND TRUST COMPANY ("the Trust"), a subsidiary of the Bank (Bancorp, the Bank and the Trust are collectively referred to as the "Company"), and ("Executive"), is dated _________________ (the "Effective Date").

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AGREEMENT BY AND BETWEEN Riverview Community Bank Camas, Washington and The Comptroller of the Currency
Agreement by and Between • January 31st, 2012 • Riverview Bancorp Inc • Savings institution, federally chartered

Riverview Community Bank, Camas, Washington ("Bank") and the Comptroller of the Currency of the United States of America ("Comptroller")1 wish to protect the interests of the depositors and other customers of the Bank, and, toward that end, wish the Bank to operate safely and soundly and in accordance with all applicable laws, rules and regulations.

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EXHIBIT 10.1 Proposed Form of Employment Agreement For Senior Officers FORM OF EMPLOYMENT AGREEMENT FOR SENIOR OFFICERS THIS AGREEMENT is made effective as of ________________, 1997, by and between RIVERVIEW SAVINGS BANK, FSB (the "BANK"), RIVERVIEW...
Riverview Bancorp Inc • June 27th, 1997 • Washington
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PURCHASE AND ASSUMPTION AGREEMENT among Riverview Community Bank, a federal savings bank, and Riverview Bancorp, Inc. a Washington corporation, and MBank, an Oregon state-chartered commercial bank, and Merchants Bancorp, an Oregon corporation, Dated...
Purchase and Assumption Agreement • September 29th, 2016 • Riverview Bancorp Inc • Savings institution, federally chartered • Oregon

THIS PURCHASE AND ASSUMPTION AGREEMENT (this "Agreement"), dated as of September 28, 2016, is made by and among Riverview Community Bank, a federal savings bank with its main office located in Vancouver, Washington ("Riverview"), Riverview Bancorp, Inc. a Washington corporation and the sole shareholder of Riverview ("Riverview Bancorp"), MBank, an Oregon state-chartered commercial bank with its main office located in Gresham, Oregon ("MBank"), and Merchants Bancorp, an Oregon corporation and the sole shareholder of MBank ("Merchants Bancorp").

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EXHIBIT 10.2 Proposed Form of Severance Agreement for Key Officers FORM OF SEVERANCE AGREEMENT FOR KEY OFFICERS This AGREEMENT is made effective as of ___________________, 1997 by and between RIVERVIEW SAVINGS BANK, FSB (the "BANK"); RIVERVIEW...
Severance Agreement • June 27th, 1997 • Riverview Bancorp Inc • Washington
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EMPLOYMENT AGREEMENT FOR ___________________
Employment Agreement • June 14th, 2019 • Riverview Bancorp Inc • Savings institution, federally chartered • Washington

This EMPLOYMENT AGREEMENT (this “Agreement”) is entered into by and between RIVERVIEW BANCORP, INC., a registered savings and loan holding company (“Bancorp”), and RIVERVIEW COMMUNITY BANK, a federally chartered savings bank (the “Bank”), which is a wholly owned subsidiary of Bancorp, (Bancorp and Bank are collectively referred to as the “Company”), and _________ (“Executive”), and is dated December 31, 2018 (the “Effective Date”). The Company and Executive are referred to herein individually as a “Party” and, collectively, as the “Parties.”

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