MASTERS' SELECT VALUE FUND MASTERS' SELECT FUNDS TRUST AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT made as of the 4th day of December, 2002, amends and restates in its entirety the...Investment Advisory Agreement • April 30th, 2003 • Masters Select Funds Trust • California
ADMINISTRATION AGREEMENT AGREEMENT made this day of , 1996 by and between MASTERS SELECT INVESTMENT TRUST, a Delaware business trust (the "Trust"), and INVESTMENT COMPANY ADMINISTRATION CORPORATION, a Delaware Corporation (the "Administrator"). W I T...Administration Agreement • November 15th, 1996 • Masters Concentrated Select Trust
MASTERS' SELECT SMALLER COMPANIES FUND MASTERS' SELECT FUNDS TRUST INVESTMENT ADVISORY AGREEMENT ----------------------------- THIS INVESTMENT ADVISORY AGREEMENT is made as of the 12th day of may, 2003, by and between MASTERS' SELECT FUNDS TRUST, a...Investment Advisory Agreement • May 23rd, 2003 • Masters Select Funds Trust • California
a) Indemnification of Trust. The Distributor agrees to indemnify and hold harmless the Trust and each of its present or former Trustees, officers, employees, representatives and each person, if any, who controls or previously controlled the Trust...Distribution Agreement • December 17th, 1996 • Masters Select Equity Fund • California
MASTERS' SELECT SMALLER COMPANIES FUND MASTERS' SELECT FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENT THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the ____ day of ____ 2003 by and between LITMAN/GREGORY FUND ADVISORS, LLC (the "Advisor") and...Masters Select Funds Trust • May 23rd, 2003 • California
FORM OF INVESTMENT MANAGEMENT AGREEMENT WITH BPI, ARTISAN FUNDS, BEE & ASSOCIATES AND HARRIS ASSOCIATES THE MASTERS' SELECT EQUITY FUND MASTERS' SELECT INVESTMENT TRUST INVESTMENT SUB-ADVISORY AGREEMENT --------------------------------- THIS...Investment Management Agreement • August 29th, 1997 • Masters Select Investment Trust • California
Subject to such policies as the Advisor and the Board of Trustees of the Trust may determine, Sub-Advisor shall not be deemed to have acted unlawfully or to have breached any duty created by this Agreement or otherwise solely by reason of its having...Masters Select Equity Fund • December 17th, 1996 • California
Subject to such policies as the Board of Trustees of the Trust may determine, the Advisor shall not be deemed to have acted unlawfully or to have breached any duty created by this Agreement or otherwise solely by reason of an investment manager having...Investment Advisory Agreement • November 15th, 1996 • Masters Concentrated Select Trust • California
Execution Copy MASTERS' SELECT SMALLER COMPANIES FUND MASTERS' SELECT FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENT THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the 1st day of October, 2003 by and between LITMAN/GREGORY FUND ADVISORS, LLC (the...Masters Select Funds Trust • February 25th, 2004 • California
MASTERS' SELECT INTERNATIONAL FUND MASTERS' SELECT FUNDS TRUST INVESTMENT SUB- ADVISORY AGREEMENT THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the 16th day of September 2003 by and between LITMAN/GREGORY FUND ADVISORS, LLC (the "Advisor") and...Masters Select Funds Trust • February 25th, 2004 • California
MASTERS' SELECT EQUITY FUND MASTERS' SELECT FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENT --------------------------------- THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the 27th day of October, 2003 by and between LITMAN/GREGORY FUND ADVISORS,...Masters Select Funds Trust • February 25th, 2004 • California
MASTERS' SELECT EQUITY FUND MASTERS' SELECT FUNDS TRUST AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT made as of the 4th day of December, 2002, amends and restates in its entirety the...Investment Advisory Agreement • April 30th, 2003 • Masters Select Funds Trust • California
POLEN CAPITAL GLOBAL GROWTH ETF LITMAN GREGORY FUNDS TRUST INVESTMENT SUB- ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 21st, 2024 • Litman Gregory Funds Trust • Delaware
THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the day of February , 2024 by and between iM Global Partner Fund Management LLC (the “Advisor”) and Polen Capital Management, LLC, (the “Sub-Advisor”).
Nuveen Mutual Funds and ETFs RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • February 21st, 2024 • Litman Gregory Funds Trust • Illinois
THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 21, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
AGREEMENT ---------Sub-Investment Advisory Agreement • August 29th, 1997 • Masters Select Investment Trust • Colorado
DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2015 • Litman Gregory Funds Trust • Delaware
THIS AGREEMENT is made as of September 17, 2014, between Litman Gregory Funds Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
BLACKROCK RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 21st, 2024 • Litman Gregory Funds Trust • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 21, 2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2004 • Masters Select Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 25th day of February, 2004, by and among Masters’ Select Funds Trust, a Delaware Trust (the “Trust”), Litman/Gregory Fund Advisors, LLC, a California limited liability company (the “Advisor”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
WITNESSETH:Masters Select Funds Trust • April 30th, 2001 • California
AUTHORIZED PARTICIPANT AGREEMENT FOR LITMAN GREGORY FUNDS TRUSTAuthorized Participant Agreement • August 17th, 2021 • Litman Gregory Funds Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and (the “Authorized Participant” or “AP”) and is subject to acceptance by State Street Bank & Trust Company (the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the Litman Gregory Funds Trust (the “Trust”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of Creation Units (as defined below) of each series ofthe Trust (each a “Fund” and collectively, the “Funds”) named on Annex I to this Agreement, as may be updated from time to time to add or remove Funds.
WITNESSETH:Masters Select Funds Trust • April 30th, 2001 • California
AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 30th, 2007 • Masters Select Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 28th day of May, 2003, by and between Masters’ Select Funds, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
LITMAN GREGORY MASTERS HIGH INCOME ALTERNATIVES FUND LITMAN GREGORY FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 6th, 2018 • Litman Gregory Funds Trust • California
THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the 29th day of August, 2018 by and between Litman Gregory Fund Advisors LLC (the “Advisor”) and Neuberger Berman Investment Advisers, LLC (the “Sub-Advisor”).
PARTNERSELECT HIGH INCOME ALTERNATIVES FUND LITMAN GREGORY FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 28th, 2023 • Litman Gregory Funds Trust • California
THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the 1st day of June, 2021 by and between LITMAN/GREGORY FUND ADVISORS, LLC (the “Advisor”) and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (the “Sub-Advisor”).
CUSTODY AGREEMENTCustody Agreement • August 22nd, 2023 • Litman Gregory Funds Trust • Massachusetts
Principal Underwriter Agreement THIS AGREEMENT is made and entered into as of this ___ day of _____, 2001, by and between ____________________, an open end investment company (the "Company"), and T. O. Richardson Securities, Inc., a Connecticut...Principal Underwriter Agreement • March 21st, 2002 • Masters Select Funds Trust • Connecticut
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • August 22nd, 2023 • Litman Gregory Funds Trust
This Amendment to the Administration Agreement (the “Amendment”) is made as of July 1, 2023 (the “Effective Date”) by and among Litman Gregory Funds Trust, a Delaware business trust (the “Trust”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”).
Exhibit 4(b)(viii) THE MASTERS' SELECT INTERNATIONAL FUND MASTERS' SELECT FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENT THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the __ day of ________, 2000 by and between LITMAN/GREGORY FUND ADVISORS, LLC...Masters Select Funds Trust • April 30th, 2001 • California
ADMINISTRATION AGREEMENTAdministration Agreement • April 30th, 2015 • Litman Gregory Funds Trust
This Administration Agreement (“Agreement”) dated and effective as of September 10, 2014, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and Litman Gregory Funds Trust, a Delaware Business trust (the “Trust”).
THE MASTERS’ SELECT FUNDS TRUST AMENDMENT TO THE AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 30th, 2007 • Masters Select Funds Trust
THIS AMENDMENT dated as of this 2nd day of February, 2007, to the Amended and Restated Fund Administration Servicing Agreement, dated as of May 28, 2003, (the “Agreement”), as amended as of June 8, 2006, is entered by and between The Masters’ Select Fund Trust, a Delaware statutory trust (the “Trust”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
LITMAN GREGORY FUNDS TRUST AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 22nd, 2023 • Litman Gregory Funds Trust • California
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) made as of the 5th day of December, 2022, by and between LITMAN GREGORY FUNDS TRUST, a Delaware business trust (the “Trust”), on behalf of the series of the Trust listed in Appendix A (each, a “Fund” and collectively, the “Funds”), which Appendix may be amended from time to time, and iM GLOBAL PARTNER FUND MANAGEMENT, LLC, a California limited liability company (the “Advisor”), supersedes the prior Unified Investment Advisory Agreement between the Trust, on behalf of the Funds, and the Advisor.
LITMAN GREGORY FUNDS TRUST Operating Expenses Limitation AgreementExpenses Limitation Agreement • July 22nd, 2020 • Litman Gregory Funds Trust • California
This Operating Expenses Limitation Agreement (this “Agreement”) is effective as of July 31, 2020, by and between Litman Gregory Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of the PartnerSelect SBH Focused Small Value Fund, a series of the Trust (the “Fund”), and the investment advisor to the Fund, Litman Gregory Fund Advisors, LLC, a California limited liability company (the “Advisor”).
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • September 2nd, 2011 • Litman Gregory Funds Trust
THIS AMENDMENT TO DISTRIBUTION AGREEMENT (this “Amendment”), dated as of the 31st day of August, 2011, is entered into by and between Litman Gregory Funds Trust f/k/a The Masters’ Select Funds Trust, a Delaware statutory trust (the “Trust”), and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor,” and together with the Trust, the “Parties”).
Appendix A to Unified Investment Advisory Agreement (February 1, 2022) FUND SCHEDULE – LITMAN GREGORY FUNDS TRUSTLitman Gregory Funds Trust • January 20th, 2022
LITMAN GREGORY FUNDS TRUST Operating Expenses Limitation AgreementOperating Expenses Limitation Agreement • July 29th, 2022 • Litman Gregory Funds Trust • California
This Operating Expenses Limitation Agreement (this “Agreement”) is effective as of September 20, 2021 by and between Litman Gregory Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of the iM Dolan McEniry Corporate Bond Fund, a series of the Trust (the “Fund”), and the investment advisor to the Fund, Litman Gregory Fund Advisors, LLC, a California limited liability company (the “Advisor”).
