Nuveen Mutual Funds and ETFs RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • February 21st, 2024 • Litman Gregory Funds Trust • Illinois
Contract Type FiledFebruary 21st, 2024 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 21, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • December 29th, 2023 • Nuveen Investment Trust V • Illinois
Contract Type FiledDecember 29th, 2023 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • December 29th, 2023 • Nuveen Investment Trust Iii • Illinois
Contract Type FiledDecember 29th, 2023 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2023 • Nuveen Multistate Trust Iii • Illinois
Contract Type FiledSeptember 28th, 2023 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2023 • Nuveen Multistate Trust I • Illinois
Contract Type FiledSeptember 28th, 2023 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2023 • Nuveen Multistate Trust Iv • Illinois
Contract Type FiledSeptember 28th, 2023 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • July 28th, 2023 • Nuveen Investment Funds Inc • Illinois
Contract Type FiledJuly 28th, 2023 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • July 28th, 2023 • Nuveen Municipal Trust/Ma • Illinois
Contract Type FiledJuly 28th, 2023 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • June 29th, 2023 • Nushares ETF Trust • Illinois
Contract Type FiledJune 29th, 2023 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • June 28th, 2023 • Nuveen Multistate Trust Ii /Ma/ • Illinois
Contract Type FiledJune 28th, 2023 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • October 28th, 2022 • Nuveen Investment Trust Ii • Illinois
Contract Type FiledOctober 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 21, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • October 28th, 2022 • Nuveen Investment Trust Ii • Illinois
Contract Type FiledOctober 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • October 28th, 2022 • Nuveen Investment Trust Ii • Illinois
Contract Type FiledOctober 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • October 28th, 2022 • Nuveen Investment Trust • Illinois
Contract Type FiledOctober 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • October 28th, 2022 • Nuveen Investment Trust • Illinois
Contract Type FiledOctober 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • October 28th, 2022 • Nuveen Investment Trust • Illinois
Contract Type FiledOctober 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 21, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • October 28th, 2022 • Nuveen Investment Trust • Illinois
Contract Type FiledOctober 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • October 28th, 2022 • Nuveen Investment Trust Ii • Illinois
Contract Type FiledOctober 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust Iv • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust I • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust Iii • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust Iv • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 21, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust I • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust Iii • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust I • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 21, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust Iv • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust Iii • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 21, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust Iii • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust I • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • September 28th, 2022 • Nuveen Multistate Trust Iv • Illinois
Contract Type FiledSeptember 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • July 29th, 2022 • Nuveen Municipal Trust/Ma • Illinois
Contract Type FiledJuly 29th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 21, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • July 29th, 2022 • Nuveen Municipal Trust/Ma • Illinois
Contract Type FiledJuly 29th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • July 29th, 2022 • Nuveen Municipal Trust/Ma • Illinois
Contract Type FiledJuly 29th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • July 29th, 2022 • Nuveen Municipal Trust/Ma • Illinois
Contract Type FiledJuly 29th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • February 28th, 2022 • Nushares ETF Trust • Illinois
Contract Type FiledFebruary 28th, 2022 Company JurisdictionTHIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.