Common Contracts
925 similar null contracts by Harbor Funds, Phoenix Edge Series Fund, Advantus Series Fund Inc, others
LINCOLN LIFE & ANNUITY COMPANY OF NEW YORK HARTFORD FUNDS MANAGEMENT COMPANY, LLC HARTFORD FUNDS DISTRIBUTORS, LLC HARTFORD ADMINISTRATIVE SERVICES COMPANY AND EACH OF THE INVESTMENT COMPANIES LISTED ON SCHEDULE A ATTACHED HERETOLincoln New York Account N for Variable Annuities • May 16th, 2014 • New York
Sub-Item 77Q 1 (e) SUB-ADVISORY CONTRACT This contract is made as of June 1, 2010, by and among Invesco Advisers, Inc. (the "Adviser") and each of Invesco Asset Management Deutschland GmbH; Invesco Asset Management Limited; Invesco Asset Management...Invesco Insured Municipal Securities • December 30th, 2010 • Texas
Sub-Item 77Q1(e) MASTER INTERGROUP SUB-ADVISORY CONTRACT This contract is made as of June 1, 2010 by and among Invesco Advisers, Inc. (the "Adviser") and each of Invesco Trimark Ltd., Invesco Asset Management Deutschland GmbH, Invesco Asset Management...Invesco Van Kampen Trust for Investment Grade New York Municipals • December 29th, 2010 • Texas
Sub-Item 77Q(1)e MASTER INTERGROUP SUB-ADVISORY CONTRACT This contract is made as of June 1, 2010 by and among Invesco Advisers, Inc. (the "Adviser") and each of Invesco Trimark Ltd., Invesco Asset Management Deutschland GmbH, Invesco Asset Management...Invesco Van Kampen Exchange Fund • August 27th, 2010 • Texas
Sub-Item 77Q1(e) MASTER INTERGROUP SUB-ADVISORY CONTRACT This contract is made as of June 1, 2010 by and among Invesco Advisers, Inc. (the "Adviser") and each of Invesco Trimark Ltd., Invesco Asset Management Deutschland GmbH, Invesco Asset Management...Invesco Van Kampen High Income Trust II • August 27th, 2010 • Texas
ENERGY INCOME AND GROWTH FUND 1,700,000 Common Shares of Beneficial Interest UNDERWRITING AGREEMENTEnergy Income & Growth Fund • April 30th, 2010 • New York
SUB-ITEM 77Q1(E) MASTER INTERGROUP SUB-ADVISORY CONTRACT FOR MUTUAL FUNDS This contract is made as of May 1, 2008, by and among Invesco Aim Advisors, Inc. (the "Adviser") and each of AIM Funds Management Inc., Invesco Asset Management Deutschland...Short Term Investments Trust • October 28th, 2008 • Texas
Sub-Item 77Q1(e) MASTER INTERGROUP SUB-ADVISORY CONTRACT FOR MUTUAL FUNDS This contract is made as of May 1, 2008, by and among Invesco Aim Advisors, Inc. (the "Adviser") and each of AIM Funds Management Inc., Invesco Asset Management Deutschland...Aim Funds Group • August 29th, 2008 • Texas
PARTICIPATION AGREEMENT Among AMERICAN UNITED LIFE INSURANCE COMPANY, T. ROWE PRICE INVESTMENT SERVICES, INC., and T. ROWE PRICE EQUITY SERIES, INC.,Aul American Individual Variable Life Unit Trust • August 11th, 2008 • Maryland
Exhibit 4.1 THE KANSAS CITY SOUTHERN RAILWAY COMPANY 8.0% Senior Notes due 2015 UNDERWRITING AGREEMENT May 27, 2008Kansas City Southern • June 2nd, 2008 • Railroads, line-haul operating • New York
TORTOISE ENERGY CAPITAL CORPORATION FORM OF PLACEMENT AGENCY AGREEMENTTortoise Energy Capital Corp • February 19th, 2008 • New York
Tortoise Energy Capital Corporation, a Maryland corporation (the "FUND"), proposes to sell shares of common stock, par value $0.001 per share, of the Fund (the "SHARES"), directly to certain investors (the "INVESTORS"). The Fund and Tortoise Capital Advisors, LLC (the "ADVISER") desire to engage [Placement Agent] as the placement agent (the "PLACEMENT AGENT") in connection with such issuance and sale. The Shares are more fully described in the Registration Statement (as hereinafter defined).
EXHIBIT 3.1 ----------- HARVEST ENERGY TRUST FOURTH AMENDED AND RESTATED TRUST INDENTURE DATED JANUARY 1, 2008 ------------------------------------------------------------------------------- BURNET, DUCKWORTH & PALMER LLP TABLE OF CONTENTSHarvest Energy Trust • January 9th, 2008 • Crude petroleum & natural gas • Alberta
EXECUTION VERSION Neuberger Berman Real Estate Securities Income Fund Inc. (a Maryland corporation) 9,800 Auction Market Preferred Shares ("AMPS") 2,450 Shares 1.10% AMPS, Series A 2,450 Shares 1.10% AMPS, Series B 2,450 Shares 1.10% AMPS, Series C...Neuberger Berman Real Estate Securities Income Fund Inc • October 26th, 2007 • New York
Exhibit h.1 NUVEEN TAX-ADVANTAGED DIVIDEND GROWTH FUND FUNDPREFERRED SHARES [ ] SHARES, SERIES T LIQUIDATION PREFERENCE $25,000 PER SHARE FORM OF UNDERWRITING AGREEMENTNuveen Tax-Advantaged Dividend Growth Fund • September 6th, 2007 • New York
UWINK, INC. UNITS CONSISTING OF ___________ SHARES OF COMMON STOCK AND WARRANTS TO PURCHASE _________ SHARES OF COMMON STOCKuWink, Inc. • August 10th, 2007 • Retail-eating places • New York
Exhibit 1.1 HONDA AUTO RECEIVABLES 2007-2 OWNER TRUST $262,000,000 5.32590% ASSET BACKED NOTES, CLASS A-1 $322,000,000 5.41% ASSET BACKED NOTES, CLASS A-2 $360,000,000 5.46% ASSET BACKED NOTES, CLASS A-3 $220,460,000 5.57% ASSET BACKED NOTES, CLASS...Honda Auto Receivables 2007-2 Owner Trust • June 22nd, 2007 • Asset-backed securities • New York
AND - COMPUTERSHARE TRUST COMPANY OF CANADAPengrowth Energy Trust • June 15th, 2007 • Crude petroleum & natural gas • Alberta
Exhibit 1.1 LARES ASSET SECURITIZATION, INC. Luminent Mortgage Trust 2007-2 Mortgage-Backed Certificates, Series 2007-2 UNDERWRITING AGREEMENTLuminent Mortgage Trust 2007-2 • May 25th, 2007 • Asset-backed securities
Exhibit 23(d)2(8) Subadvisory Agreement between Phoenix Variable Advisors, Inc., and Morgan Stanley Investment Management Inc., dba Van Kampen, dated September 1, 2006 SUBADVISORY AGREEMENT THE PHOENIX EDGE SERIES FUND PHOENIX- VAN KAMPEN EQUITY 500...Phoenix Edge Series Fund • April 30th, 2007 • New York
May 1, 2007 Evercore Asset Management, LLC 55 East 52nd Street New York, NY 10055 INVESTMENT ADVISORY AGREEMENT FOR SUBADVISER (HARBOR SMID VALUE FUND) Dear Sirs: Harbor Capital Advisors, Inc. (the "Adviser"), a Delaware corporation, with its...Harbor Funds • April 25th, 2007 • Ohio
M FUND, INC. PARTICIPATION AGREEMENT WITH THE LINCOLN LIFE & ANNUITY COMPANY OF NEW YORKLincoln Life & Annuity Flexible Premium Variable Life Account M • April 20th, 2007 • Maryland
ICON DOUBTLESS, LLC (1) as OwnerTop Tankers Inc. • April 20th, 2007 • Deep sea foreign transportation of freight
M FUND, INC. PARTICIPATION AGREEMENT WITH THE LINCOLN NATIONAL LIFE INSURANCE COMPANYLincoln Life Flexible Premium Variable Life Account M • April 5th, 2007 • Maryland
UNDERWRITING AGREEMENTeTelecare Global Solutions, Inc. • March 13th, 2007 • New York
Exhibit d(2)(8)Phoenix Edge Series Fund • March 2nd, 2007 • New York
EXHIBIT 23.(d)(2) INVESTMENT SUB-ADVISORY AGREEMENT (INTERNATIONAL BOND PORTFOLIO) THIS AGREEMENT, made as of the 11th day of January, 2007, by and between Advantus Capital Management, Inc., a Minnesota corporation, registered as an Investment Adviser...Advantus Series Fund Inc • February 28th, 2007 • Minnesota
Exhibit (d)(8) HSBC INVESTOR FUNDS HSBC INVESTOR MID-CAP FUND SUB-ADVISORY AGREEMENT AGREEMENT, effective commencing as of the close of business on December 29, 2006, between Munder Capital Management (the "Sub-adviser") and HSBC Investments (USA)...HSBC Investor Funds • February 28th, 2007 • New York
May 1, 2007 Evercore Asset Management, LLC 237 Park Avenue, 19th Floor New York, NY 10017 INVESTMENT ADVISORY AGREEMENT FOR SUBADVISER (HARBOR SMALL TO MID CAP VALUE FUND) Dear Sirs: Harbor Capital Advisors, Inc. (the "Adviser"), a Delaware...Harbor Funds • February 14th, 2007 • Ohio
Exhibit 1.1 LARES ASSET SECURITIZATION, INC. Luminent Mortgage Trust 2007-1 Mortgage-Backed Certificates, Series 2007-1 UNDERWRITING AGREEMENTLuminent Mortgage Trust 2007-1 • February 9th, 2007 • Asset-backed securities
Exhibit 1.1 LARES ASSET SECURITIZATION, INC. Luminent Mortgage Trust 2006-7 Mortgage-Backed Certificates, Series 2006-7 UNDERWRITING AGREEMENTLuminent Mortgage Trust 2006-7 • January 11th, 2007 • Asset-backed securities
Exhibit 1.1 ALTRA HOLDINGS, INC. (a Delaware corporation) 10,000,000 Shares of Common Stock PURCHASE AGREEMENT Dated: [ , 2006] ALTRA HOLDINGS, INC. (a Delaware corporation) 10,000,000 Shares of Common Stock Par Value $0.001 Per Share PURCHASE AGREEMENTAltra Holdings, Inc. • December 12th, 2006 • General industrial machinery & equipment • New York
CITY OF OLATHE, KANSAS,Elecsys Corp • December 11th, 2006 • Electronic components, nec
THIS TRUST INDENTURE, dated as of the September 1, 2006 (the "Indenture"), between the CITY OF OLATHE, KANSAS, a municipal corporation duly organized and existing under the laws of the State of Kansas (the "Issuer"), and UMB BANK, N.A., a national banking association duly organized and existing and authorized to accept and execute trusts of the character herein set forth under the laws of the United States, with its principal corporate trust office located in Kansas City, Missouri, as Trustee (the "Trustee");
Exhibit 23(d-9) FORM OF SUB ADVISORY AGREEMENT Pacific Capital New Asia Growth Fund THIS AGREEMENT is made as of June 29, 2006 among Pacific Capital Funds of 3435 Stelzer Road, Columbus, Ohio, 43219 USA (the "Trust"), The Asset Management Group of...Pacific Capital Funds • November 28th, 2006 • Massachusetts
USAA ACCEPTANCE, LLC (DEPOSITOR)USAA Auto Owner Trust 2006-4 • November 27th, 2006 • Asset-backed securities • New York
FORM OFQuaker Investment Trust • October 20th, 2006 • Pennsylvania
