EXECUTION COPYPrincipal Underwriter Agreement • April 22nd, 2013 • Hartford Life Insurance Co Separate Account Two Dc Var Ac Ii • New York
PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • September 29th, 2017 • Prudential Annuities Life Assurance Corp/Ct • Insurance carriers, nec • Connecticut
AGREEMENT dated September 18/th/, 2003 by and between American Skandia Life Assurance Corporation ("American Skandia"), a Connecticut corporation, on its own behalf and on behalf of American Skandia Life Assurance Corporation Variable Account B ("Variable Account B") and American Skandia Marketing, Incorporated ("ASM, Inc."), a Delaware corporation.
FIRST AMENDMENT TO THE PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • September 29th, 2017 • Prudential Annuities Life Assurance Corp/Ct • Insurance carriers, nec
AGREEMENT dated as of October 1, 2010 by and between Prudential Annuities Life Assurance Company (“Company”), a Connecticut corporation, on its own behalf and on behalf of Prudential Annuities Life Assurance Company Variable Account B (“Variable Account B”) and PRUDENTIAL ANNUITIES DISTRIBUTORS, INC. (“Distributor”), a Connecticut corporation.
PRINCIPAL UNDERWRITER AGREEMENT THIS AGREEMENT is made as of the 1st day of October, 2008, by and between the DGHM Investment Trust, an open-end management investment company (the "Trust"), and First Dominion Capital Corp., a Virginia corporation...Principal Underwriter Agreement • June 29th, 2009 • DGHM Investment Trust • Delaware
PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • September 26th, 2006 • Massmutual Premier Funds • Massachusetts
AGREEMENT dated as of February 23, 2006, by and between MassMutual Premier Funds, a Massachusetts business trust (the “Trust”), and MML Distributors, LLC (“MMLD”), a Connecticut limited liability company having its principal place of business at 1414 Main Street, Springfield, MA 01144. This Agreement replaces and supercedes in its entirety that certain General Distributor’s Agreement dated October 12, 2004 between the Trust and MMLD.
PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • June 28th, 2012 • DGHM Investment Trust • Delaware
THIS AGREEMENT is made as of the 1st day of October, 2008, by and between the DGHM Investment Trust, an open-end management investment company (the "Trust"), and First Dominion Capital Corp., a Virginia corporation (“FDCC”).
AMENDED AND RESTATED PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • April 29th, 2021 • Talcott Resolution Life & Annuity Insurance Co Separate Account Seven • Connecticut
THIS AGREEMENT made by and between Hartford Life Insurance Company and Hartford Life and Annuity Insurance Company (collectively, the “Insurer” or the “Sponsor”) and Hartford Securities Distribution Company, Inc. (“Broker-Dealer”).
Principal Underwriter agreement THIS AGREEMENT is made and entered into as of this 29th day of October, 2001, by and between Professionally Managed Portfolios, an open end investment company (the "Company"), and T. O. Richardson Securities, Inc., a...Principal Underwriter Agreement • August 22nd, 2002 • Professionally Managed Portfolios • Connecticut
PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • August 6th, 2021 • World Funds Trust • Delaware
THIS AGREEMENT, dated as of the date(s) noted above, by and between the World Funds Trust, an open-end management investment company (the “Trust”), and First Dominion Capital Corp., a Virginia corporation (“FDCC”),
PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • July 29th, 2022 • MassMutual Access Pine Point Fund • Massachusetts
AGREEMENT dated as of December 21, 2021 by and between MassMutual AccessSM Pine Point Fund, a Delaware statutory trust (the “Fund”), and MML Distributors, LLC (“MMLD”), a Connecticut limited liability company having its principal place of business at 1295 State Street, Springfield, MA 01111.
PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • April 30th, 2013 • Zalico Variable Annuity Separate Account • Illinois
THIS AGREEMENT, effective as of the 30th day of April, 2012 (or the date upon which approval is received from the Illinois Department of Insurance, if later) by and between Zurich American Life Insurance Company, an Illinois life insurance company (“Insurer”), on its own behalf and on behalf of the Separate Account listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time by agreement of the parties hereto (“Separate Account”), and BFP Securities, LLC, a Delaware limited liability company and a registered broker-dealer (“Principal Underwriter”).
PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • November 17th, 2023 • MassMutual Advantage Funds • Massachusetts
AGREEMENT dated as of May 1, 2023 by and between MassMutual Advantage Funds, a Massachusetts business trust (the “Trust”), and MML Distributors, LLC (“MMLD”), a Connecticut limited liability company having its principal place of business at 1295 State Street, Springfield, MA 01111.
PRINCIPAL UNDERWRITER AGREEMENT BETWEEN ACTIVA MUTUAL FUND TRUST AND ACTIVA ASSET MANAGEMENT, LLCPrincipal Underwriter Agreement • June 17th, 1999 • Amway Mutual Fund Inc
AGREEMENT made as of the 11th day of June, 1999, between ACTIVA MUTUAL FUND TRUST, a Delaware business trust (hereinafter called the "TRUST"), and ACTIVA ASSET MANAGEMENT, a Michigan LLC (hereinafter called the "Principal Underwriter"); In consideration of the mutual promises and undertakings herein contained the parties hereto agree as follows: SECTION 1. GENERAL. The Trust hereby grants to Principal Underwriter the right, during the term of this Agreement and subject to registration requirements of the Securities Act of 1933 as amended (herein called the "1933 Act"), to purchase shares of beneficial interest ("Shares") of any series of the Activa Mutual Fund Trust (the "Fund"), and to resell such Shares upon the terms and conditions hereinafter set forth. Principal Underwriter shall have the right to purchase from the Trust as principal at a price equal to the net asset value during each period determined as described in the current prospectus the Shares needed, but no more than the
AMENDED AND RESTATED PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • February 2nd, 2022 • Forethought Life Insurance Co • Life insurance • Indiana
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITER AGREEMENT (the "Agreement"), dated as of the 26th day of Janaury, 2022, made by and between FORETHOUGHT LIFE INSURANCE COMPANY, a corporation organized and existing under the laws of the State of Indiana ("FLIC"), and GLOBAL ATLANTIC DISTRIBUTORS, LLC, , a limited liability company organized and existing under the laws of the State of Delaware ("GA Distributors"), amends and restates in its entirety that certain Principal Underwriter Agreement dated January 17, 2017 by and between FLIC and GA Distributors.
AS OF: AUGUST 15, 2014 UNION STREET PARTNERS VALUE FUND PERKINS DISCOVERY FUND REMS INTERNATIONAL REAL ESTATE VALUE OPPORTUNITY FUND B. RILEY DIVERSIFIED EQUITY FUND REMS REAL ESTATE VALUE OPPORTUNITY FUND REMS REAL ESTATE INCOME 50/50 FUND EUROPEAN...Principal Underwriter Agreement • August 15th, 2014 • World Funds Trust
Schedule A to the Principal Underwriter Agreement Effective February 18, 2016 FundsPrincipal Underwriter Agreement • April 29th, 2016 • World Funds Trust
EXHIBIT EX-99.E1 PRINCIPAL UNDERWRITER AGREEMENT THIS AGREEMENT is made as of the 1st day of October, 2008, by and between the World Funds Trust, an open-end management investment company (the "Trust"), and First Dominion Capital Corp., a Virginia...Principal Underwriter Agreement • October 2nd, 2008 • World Funds Trust • Delaware
The following portfolios (“Funds”) are hereby made parties to the Principal Underwriter Agreement dated October 1, 2008:Principal Underwriter Agreement • August 9th, 2013 • World Funds Trust
PRINCIPAL UNDERWRITER AGREEMENT August 24, 2016 Amended as of July 14, 2017Principal Underwriter Agreement • December 28th, 2017 • World Funds Trust • Delaware
THIS AGREEMENT, dated as of the date(s) noted above, by and between the World Funds Trust, an open-end management investment company (the “Trust”), and First Dominion Capital Corp., a Virginia corporation (“FDCC”),
EXHIBIT EX99.e1 PRINCIPAL UNDERWRITER AGREEMENT THIS AGREEMENT is made as of the 30th day of July, 2008, by and between the World Funds Trust, an open-end management investment company (the "Trust"), and First Dominion Capital Corp., a Virginia...Principal Underwriter Agreement • August 28th, 2008 • World Funds Trust • Delaware
AS OF: December 26, 2013 UNION STREET PARTNERS VALUE FUND PERKINS DISCOVERY FUND VIRGINIA EQUITY FUND REMS INTERNATIONAL REAL ESTATE VALUE OPPORTUNITY FUNDPrincipal Underwriter Agreement • December 26th, 2013 • World Funds Trust
PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • February 23rd, 2016 • World Funds Trust • Delaware
THIS AGREEMENT, dated as of February 18, 2016, by and between the World Funds Trust, an open-end management investment company (the “Trust”), and First Dominion Capital Corp., a Virginia corporation (“FDCC”),
AS OF: August 15, 2014 UNION STREET PARTNERS VALUE FUND PERKINS DISCOVERY FUND REMS INTERNATIONAL REAL ESTATE VALUE OPPORTUNITY FUND B. RILEY DIVERSIFIED EQUITY FUND REMS REAL ESTATE VALUE OPPORTUNITY FUND REMS REAL ESTATE INCOME 50/50 FUND EUROPEAN...Principal Underwriter Agreement • August 15th, 2014 • World Funds Trust
PRINCIPAL UNDERWRITER AGREEMENT August 24, 2016 Amended as of July 14, 2017Principal Underwriter Agreement • July 25th, 2017 • World Funds Trust • Delaware
THIS AGREEMENT, dated as of the date(s) noted above, by and between the World Funds Trust, an open-end management investment company (the “Trust”), and First Dominion Capital Corp., a Virginia corporation (“FDCC”),
FIRST AMENDMENT TO THE PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • September 23rd, 2011 • Prudential Annuities Life Assurance Corp Variable Account B
AGREEMENT dated as of October 1, 2010 by and between Prudential Annuities Life Assurance Company (“Company”), a Connecticut corporation, on its own behalf and on behalf of Prudential Annuities Life Assurance Company Variable Account B (“Variable Account B”) and PRUDENTIAL ANNUITIES DISTRIBUTORS, INC. (“Distributor”), a Connecticut corporation.
FORM OF PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • October 5th, 2022 • Carlyle AlpInvest Private Markets Fund • Delaware
This PRINCIPAL UNDERWRITER AGREEMENT (this “Agreement”) is entered into on and effective as of [___________ ___], 2022 by and between Carlyle AlpInvest Private Markets Fund (the “Fund”), a Delaware statutory trust, and TCG Capital Markets L.L.C. (“TCG”), a Delaware limited liability company having its principal place of business at 1 Vanderbilt Avenue, Suite 3400, New York, New York 10017.
