Us Global Investors Funds Sample Contracts

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AMENDMENT NO. 2 TO THE SECOND AMENDED AND RESTATED MASTER TRUST AGREEMENT
Master Trust Agreement • September 4th, 2007 • Us Global Investors Funds
DISTRIBUTION AGREEMENT
Distribution Agreement • February 29th, 2016 • Us Global Investors Funds • Delaware

THIS AGREEMENT is made and entered into as of this 10th day of December, 2015 by and between U.S. Global Investors Funds, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).

BY- LAWS OF
Us Global Investors Funds • August 31st, 1999
EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • April 26th, 2024 • Us Global Investors Funds

EXPENSE LIMITATION AGREEMENT, effective as of December 15, 2023, by and between U.S. Global Investors, Inc. (the “Adviser”) and U.S. Global Investors Funds (the “Trust”) (the “Agreement”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a “Fund,” and collectively, the “Funds”).

Amended and Restated Transfer Agency Agreement
Transfer Agency Agreement • February 26th, 2010 • Us Global Investors Funds • Texas

This Agreement is made as of the 31st day of July, 2008, as amended and restated on January 15, 2010, by and between U.S. Global Investors Funds, Delaware statutory trust organized under the laws of the State of Delaware, having its principal office and place of business at 7900 Callaghan Road, San Antonio, Texas 78229 (hereinafter referred to as the “Trust”), and United Shareholder Services, Inc., a Texas corporation authorized to do business at 7900 Callaghan Road, San Antonio, Texas 78229 (hereinafter referred to as the “Transfer Agent”).

AMENDED AND RESTATED SERVICES AGREEMENT
Services Agreement • April 28th, 2017 • Us Global Investors Funds • Delaware

AMENDED AND RESTATED AGREEMENT, dated as of the 9th day of December, 2015, as amended March 24, 2016, December 8, 2016, and March 23, 2017, by and among U.S. Global Investors Funds, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the “Trust”), and Atlantic Fund Administration, LLC (d/b/a Atlantic Fund Services), a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (together with its successors in interest, “Atlantic FA”), and Atlantic Shareholder Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (together with its successors in interest, “Atlantic TA”).

AMENDED AND RESTATED DISTRIBUTION AGREEMENT
Distribution Agreement • October 24th, 2013 • Us Global Investors Funds • Delaware

AGREEMENT made as of the 4th day of March, 2010, between U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), having its principal place of business in San Antonio, Texas and U.S. Global Brokerage, Inc. a corporation organized under the laws of the State of Texas (the “Distributor”), having its principal place of business in San Antonio, Texas.

AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT
Amended And • February 29th, 2016 • Us Global Investors Funds • Delaware
Subadvisory Agreement
Subadvisory Agreement • October 1st, 2008 • Us Global Investors Funds • Texas

Agreement made as of October 1, 2008, between U.S. Global Investors, Inc., a corporation organized under the laws of the State of Texas (“Adviser”), U.S. Global investors Funds, a Delaware statutory trust having its principal place of business in San Antonio, Texas (“Trust”), on behalf of the Global Emerging Markets Fund (“Fund”), a series of shares of the Trust, and Charlemagne Capital (IOM) Limited (“Subadviser”), a corporation organized under the laws of the Isle of Man.

AMENDMENT TO CUSTODIAN AGREEMENT
Custodian Agreement • April 29th, 2021 • Us Global Investors Funds

THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of December 22, 2020 by and between U.S. GLOBAL INVESTORS FUNDS, a statutory trust organized under the laws of the state of Delaware (the “Trust”) on behalf of each of the portfolios listed on Appendix A of the Custodian Agreement (each, a “Fund” and collectively, the “Funds”) and BROWN BROTHERS HARRIMAN & CO. (“BBH” or the “Custodian”).

AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT AMENDED August 14, 2014
Administrative Services Agreement • April 30th, 2015 • Us Global Investors Funds • Delaware

The Administrator shall be reimbursed for certain out-of-pocket expenses, including but not limited to: (i) postage, stationery (including FedEx or other shipping fees); (ii) computer programming relating to services provided to the Trust that have been approved by the Board prior to implementation; (iii) EDGAR filing costs; (iv) record retention relating to the Trust; (v) federal and state regulatory filing fees; (vi) expenses incurred for Board meetings (e.g. catering services, entertainment, or off-site meeting rentals); (vii) transfer agent oversight-related expenses, including maintenance of toll-free telephone number and other communications, hardware and software costs for servicing of VIP shareholders, shareholder servicing-related travel expenses for education and training of telephone representatives, and other travel expenses relating to oversight and due diligence; (viii) such non-recurring or extraordinary expenses that have been approved by the Board of the Trust prior to

SECOND AMENDMENT TO DISTRIBUTION AGREEMENT
Distribution Agreement • April 29th, 2021 • Us Global Investors Funds • Delaware

This second amendment (the “Amendment”) to the Distribution Agreement dated as of December 10, 2015 as novated (the “Agreement”), is entered into on December 22, 2020 (the “Execution Date”) by and between U.S. Global Investors Funds (the “Client”) and Foreside Fund Services, LLC (“Foreside”), with an effective date of December 22, 2020 ( the “Effective Date”).

SECOND AMENDMENT TO AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT
Administrative Services Agreement • April 29th, 2021 • Us Global Investors Funds • Delaware

THIS SECOND AMENDMENT TO THE AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT (this “Amendment”) is effective as of December 22, 2020, among U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each of the Funds listed on Appendix A to the Agreement (each a “Fund” and together, the “Funds”), and U.S. Global Investors, Inc., a Texas corporation, and any successor thereto (the “Administrator”), with respect to each Fund named in Appendix A to this Agreement, as may be amended from time to time.

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ADDENDUM TO EXPENSE LIMITATION AGREEMENT DATED May 1, 2013
Expense Limitation Agreement • April 28th, 2020 • Us Global Investors Funds

This Addendum to the Expense Limitation Agreement dated May 1, 2013 is entered into as of the 27th day of March 2020, by and between U.S. Global Investors, Inc. (the “Adviser”) and U.S. Global Investors Funds (the “Trust”) (the “Agreement”), on behalf of the Near-Term Tax Free Fund (the “Fund”).

U.S. GLOBAL INVESTORS FUNDS AGREEMENT AND DECLARATION OF TRUST DATED July 31, 2008
Agreement and Declaration • October 1st, 2008 • Us Global Investors Funds

This AGREEMENT AND DECLARATION OF TRUST (hereinafter “Trust Instrument”) is made July 31, 2008 (together with all other persons from time to time duly elected, qualified and serving as Trustees in accordance with Article III hereof, the “Trustees”).

December 22, 2020
Us Global Investors Funds • January 22nd, 2021

In rendering our opinion, we have reviewed and relied upon: (a) a copy of the executed Plan, dated as of December 22, 2020; (b) the Combined Proxy Statement and Prospectus provided to shareholders of the Target Fund dated October 9, 2020; (c) certain representations concerning the Reorganization made to us by the Acquiring Fund and the Target Fund in a letter dated December 22, 2020 (the “Representation Letter”); (d) all other documents, financial and other reports and corporate minutes we deemed relevant or appropriate; and (e) such statutes, regulations, rulings and decisions as we deemed material in rendering this opinion.

TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • October 24th, 2013 • Us Global Investors Funds • Delaware

THIS AGREEMENT is made and entered into as of this 5th day of September, 2013, by and between U.S. GLOBAL INVESTORS FUNDS, a Delaware statutory trust (the “Trust”) acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • April 28th, 2017 • Us Global Investors Funds
EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT
Expense Waiver and Reimbursement Agreement • October 1st, 2008 • Us Global Investors Funds

AGREEMENT made as of March 20, 2008, by and among each of U.S. Global Investors Funds, a Massachusetts business trust (the Trust), on behalf of its portfolios, the U.S. Treasury Securities Cash Fund and the U.S. Government Securities Savings Fund (each a Fund and, collectively, the Funds), and U.S. Global Investors, Inc., a Texas corporation (USGI).

FIRST AMENDMENT TO DISTRIBUTION AGREEMENT
Distribution Agreement • July 1st, 2020 • Us Global Investors Funds • Delaware

This first amendment (the “Amendment”) to the Distribution Agreement dated as of December 10, 2015 as novated (the “Agreement”), is entered into on March 27, 2020 (the “Execution Date”) by and between U.S. Global Investors Funds (the “Client”) and Foreside Fund Services, LLC (“Foreside”), with an effective date of July 1, 2020 ( the “Effective Date”).

AGREEMENT AND PLAN OF REORGANIZATION
Agreement and Plan of Reorganization • December 30th, 2008 • Us Global Investors Funds • Delaware

THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of October 1, 2008, among U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), on behalf of the China Region Fund, All American Equity Fund, Gold and Precious Metals Fund, World Precious Minerals Fund, Global Resources Fund, Eastern European Fund, Global Emerging Markets Fund, Holmes Growth Fund, Global MegaTrends Fund, Tax Free Fund, Near-Term Tax Free Fund, U.S. Government Securities Savings Fund, and U.S. Treasury Securities Cash Fund, each a segregated portfolio of assets (“series”) thereof (each a “New Fund” and collectively, the “New Funds”); U.S. Global Investors Funds, a Massachusetts business trust (the “Investors Funds Trust”), on behalf of the China Region Fund, All American Equity Fund, Gold and Precious Metals Fund, World Precious Minerals Fund, Global Resources Fund, Tax Free Fund, Near-Term Tax Free Fund, U.S. Government Securities Savings Fund, and U.S. Treasury Securities Cash Fund, ea

TELEPHONE (617) 570-1000 TELECOPIER (617) 523-1231 TELEX 94-0640 CABLE- GOODPROCT.BOSTON August 30, 1990 United Services Funds 5300 Woodway Park, 11330 IH 10 West San Antonio, TX 78249-3340 Gentlemen: As counsel to United Services Funds (the "Trust"),...
Us Global Investors Funds • November 1st, 2006

GOODWIN, PROCTER & HOAR A PARTNERSHIP INCLUDING PROFESSIONAL CORPORATIONS COUNSELLORS AT LAW EXCHANGE PLACE BOSTON, MASSACHUSETTS 02109-2881

ADMINISTRATION AGREEMENT
Administration Agreement • April 30th, 2015 • Us Global Investors Funds • Delaware

THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 14th day of August, 2014 (the “Effective Date”), by and between U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).

AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT
Amended And • February 26th, 2010 • Us Global Investors Funds • Delaware

AGREEMENT, dated as of January 15, 2010, among U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each of the Funds listed on Appendix A to this Agreement (each a “Fund” and together, the “Funds”), and U.S. Global Investors, Inc., a Texas corporation, and any successor thereto (the “Administrator”), effective with respect to each Fund as of the date set out with respect to such Fund on Appendix A to this Agreement, as may be amended from time to time.

EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • October 17th, 2008 • Us Global Investors Funds

EXPENSE LIMITATION AGREEMENT, effective as of October 1, 2008 by and between U.S. Global Investors, Inc. (the “Adviser”) and U.S. Global Investors Funds (the “Trust”) (the “Agreement”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each a “Fund,” and collectively, the “Funds”).

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