UPA Services Clause Samples
UPA Services. The Transfer Agent will provide enhanced lost shareholder, escheatment, and shareholder outreach services (the “UPA Services”). The parties agree to the services and terms as stated in the attached schedule (Schedule 1.3(h) titled “UPA Services”), which may be changed from time to time subject to mutual written agreement between the parties;
UPA Services. Subject to the Funds’ payment of the fees for the UPA Services as defined herein set forth on Exhibit B attached hereto (the “UPA Service Fee”), Transfer Agent agrees to provide the UPA Services described on Exhibit A attached hereto (“UPA Services”). Transfer Agent agrees that the UPA Services will comply with all applicable federal laws, rules and regulations including, but not limited to Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended (“Exchange Act”) and privacy laws, and will use its best efforts to ensure that the UPA Services will comply with all applicable state laws, rules and regulations, including but not limited to, state escheatment laws (as interpreted by the Transfer Agent using its best efforts), and privacy laws. Upon written consent of the Funds, Transfer Agent may subcontract all or a portion of the UPA Services to a third-party (“UPA Subcontractor”). Transfer Agent shall be fully responsible and liable to the Funds for the acts and omissions of the UPA Subcontractor as it is for its own acts, omissions, and representations in connection with the UPA Services. The Transfer Agent advises the Funds that as of the date of this Addendum the UPA Subcontractor is Venio LLC d/b/a ▇▇▇▇▇. The Funds acknowledge that the Transfer Agent may receive agreed upon portions of the compensation paid by shareholders to the UPA Subcontractor in connection with the Additional Asset Searches set forth in Exhibit D attached hereto.
UPA Services. Subject to each Portfolio’s payment of the fees to Transfer Agent for the UPA Services set forth on Exhibit B attached hereto (the “UPA Services Fee”), Transfer Agent agrees to provide, to each Portfolio the UPA Services described on Exhibit A attached hereto.
UPA Services. The UPA Services are provided by the Transfer Agent and/or its third party subcontractor (the “UPA Subcontractor”) on behalf of the Transfer Agent. The UPA Subcontractor is currently Venio LLC d/b/a ▇▇▇▇▇.
UPA Services. Subject to Pioneer's payment of the fees for the UPA Services set forth on Exhibit B attached hereto (the "UPA Services Fee"), Boston Financial agrees to provide and/or have UPA Subcontractor provide, as applicable, to Pioneer's funds the UPA Services described on Exhibit A attached hereto.