Ongoing Services. It is important to review every investment you hold and at regular intervals. At the time of, or prior to, our recommendation to you we will discuss our on-going service proposition. This is confirmed in our ‘service proposition and engagement’ document which will be sent to you separately from this agreement.
Ongoing Services. 1. Oversee LRMP and all Service Providers’ related activities and contributions; serve as liaison for investment adviser reporting and coordinate the same with Ultimus.
Ongoing Services. 34. Where an ongoing service has been agreed, you agree that you will pay for those services.
Ongoing Services. 34 Provider and its subcontractors shall ensure in the event of labor disputes or job actions, 35 including work slowdowns, such as “sick outs”, or other activities within its service BHA 36 network, uninterrupted services shall be available as required by the terms of this Contract.
Ongoing Services. We can offer you three levels of ongoing service designed to provide periodic reviews to ensure that recommended products remain relevant to your circumstances. Once the service level is agreed, we will contact you to provide the information that is appropriate to the service level you have chosen. A summary of what is included in each of these services is below:- Services Provided Valuation Plus Advisory Wealth Planning Annual valuation ✓ ✓ ✓ Newsletters ✓ ✓ ✓ Online Access ✓ ✓ ✓ Telephone advice ✓ ✓ ✓ Online Document Portal for sending, receiving and storing important financial planning documents ✓ ✓ ✓ Annual Investment Report to include ongoing suitability of investments ✓ ✓ Annual Adviser Meeting ✓ ✓ Rebalancing of Investment Portfolios ✓ ✓ Keeping you up to date with current legislation ✓ ✓ Ongoing Analysis of risk and capacity for loss ✓ ✓ Use of Tax Breaks eg ISA ✓ ✓ Income Tax advice ✓ ✓ Top ups to existing investment free of charge (There is no charge for amounts of £20,000 or less, or in cases where an ongoing advice fee in excess of £2,500 pa is being received) ✓ ✓ Estate Planning to include Tax Advice around Inheritance Tax ✓ ✓ Tax Advice around Capital Gains Tax ✓ Cash Flow Planning ✓ Face to face ad hoc Adviser meetings by Agreement ✓ Bespoke Portfolios (for example including EIS) ✓ Trust Planning ✓ Professional Update (provide updates to other professional Parties) ✓ Our charges relating to ongoing services are as follows; Ongoing Service Ongoing Charges Valuation Plus 0.5% per annum of funds under management (minimum fee £500) For example a fee of £500 for funds under management of £100,000. Advisory Funds under management Charge Up to £250,000 0.75% Balance from £250,001 to £500,000 0.625% Balance above £500,000 0.50% Subject to a minimum fee of £1,000 For example a fee of £1,000 for funds under management of £120,000 For example a fee of £2,187.50 for funds under management of £300,000 For example a fee of £3,937.50 for funds under management of £600,000 Wealth Planning Funds under management Charge Up to £250,000 1.00% Balance from £250,001 to £500,000 0.75% Balance above £500,000 0.50% Subject to a minimum fee of £1,500 For example a fee of £1,500 for funds under management of £150,000 For example a fee of £3,625 for funds under management of £400,000 For example a fee of £5,625 for funds under management of £750,000 Payments for ongoing charges can be made either by:
Ongoing Services. Charges as a result of this FSC – For new system developments, please consult the Applications Scoring Model to indicate the likely ongoing charge (if any) for this FSC. None
Ongoing Services. The SOC will deliver the following services on an ongoing basis during the Term:
Ongoing Services. Provider and its subcontractors shall ensure in the event of labor disputes or job actions, including work slowdowns, or other activities within its service BHA network, uninterrupted services shall be available as required by the terms of this Contract.
Ongoing Services. From and after the Closing, SOG, SP Holdings and other Affiliates, as applicable, will provide accounting and management services to Buyer under the terms of the Operating Agreement and the Shared Services Agreement with respect to the Assets, including, but not limited to, handling matters for Buyer under applicable joint operating agreements (including the JOA) and marketing agreements.
Ongoing Services. Transactional Service Our transactional service will suit you if you require a one-off transaction and do not need ongoing reviews or financial advice. We will not send you valuations, information about legislative or economic changes, or provide you with any further advice and you will not normally have any further contact with your adviser. We would, of course, be pleased to advise you on future issues for our usual fees should the need arise and you decide to contact us, for instance if you would like to review your portfolio or are approaching retirement.
