Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for lost Shareholders. If the Fund is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Fund, other than a charge for due diligence notices (reflected on Schedule 5.1) provided that after the first two years, the Transfer Agent will charge such Fund its then standard fee plus any out-of-pocket expenses.
Appears in 81 contracts
Samples: Transfer Agency and Service Agreement (Nuveen Credit Opportunities 2022 Target Term Fund), Transfer Agency and Service Agreement (Nuveen Preferred & Income 2022 Term Fund), Agency and Service Agreement (Nuveen California Select Tax Free Income Portfolio)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the “"Exchange Act”"), for lost Shareholders. If the Fund is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Fund, other than a charge for due diligence notices (reflected on Schedule 5.1) provided that after the first two years, the Transfer Agent will charge such Fund its then standard fee plus any out-of-pocket expenses.
Appears in 16 contracts
Samples: Agency and Service Agreement (Nuveen Floating Rate Income Opportunity Fund), Agency and Service Agreement (Nuveen Preferred Convertible Income Fund 2), Agency and Service Agreement (Nuveen Tax Advantaged Total Return Strategy Fund)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, 1934 as amended (the “"Exchange Act”), ") for lost Shareholdersshareholders. If the Fund is Customers are not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Fund, other than a charge for due diligence notices (reflected on Schedule 5.1) service; provided that after the first two years, the Transfer Agent will charge such Fund Customers its then standard fee plus any out-of-pocket expenses.
Appears in 14 contracts
Samples: Transfer Agency and Service Agreement (Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.), Transfer Agency and Service Agreement (Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.), Transfer Agency and Service Agreement (Morgan Stanley China a Share Fund, Inc.)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the “"Exchange Act”"), for lost Shareholders. If the Fund Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such FundCustomer, other than a charge for of $3.00 per due diligence notices (reflected on Schedule 5.1) notice mailed; provided that after the first two years, the Transfer Agent will charge such Fund Customer its then standard fee plus any out-of-pocket expenses.
Appears in 12 contracts
Samples: Transfer Agency and Service Agreement (Cintra Select Fund Inc), Agreement (Evergreen Utilities & High Income Fund), Transfer Agency and Service Agreement (RMR Hospitality & Real Estate Fund)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, 1934 as amended (the “Exchange Act”), ) for lost Shareholdersshareholders. If the Fund is Funds are not in compliance with applicable state laws, there will be no charge for such Funds for the first two years for this service for such Fundservice, other than a charge for of $3.00 per due diligence notices (reflected on Schedule 5.1) notice mailed; provided that after the first two years, the Transfer Agent will charge such Fund Customer its then standard fee plus any out-of-pocket expenses, and such fees will be estimated and provided upon liquidation of any Customer.
Appears in 7 contracts
Samples: Agreement (BlackRock Science & Technology Trust), Agency and Service Agreement (Blackrock Corporate High Yield Fund Vi, Inc.), Agency and Service Agreement (BlackRock Multi-Sector Income Trust)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, 1934 as amended (the “Exchange Act”), ) for lost Shareholdersshareholders. If the Fund is Customers are not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Fund, other than a charge for due diligence notices (reflected on Schedule 5.1) service; provided that after the first two years, the Transfer Agent will charge such Fund Customers its then standard fee plus any out-of-pocket expenses.
Appears in 6 contracts
Samples: Agreement (Invesco Van Kampen California Value Municipal Income Trust), Agreement (Invesco Van Kampen Municipal Trust), Agreement (Invesco Van Kampen Municipal Opportunity Trust)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for lost Shareholders. If the Fund Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Fundservice, other than a charge for of $3.00 per due diligence notices (reflected on Schedule 5.1) notice mailed; provided that after the first two years, the Transfer Agent will charge such Fund Customer its then standard fee plus any out-of-pocket expenses.
Appears in 5 contracts
Samples: Agency and Service Agreement (Tekla World Healthcare Fund), Transfer Agency (Tekla Healthcare Opportunities Fund), Transfer Agency (H&q Life Sciences Investors)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, 1934 as amended (the “"Exchange Act”), ") for lost Shareholdersshareholders. If the Fund is Funds are not in compliance with applicable state laws, there will be no charge for such Funds for the first two years for this service for such Fundservice, other than a charge for of $3.00 per due diligence notices (reflected on Schedule 5.1) notice mailed; provided that after the first two years, the Transfer Agent will charge such Fund Customer its then standard fee plus any out-of-pocket expenses, and such fees will be estimated and provided upon liquidation of any Customer.
Appears in 5 contracts
Samples: Agency and Service Agreement (Blackrock California Municipal Income Trust), Agency and Service Agreement (Blackrock Limited Duration Income Trust), Transfer Agency and Service Agreement (BlackRock Long-Term Municipal Advantage Trust)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for lost Shareholdersshareholders. If the Fund is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Fund, other than a charge for due diligence notices (reflected on Schedule 5.1the Fee Schedule) provided that after the first two years, the Transfer Agent will charge such the Fund its then standard fee plus any out-of-pocket expenses.
Appears in 4 contracts
Samples: Agency and Service Agreement, Agency and Service Agreement (Nuveen Long/Short Commodity Total Return Fund), Transfer Agency and Service Agreement (Nuveen Long/Short Commodity Total Return Fund)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”’), for lost Shareholders. If the Fund Customer is not in compliance with applicable state laws, there will be no charge for the first two years for of this service for such FundCustomer, other than a charge for of $3.00 per due diligence notices (reflected on Schedule 5.1) notice mailed; provided that after the first two years, the Transfer Agent will charge such Fund its then standard Customer a reasonable fee to be mutually agreed upon plus any out-of-pocket expenses.
Appears in 4 contracts
Samples: Agency and Service Agreement, Agreement (Federated Premier Municipal Income Fund), Agreement (Federated Premier Municipal Income Fund)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, 1934 as amended (the “"Exchange Act”), ") for lost Shareholdersshareholders. If the Fund is Funds are not in compliance with applicable state laws, there will be no charge for such Funds for the first two years for this service for such Fundservice, other than a charge for of $3.00 per due diligence notices (reflected on Schedule 5.1) notice mailed; provided that after the first two years, the Transfer Agent will charge such Fund Customer its then standard fee plus any out-of-pocket expenses, and such lees will be estimated and provided upon liquidation of any Customer.
Appears in 4 contracts
Samples: VRDP Shares Purchase Agreement (Blackrock Muniholdings New Jersey Quality Fund, Inc.), Agency and Service Agreement (BlackRock Resources & Commodities Strategy Trust), Agency and Service Agreement (Blackrock Debt Strategies Fund, Inc.)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the “"Exchange Act”"), for lost Shareholders. If the Fund Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Fundservice, other than a charge for of $3.00 per due diligence notices (reflected on Schedule 5.1) notice mailed; provided that after the first two years, the Transfer Agent will charge such Fund Customer its then standard fee plus any out-of-pocket expenses.
Appears in 3 contracts
Samples: Agreement (H&q Healthcare Investors), Agreement (Korea Equity Fund Inc), Transfer Agency and Service Agreement (Alliance National Municipal Income Fund)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section Rule 17Ad-17 of under the Securities Exchange Act of 1934, as amended (the “"Exchange Act”"), for lost Shareholders. If the Fund Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such FundCustomer, other than a charge for of $3.00 per due diligence notices (reflected on Schedule 5.1) notice mailed; provided that after the first two years, the Transfer Agent will charge such Fund Customer its then standard fee plus any reasonable out-of-pocket expenses.
Appears in 2 contracts
Samples: Agency and Service Agreement (RMK Multi-Sector High Income Fund Inc), RMK Advantage Income Fund, Inc.
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for lost Shareholders. If the Fund Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such FundCustomer, other than a charge for of $3.00 per due diligence notices (reflected on Schedule 5.1) notice mailed; provided that after the first two years, the Transfer Agent will charge such Fund Customer its then standard fee plus any out-of-pocket expenses.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Evergreen Diversified Income Opportunties Fund), Evergreen Global Dividend Opportunity Fund
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, 1934 as amended (the “‘‘Exchange Act”), ’’) for lost Shareholdersshareholders. If the Fund is Funds are not in compliance with applicable state laws, there will be no charge for such Funds for the first two years for this service for such Fundservice, other than a charge for of $3.00 per due diligence notices (reflected on Schedule 5.1) notice mailed; provided that after the first two years, the Transfer Agent will charge such Fund Customer its then standard fee plus any out-of-pocket expenses, and such fees will be estimated and provided upon liquidation of any Customer.
Appears in 1 contract
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section Rule 17Ad-17 of under the Securities Exchange Act of 1934, as amended (the “"Exchange Act”"), for lost Shareholders. If the Fund Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such FundCustomer, other than a charge for of $3.00 per due diligence notices (reflected on Schedule 5.1) notice mailed; provided that after the first two years, the Transfer Agent will charge such Fund Customer its then standard fee plus any out-of-pocket expenses.
Appears in 1 contract
Samples: New Colony Investment Trust
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for lost Shareholdersshareholders. If the Fund is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Fund, other than a charge for due diligence notices (reflected on Schedule 5.1) provided that after the first two years, the Transfer Agent will charge such the Fund its then standard fee plus any out-of-pocket expenses.
Appears in 1 contract
Samples: Agency and Service Agreement (Nuveen Diversified Commodity Fund)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the “"Exchange Act”"), for lost Shareholders. If the Fund Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such FundCustomer, other than a charge for due diligence notices (reflected on Schedule 5.1) provided that after the first two years, the Transfer Agent will charge such Fund Customer its then standard fee plus any out-of-pocket expenses.
Appears in 1 contract
Samples: Agency and Service Agreement (Nuveen Connecticut Dividend Advantage Municipal Fund 3)
