Common use of Transfer of Shares; Uncertificated Securities Clause in Contracts

Transfer of Shares; Uncertificated Securities. Where a shareholder does not hold a certificate representing the number of Shares in its account and does provide Xxxxxx Square with instructions for the transfer of such Shares which include a signature guaranteed by a commercial bank, trust company or member firm of a national securities exchange and such other appropriate documentation to permit a transfer, then Xxxxxx Square shall register such Shares and shall deliver them pursuant to instructions received from the transferor, pursuant to the rules and regulations of the Securities and Exchange Commission (the "SEC"), and the laws of the State of Delaware relating to the transfer of shares of beneficial interest.

Appears in 2 contracts

Samples: Administration Agreement (Brazos Mutual Funds), Administration Agreement (Brazos Mutual Funds)

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Transfer of Shares; Uncertificated Securities. Where a shareholder does not hold a certificate representing the number of Shares in its account and does provide Xxxxxx Rodney Square with instructions for the transfer of such ox xxxx Shares which include a signature guaranteed by a commercial bank, trust company or member firm of a national securities exchange and such other appropriate documentation to permit a transfer, then Xxxxxx Rodney Square shall register such Shares and shall deliver shxxx xeliver them pursuant to instructions received from the transferor, pursuant to the rules and regulations of the Securities and Exchange Commission (the "SEC"), and the laws of the State of Delaware relating to the transfer of shares of beneficial interest.. c.

Appears in 1 contract

Samples: Transfer Agency Agreement (Olstein Funds)

Transfer of Shares; Uncertificated Securities. Where a shareholder does not hold a certificate representing the number of Shares in its account and does provide Xxxxxx Rodney Square with instructions for the transfer of such Shares sucx Xxxres which include a signature guaranteed by a commercial bank, trust company or member firm of a national securities exchange and such other appropriate documentation to permit a transfer, then Xxxxxx Rodney Square shall register such Shares and shall deliver them thxx pursuant to instructions received from the transferor, pursuant to the rules and regulations of the Securities and Exchange Commission (the "SEC"), and the laws of the State of Delaware relating to the transfer of shares of beneficial interest.

Appears in 1 contract

Samples: Agency Agreement (Kalmar Pooled Investment Trust)

Transfer of Shares; Uncertificated Securities. Where a shareholder does not hold a certificate representing the number of Shares in its account and does provide Xxxxxx Rodney Square with instructions instrucxxxxx for the transfer of such Shares which include a signature guaranteed by a commercial bank, trust company or member firm of a national securities exchange and such other appropriate documentation to permit a transfer, then Xxxxxx Rodney Square shall register such registxx xxxh Shares and shall deliver them pursuant to instructions received from the transferor, pursuant to the rules and regulations of the Securities and Exchange Commission (the "SEC"), and the laws of the State of Delaware relating to the transfer of shares of beneficial interest.

Appears in 1 contract

Samples: Transfer Agency Agreement (Brandes International Fund)

Transfer of Shares; Uncertificated Securities. Where a shareholder does not hold a certificate representing the number of Shares in its account and does provide Xxxxxx Rodney Square with instructions instrxxxxxxs for the transfer of such Shares which include a signature guaranteed by a commercial bank, trust company or member firm of a national securities exchange and such other appropriate documentation to permit a transfer, then Xxxxxx Rodney Square shall register such regixxxx xuch Shares and shall deliver them pursuant to instructions received from the transferor, pursuant to the rules and regulations of the Securities and Exchange Commission (the "SEC"), and the laws of the State of Delaware relating to the transfer of shares of beneficial interest.

Appears in 1 contract

Samples: Transfer Agency Agreement (Great Hall Investment Funds Inc)

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Transfer of Shares; Uncertificated Securities. Where a shareholder does not hold a certificate representing the number of Shares in its account and does provide Xxxxxx Square Roxxxx Xquare with instructions for the transfer of such Shares which include a signature guaranteed by a commercial bank, trust company or member firm of a national securities exchange and such other appropriate documentation to permit a transfer, then Xxxxxx Roxxxx Square shall register such Shares and shall deliver them pursuant to instructions received from the transferor, pursuant to the rules and regulations of the Securities and Exchange Commission (the "SEC"), and the laws of the State of Delaware relating to the transfer of shares of beneficial interest.

Appears in 1 contract

Samples: Transfer Agency Agreement (Kiewit Mutual Fund)

Transfer of Shares; Uncertificated Securities. Where a shareholder does not hold a certificate representing the number of Shares in its account and does provide Xxxxxx Rodney Square with instructions for the transfer of such Shares Xxxxxx which include a signature guaranteed by a commercial bank, trust company or member firm of a national securities exchange and such other appropriate documentation to permit a transfer, then Xxxxxx Rodney Square shall register such Shares and shall deliver them pursuant thxx xxxsuant to instructions received from the transferor, pursuant to the rules and regulations of the Securities and Exchange Commission (the "SEC"), and the laws of the State of Delaware relating to the transfer of shares of beneficial interest.

Appears in 1 contract

Samples: Transfer Agency Agreement (Kalmar Pooled Investment Trust)

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