Common use of Trading of Nasdaq-Amex Securities Clause in Contracts

Trading of Nasdaq-Amex Securities. The Securities under the Nasdaq-Amex Pilot Program (“NAPP”) operated by the Exchange are aimed at sophisticated investors. The Client should consult his dealers and become familiarized with the NAPP before trading in the NAPP Securities. The Client should be aware that the NAPP Securities are not regulated as a primary or secondary listing on the Main Board or the GEM Board.

Appears in 8 contracts

Samples: ’s Agreement, S Agreement, ’s Agreement

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Trading of Nasdaq-Amex Securities. The Securities under the Nasdaq-Amex Pilot Program (“NAPP”) operated by the Exchange are aimed at sophisticated investors. The Client Customer should consult his dealers and become familiarized with the NAPP before trading in the NAPP Securities. The Client Customer should be aware that the NAPP Securities are not regulated as a primary or secondary listing on the Main Board or the GEM Board.

Appears in 1 contract

Samples: hk.ctbcbank.com

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