Common use of Third Party Administrators for Defined Contribution Plans Clause in Contracts

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 31 contracts

Samples: Transfer Agency and Service Agreement (Schroder Global Series Trust), Transfer Agency and Service Agreement (Excelsior Tax Exempt Funds Inc), Transfer Agency and Service Agreement (Firsthand Funds)

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Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 26 contracts

Samples: Transfer Agency and Service Agreement (Northern Funds), Transfer Agency and Service Agreement (Brandes Investment Trust), Transfer Agency and Service Agreement (Clearwater Investment Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended)(the "TPA(s)").

Appears in 26 contracts

Samples: Sub Transfer Agency and Service Agreement (American Skandia Advisor Funds Inc), Transfer Agency and Service Agreement (Legg Mason Investment Trust Inc), Transfer Agency and Service Agreement (Legg Mason Investment Trust Inc)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators TPAs which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.

Appears in 15 contracts

Samples: Transfer Agency and Service Agreement (Clipper Funds Trust), Transfer Agency and Service Agreement (Clipper Fund Inc), Transfer Agency and Service Agreement (Selected International Fund, Inc)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 11 contracts

Samples: Transfer Agency and Service Agreement (Cohen & Steers European Realty Shares, Inc.), Transfer Agency and Service Agreement (Cohen & Steers Real Assets Fund, Inc.), Transfer Agency and Service Agreement (Cohen & Steers Institutional Global Realty Shares, Inc.)

Third Party Administrators for Defined Contribution Plans. 2.1 The Each Fund may decide to make available to certain of its customers, a qualified plan program (the "Plan Program") pursuant to which the customers ("Employers") employers may adopt certain plans of deferred compensation (each a "Plan or PlansPlan") for the benefit of the individual Plan participant respective Plan's participants (the "Plan ParticipantParticipants"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the "Code") and administered by third third-party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 10 contracts

Samples: Master Transfer Agency and Service Agreement (Calvert Impact Fund Inc), Master Transfer Agency and Service Agreement (Calvert Variable Series Inc), Master Transfer Agency and Service Agreement (Calvert Tax Free Reserves)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators TPAs which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.

Appears in 9 contracts

Samples: Transfer Agency and Service Agreement (Allstate Financial Investment Trust), Transfer Agency and Service Agreement (Ssga Funds), Agency and Service Agreement (State Street Institutional Investment Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customersemployers (“Employers”), a qualified plan program (the "Program") pursuant to which the customers ("Employers") Employers may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 8 contracts

Samples: Transfer Agency and Service Agreement (Allspring Variable Trust), Transfer Agency and Service Agreement (Allspring Funds Trust), Transfer Agency and Service Agreement (Wells Fargo Variable Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third third-party administrators (“TPAs”) which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.

Appears in 6 contracts

Samples: Transfer Agency and Service Agreement (AllianzGI Institutional Multi-Series Trust), Transfer Agency and Service Agreement (Premier Multi-Series VIT), Transfer Agency and Service Agreement (Allianz Funds)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "amended)(the “TPA(s)").

Appears in 5 contracts

Samples: Sub Transfer Agency and Service Agreement (Virtus Equity Trust), Sub Transfer Agency and Service Agreement (Virtus Equity Trust), Sub Transfer Agency and Service Agreement (Virtus Institutional Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan “Plan” or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("the “Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 4 contracts

Samples: Transfer Agency and Services Agreement (JOHCM Funds Trust), Transfer Agency and Services Agreement (JOHCM Funds Trust), Transfer Agency and Services Agreement (Datum One Series Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 3.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 4 contracts

Samples: Agency and Service Agreement (Nuveen Investment Trust Iii), Agency and Service Agreement (Nuveen Municipal Trust/Ma), Transfer Agency and Service Agreement (Nuveen Investment Trust Ii)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended amended) (the "TPA(s)").

Appears in 3 contracts

Samples: Transfer Agency and Service Agreement (Wells Fargo Funds Trust), Transfer Agency and Service Agreement (Pimco Funds Multi Manager Series), Transfer Agency and Service Agreement (Wells Fargo Variable Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund A Trust may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third third-party administrators (“TPAs”) which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.

Appears in 3 contracts

Samples: Transfer Agency and Service Agreement (Pimco Variable Insurance Trust), Transfer Agency and Service Agreement (PIMCO Equity Series), Transfer Agency and Service Agreement (Pimco Funds)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund One or more Funds may decide to make available to certain of its customers, their customers a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 3 contracts

Samples: Agency and Service Agreement (Spectra Fund), Agency and Service Agreement (Alger Funds), Transfer Agency and Service Agreement (Alger Institutional Funds)

Third Party Administrators for Defined Contribution Plans. 2.1 3.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 3 contracts

Samples: Service Agreement (Nuveen Managed Account Pooled Shares Trust), Service Agreement (Nuveen Investment Trust V), Service Agreement (Nuveen Investment Trust Ii)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third third-party administrators (“TPAs”) which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.

Appears in 3 contracts

Samples: Fees and Expenses (Pimco Funds), Transfer Agency and Service Agreement (Pimco Funds), Transfer Agency and Service Agreement (Pimco Variable Insurance Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a401 (a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (Excelsior Funds Inc), Transfer Agency and Service Agreement (Cohen & Steers Realty Shares Inc)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Strong Funds may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (Strong Income Funds Ii Inc), Transfer Agency and Service Agreement (Strong Short Term Municipal Bond Fund Inc)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation or other retirement plans ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (Acorn Investment Trust), Transfer Agency and Service Agreement (Wanger Advisors Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund A Trust may decide to make available to certain of its customersinvestors, a qualified plan program (the "Program") pursuant to which the customers ("Employers") investors may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third third-party administrators (“TPAs”) which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (PIMCO Managed Accounts Trust), Transfer Agency and Service Agreement (Pimco Funds)

Third Party Administrators for Defined Contribution Plans. 2.1 1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators TPAs which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (Homestead Funds Trust), Transfer Agency and Service Agreement (Homestead Funds Inc)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").. In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (CGM Capital Development Fund), Agency and Service Agreement (CGM Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain employee benefit plans of deferred compensation ("Plan “Plan” or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (Ashmore Funds), Transfer Agency and Service Agreement (Ashmore Funds)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation or profit sharing ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (Artisan Funds Inc), Transfer Agency and Service Agreement (Artisan Funds Inc)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Funds may decide to make available to certain of its their customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 2 contracts

Samples: Agency and Service Agreement (AARP Funds), Agency and Service Agreement (AARP Funds)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customersinvestors, a qualified plan program (the "Program") pursuant to which the customers ("Employers") investors may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third third-party administrators (“TPAs”) which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Allianz Global Investors Managed Accounts Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such such. Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Comstock Funds Inc)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan Plan" or "Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended amended) (the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (William Blair Funds)

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Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, customers a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (First Funds)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended. In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time (the "TPA(s)Schedule 2.1")., the Transfer Agent shall:

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (CGM Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan Plan" or "Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a401 (a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended amended) (the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Nomura Pacific Basin Fund Inc)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan Plan" or "Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") ), and administered by third third-party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 1 contract

Samples: Sub Transfer Agency and Service Agreement (Ark Funds/Ma)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers"') may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a401 (a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third third-party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Advisors Inner Circle Fund)

Third Party Administrators for Defined Contribution Plans. 2.1 2.1. The Fund Administrator, on behalf of the Fund, may decide to make available to certain of its the Fund's customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended)(the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Fixed Income Shares)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customers, a a. qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a401 (a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Asset Management Fund)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended)(the "TPA(s)").. In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Bank and the Fund from time to time ("Schedule 2.1"), the Bank shall:

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Security Capital U S Real Estate Shares Inc)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the "Code") ), and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended)(the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Puget Sound Alternative Investment Series Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 1A. l The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended)(the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (American Beacon Select Funds)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Administrator, on behalf of the Trust, may decide to make available to certain of its the Trust's customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(samended)(the"TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Pimco Funds Multi Manager Series)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Company may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators (the “TPA(s)”) which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Harding Loevner Funds Inc)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, customers a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended)(the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Schroder Capital Funds /Delaware/)

Third Party Administrators for Defined Contribution Plans. 2.1 2.1. The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Aig Series Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 1A.l The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"'), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended)(the "TPA(s)").

Appears in 1 contract

Samples: Agency and Service Agreement (Brazos Mutual Funds)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, customers a qualified plan program (the "Program") pursuant to which the such customers ("Employers") may adopt certain plans of deferred compensation (each, a "Plan or Plan," and collectively, "Plans") for the benefit of the individual Plan participant participants (the "Plan ParticipantParticipants"), such Plan(s) Plans being qualified under Section 401(a) of the Internal Revenue Code of 1986Code, as amended ("Code") and administered by third party administrators administrators, which may be plan administrators "administrators" as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Harris Associates Investment Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The A Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan “Plan” or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators (the “TPA(s)”), which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the "TPA(s)")amended.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Del Rey Global Investors Funds)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended. In accordance with the procedures established in the initial Schedule 2.1 entitled “Third Party Administrator Procedures”, as may be amended by the Transfer Agent and the Fund from time to time (“Schedule 2.1”), the "TPA(s)").Transfer Agent shall:

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (CGM Trust)

Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant participants (the "Plan ParticipantParticipant or Plan Participants"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the amended(the "TPA(s)").

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (CDC MPT Funds)

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