The Nasdaq Capital Market. The Common Stock is listed on The Nasdaq Capital Market, and to the Company’s knowledge, there are no proceedings to revoke or suspend such listing. The Company is in material compliance with the requirements of Nasdaq for continued listing of the Common Stock thereon and any other Nasdaq listing and maintenance requirements.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Tracon Pharmaceuticals, Inc.), Securities Purchase Agreement (Tracon Pharmaceuticals, Inc.), Securities Purchase Agreement (Yuma Regional Medical Center)
The Nasdaq Capital Market. The Common Stock is listed on The Nasdaq Capital Market, and and, except as disclosed in the SEC Documents, to the Company’s knowledge, there are no proceedings to revoke or suspend such listinglisting or the listing of the Shares. The Except as disclosed in the SEC Documents, the Company is in material compliance with the requirements of Nasdaq for continued listing of the Common Stock thereon and any other Nasdaq listing and maintenance requirements.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Bionano Genomics, Inc), Securities Purchase Agreement (Recro Pharma, Inc.)
The Nasdaq Capital Market. The Common Stock is listed on The Nasdaq Capital Market, and and, except as disclosed in the SEC Documents, to the Company’s knowledge, there are no proceedings to revoke or suspend such listinglisting or for the listing of the Shares and the Exercise Shares. The Except as disclosed in the SEC Documents, the Company is in material compliance with the requirements of Nasdaq for continued listing of the Common Stock thereon and any other Nasdaq listing and maintenance requirements.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ARCA Biopharma, Inc.), Securities Purchase Agreement (ARCA Biopharma, Inc.)
The Nasdaq Capital Market. The Common Stock is listed on The Nasdaq Capital Market, and and, to the Company’s knowledge, there are no proceedings to revoke or suspend such listinglisting or the listing of the Shares. The Except as disclosed in the SEC Documents, the Company is in material compliance with the requirements of Nasdaq for continued listing of the Common Stock thereon and any other Nasdaq listing and maintenance requirements.
Appears in 1 contract
Samples: Securities Purchase Agreement (Biodelivery Sciences International Inc)
The Nasdaq Capital Market. The Common Stock is listed on The Nasdaq Capital Market, and and, to the Company’s knowledge, there are no proceedings to revoke or suspend such listing. The As of the date hereof, the Company is in material compliance with the requirements of Nasdaq for continued listing of the Common Stock thereon and any other Nasdaq listing and maintenance requirements.
Appears in 1 contract
Samples: Securities Purchase Agreement (Minerva Neurosciences, Inc.)
The Nasdaq Capital Market. The Common Stock is listed on The the Nasdaq Capital Market, and to the Company’s knowledge, there are no proceedings to revoke or suspend such listing. The Except as otherwise disclosed in the SEC Documents, the Company is in material compliance with the requirements of Nasdaq for continued listing of the Common Stock thereon and any other Nasdaq listing and maintenance requirements.
Appears in 1 contract
The Nasdaq Capital Market. The Common Stock is listed on The Nasdaq Capital MarketMarket and there are no proceedings pending, and or to the Company’s knowledge, there are no proceedings threatened against the Company to revoke or suspend such listing. The Except as otherwise disclosed in the SEC Documents, the Company is in material compliance with the requirements of Nasdaq for continued listing of the Common Stock thereon and any other Nasdaq listing and maintenance requirements.
Appears in 1 contract
Samples: Securities Purchase Agreement (Regulus Therapeutics Inc.)
The Nasdaq Capital Market. The Common Stock is listed on The Nasdaq Capital Market, and to the Company’s knowledge, there are no proceedings to revoke or suspend such listing. The Company is in material compliance with the requirements of Nasdaq for continued listing of the Common Stock thereon and any other Nasdaq listing and maintenance requirements. Any certificate signed by an authorized officer of the Company and required to be delivered to the Placement Agent or to counsel for the Placement Agent in connection with this Agreement shall be deemed to be a representation and warranty by the Company to the Placement Agent as to the matters set forth therein.
Appears in 1 contract
Samples: Securities Purchase Agreement (Anebulo Pharmaceuticals, Inc.)
The Nasdaq Capital Market. The Common Stock is listed on The the Nasdaq Capital Market, and to the Company’s knowledge, there are no proceedings to revoke or suspend such listing. The Company is in material compliance with the requirements of Nasdaq for continued listing of the Common Stock thereon and any other Nasdaq listing and maintenance requirements.
Appears in 1 contract
Samples: Securities Purchase Agreement (Tracon Pharmaceuticals, Inc.)
