Common use of Term Section Clause in Contracts

Term Section. Equity Compensation Plan Recitals Equity Compensation Plan Proposal 7.2(b) ERISA 3.19(a) ERISA Affiliate 3.19(d) Exchange Agent 2.2(a) Exchange Fund) 2.2(a) Exchanged Option 2.1(b)(iv) Excluded Shares 2.1(b)(ii) Grant Date 3.5(c) HSR Filing 3.3(a) Insider Letter Agreement 4.24 Intended Tax Treatment Recitals IRS 3.19(c) Key Employees 5.3 Leased Real Properties 3.12(b) Leased Real Property 3.12(b) Letter of Transmittal 2.2(b) Lockup Agreement Recitals Marketing Agreement 4.4 Material Contract 3.22 Merger Recitals Merger Sub Preamble Merger Sub Common Stock 4.5(b) Merger Sub Common Stock 4.5(b) Nasdaq Proposal 7.2(b) Nine Month Financials 5.4 Non-PEO Benefit Arrangements 3.19(a) Offer Recitals Other Filings 7.2(a) Outside Date 9.1(e)(i) Owned Intellectual Property 3.15(a) Parties Preamble Party Preamble PEO Benefit Arrangements 3.19(a) Per Share Merger Consideration 2.1(b)(i) Permitted Interim Acquisition Indebtedness 5.1(iv) Personal Information 3.15(j) PIPE Escrow 7.2(g) PIPE Financing Recitals PIPE Investment Amount 4.19 PIPE Investor 4.19 Policies 3.16(a) Post-Closing Directors 1.5(b) Pre-Closing Period 5.1 Pre-Closing Period 5.1 Privacy Policy 3.15(i) Real Property Leases 3.12(b) Registration Rights Agreement Recitals Required Financials 5.4 Required Financial Statements 5.4 Reservoir Media 3.7 ▇▇▇▇ 4.4 SEC Tax Opinion 7.9(d) SEC Tax Representation Letters 7.9(e) Sponsor Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation 1.1 Surviving Corporation Recitals Tax Opinions 7.9(d) Tax Representation Letters 7.9(e) Transaction Proposal 7.2(b) Trust Account 4.8 Trust Agreement 4.8 Trustee 4.8 Voting Matters 7.2(b) Works 3.15(f) Written Consent Recitals

Appears in 1 contract

Sources: Merger Agreement (Roth CH Acquisition II Co)

Term Section. Equity Compensation Plan Recitals Equity Compensation Plan Proposal 7.2(bConfidentiality Agreement Deposit 6.1 9.4 Employees Environmental Assessment 4.15(a) ERISA 3.19(a) 6.19 ERISA Affiliate 3.19(dEscrowed Stock 4.15(a) Exchange Agent 2.2(a9.4 Facility Final Closing Working Capital 6.2(b)(xi) Exchange Fund2.4(d) 2.2(aFinancial Statements 4.7(a) Exchanged Option 2.1(b)(ivFIRPTA Affidavit 2.7(h) Excluded Shares 2.1(b)(iiGovernment Contract 4.28 Losses 8.2(a) Grant Date 3.5(cMaterial Contracts Multiemployer Plan 4.14(a) HSR Filing 3.3(a4.15(a) Insider Letter Agreement 4.24 Intended Tax Treatment Recitals IRS 3.19(cOwned Property 4.11(a) Key Employees 5.3 Leased Real Owned Properties 3.12(b4.11(a) Leased Real PBGC 4.15(i) Personal Property 3.12(bLeases Phase III Project Preferred Stock 4.12(b) Letter of Transmittal 2.2(b6.2(b)(xi) Lockup Agreement Recitals Marketing Agreement 4.4 Material Contract 3.22 Merger Recitals Merger Sub Preamble Merger Sub 4.4(a) Purchase Price Purchaser Purchaser Common Stock 4.5(b) Merger Sub Purchaser Common Stock 4.5(b) Nasdaq Proposal 7.2(b) Nine Month Financials 5.4 Non-PEO Benefit Arrangements 3.19(a) Offer Escrow Agent Purchaser Common Stock Escrow Agreement Purchaser Documents Purchaser Expenses 2.2 Recitals Other Filings 7.2(a) Outside Date 9.1(e)(i) Owned Intellectual Property 3.15(a) 2.2 9.4 9.4 5.2 9.3 Purchaser Indemnified Parties Preamble Party Preamble PEO Benefit Arrangements 3.19(a) Per Share Merger Consideration 2.1(b)(i) Permitted Interim Acquisition Indebtedness 5.1(iv) Personal Information 3.15(j) PIPE Escrow 7.2(g) PIPE Financing Recitals PIPE Investment Amount 4.19 PIPE Investor 4.19 Policies 3.16(a) Post-Closing Directors 1.5(b) Pre-Closing Period 5.1 Pre-Closing Period 5.1 Privacy Policy 3.15(i8.2(a) Real Property Lease Real Property Leases 3.12(b4.11(a) Registration Rights Agreement 4.11(a) Related Persons 4.23 Representatives 6.6(a) Restricted Business 6.7(a) Selling Stockholders Recitals Required Financials 5.4 Required Financial Statements 5.4 Reservoir Media 3.7 ▇▇▇▇ 4.4 SEC Selling Stockholder Documents 3.2 Selling Stockholder Indemnified Parties 8.2(b) Stockholder Representative 10.2(a) Straddle Period 8.5(c) Shares Recitals Survival Period 8.1 Tax Opinion 7.9(dClaim 8.5(d)(i) SEC Tax Representation Letters 7.9(eTermination Date 9.1(a) Sponsor Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation 1.1 Surviving Corporation Recitals Tax Opinions 7.9(dThird Party Claim 8.3(b) Tax Representation Letters 7.9(eTitle IV Plans 4.15(a) Transaction Proposal 7.2(b) Trust Account 4.8 Trust Agreement 4.8 Trustee 4.8 Voting Matters 7.2(b) Works 3.15(f) Written Consent RecitalsUnresolved Claims 8.6

Appears in 1 contract

Sources: Stock Purchase Agreement (Deep Down, Inc.)

Term Section. Equity Compensation Plan Recitals Equity Compensation Plan Proposal 7.2(bAccounting Referee 1.3(e) ERISA 3.19(aAssignment Agreement 2.12(n) ERISA Affiliate 3.19(dAudited Statement of Financial Position 2.5(a)(i) Exchange Agent 2.2(aBasket Amount 8.5(d) Exchange FundBonus Funding 6.8(f) 2.2(aBonus Pool 6.8(b) Exchanged Option 2.1(b)(ivBonus Schedule 6.8(f) Excluded Claimant 10.6(c) Clinical Trial Policies 8.7 Closing Date 7.1 Closing Incentive Consideration 6.8(e) Closing Incentive Shares 2.1(b)(ii6.8(b) Grant Date 3.5(cCompany Preamble Collective Redundancy Legislation 2.16(n) HSR Filing 3.3(aCompany Constitutional Documents 2.1(d) Insider Letter Agreement 4.24 Intended Tax Treatment Recitals IRS 3.19(cCompany Database 2.32(b) Key Employees 5.3 Leased Real Properties 3.12(bCompany Financial Statements 2.5(a) Leased Real Property 3.12(b) Letter of Transmittal Company Rights 2.2(b) Lockup Confidentiality Agreement Recitals Marketing 10.4 Consideration Certificate 7.2(f) Consideration Percentage 7.2(f)(iv) Contingency Incentive Shares 6.8(c) De Minimis Losses 8.5(d) Direct Claim 8.2(d) Employee Plans 2.17(l) Escrow Agent 1.5 Escrow Agreement 4.4 1.5 Escrow Incentive Shares 6.8(c) Escrow Period 1.5 Estimated Closing Statement 1.3(a) Estimated Net Debt 1.3(a) Evercore 7.2(j) Final Closing Statement 1.3(g) Fundamental Representations 8.3(d) ICC Rules 10.6(b) Incentive Shares 6.8(c) Indemnified Parties 8.1(a) Indemnifying Party 8.2(a) Interim Statement of Financial Position 2.5(a)(ii) Investment Agreement 7.3(k) ISO 2.33 Leases 2.10(b) Material Contract 3.22 Merger Recitals Merger Sub Preamble Merger Sub Common Stock 4.5(bContracts 2.13(b) Merger Sub Common Stock 4.5(bNet Debt Surplus 1.3(h) Nasdaq Proposal 7.2(b) Nine Month Financials 5.4 Non-PEO Benefit Escrow Incentive Shares 6.8(c) Notice of Claim 8.2(d) Pension Arrangements 3.19(a) Offer Recitals Other Filings 7.2(a) Outside Date 9.1(e)(i) Owned Intellectual Property 3.15(a) Parties Preamble Party Preamble PEO Benefit Arrangements 3.19(a) Per Share Merger Consideration 2.1(b)(i) Permitted Interim Acquisition Indebtedness 5.1(iv) Personal Information 3.15(j) PIPE Escrow 7.2(g) PIPE Financing Recitals PIPE Investment Amount 4.19 PIPE Investor 4.19 Policies 3.16(a) Post-Closing Directors 1.5(b2.18(a)(ii) Pre-Closing Period 5.1 Pre-Closing Period 5.1 Tax Periods 6.2(a) Privacy Policy 3.15(i2.32(c) Real Property Leases 3.12(bProposed Final Closing Statement 1.3(b) Purchaser Preamble Registration Rights Agreement 7.3(l) Regulatory Approval 1.6(a) Request 10.6(c) Respondent 10.6(c) Restrictive Agreements 7.2(l) Shareholders Preamble Shareholders Agreement 7.2(h)(i) Shareholders’ Representative Preamble Shares Recitals Required Financials 5.4 Required Financial Statements 5.4 Reservoir Media 3.7 ▇▇▇▇ 4.4 SEC Sorrento Preamble Statement of Objection 1.3(c) Straddle Tax Opinion 7.9(d) SEC Tax Representation Letters 7.9(e) Sponsor Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation 1.1 Surviving Corporation Recitals Tax Opinions 7.9(dPeriods 6.2(b) Tax Representation Letters 7.9(eIndemnity 8.1(a)(vii) Transaction Proposal 7.2(bTax Matter 6.2(f) Trust Account 4.8 Trust Tax-advantaged Scheme 2.17(a) Third-Party Claim 8.2(a) University of Glasgow 7.3(k)(i) For purposes of the Agreement 4.8 Trustee 4.8 Voting Matters 7.2(b) Works 3.15(f) Written Consent Recitals(including this Exhibit A):

Appears in 1 contract

Sources: Share Purchase Agreement (Sorrento Therapeutics, Inc.)

Term Section. Equity Compensation Plan Recitals Equity Compensation Plan Proposal 7.2(bCompany Representatives 6.2 Company SEC Documents 4.7(a) ERISA 3.19(a) ERISA Affiliate 3.19(d) Exchange Agent 2.2(a) Exchange Fund) 2.2(a) Exchanged Company Stock Option 2.1(b)(iv) Excluded Shares 2.1(b)(ii) Grant Date 3.5(c) HSR Filing Plans 3.3(a) Insider Letter Company Stockholder Approval 4.23 Confidentiality Agreement 4.24 Intended Tax Treatment 6.2 D&O Insurance 6.8(c) Effective Time 2.2 ERISA 1.1 Exchange Act 4.5 Fairness Opinion 4.22 FDA 4.26(a) Financing 6.15 Food Authorities 4.26(a) FTC 4.26(a) Indemnity Provisions 6.8(a) Insurance Policies 4.19 Licensed Intellectual Property 4.17(a) Material Intellectual Property 4.17(b) Merger Recitals IRS 3.19(c) Key Employees 5.3 Leased Real Properties 3.12(b) Leased Real Property 3.12(b) Letter of Transmittal 2.2(b) Lockup Agreement Recitals Marketing Agreement 4.4 Material Contract 3.22 Merger Consideration Recitals Merger Sub Preamble Merger Sub Common Stock 4.5(b3.1(c) Merger Sub Common Stock 4.5(bNew Plans 6.7(b) Nasdaq Proposal 7.2(b) Nine Month Financials 5.4 Non-PEO Benefit Arrangements 3.19(aRequired Remedy 6.5(e) Offer Notice Period 5.3(f)(i) NRS Recitals NYSE 4.5 Option Payments 3.3(a) Order 4.15(b) Other Filings 7.2(aInterested Party 6.3(b) Outside Date 9.1(e)(i8.1(f) Owing Party 8.2(g) Owned Intellectual Property 3.15(a4.17(a) Parties Parent Preamble Party Preamble PEO Benefit Arrangements 3.19(aParent Disclosure Letter 5 Parent Group 8.3(b) Per Share Merger Consideration 2.1(b)(iParent Representatives 6.2 Parent Subsidiaries 5.3 Parent Subsidiary 5.3 Paying Agent 3.2(a) Permitted Interim Acquisition Indebtedness 5.1(ivProceeding 4.15(a) Personal Information 3.15(jRegistered Intellectual Property 4.17(a) PIPE Escrow 7.2(g) PIPE Financing Recitals PIPE Investment Amount 4.19 PIPE Investor 4.19 Policies 3.16(a) Post-Closing Directors 1.5(b) Pre-Closing Period 5.1 Pre-Closing Period 5.1 Privacy Policy 3.15(i) Real Property Leases 3.12(b) Registration Rights Agreement Recitals Representatives 6.2 Required Financials 5.4 Required Financial Statements 5.4 Reservoir Media 3.7 ▇▇▇▇ 4.4 SEC Tax Opinion 7.9(d) SEC Tax Representation Letters 7.9(e) Sponsor Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation 1.1 Surviving Corporation Recitals Tax Opinions 7.9(d) Tax Representation Letters 7.9(e) Transaction Proposal 7.2(b) Trust Account 4.8 Trust Agreement 4.8 Trustee 4.8 Voting Matters 7.2(b) Works 3.15(f) Written Consent RecitalsVote 4.23 Reverse Termination Fee 8.2(f)

Appears in 1 contract

Sources: Merger Agreement (Overhill Farms Inc)

Term Section. Equity Compensation Plan Neutral Accountant 3.2(d) NJBCA Recitals Equity Compensation Plan Proposal 7.2(b) ERISA 3.19(a) ERISA Affiliate 3.19(d) Exchange Agent 2.2(a) Exchange Fund) 2.2(a) Exchanged Option 2.1(b)(iv) Excluded Shares 2.1(b)(ii) Grant Date 3.5(c) HSR Filing 3.3(a) Insider Letter Agreement 4.24 Intended Tax Treatment Recitals IRS 3.19(c) Key Employees 5.3 Leased Real Properties 3.12(b) Leased Non-Parties 9.11 Owned Real Property 3.12(b4.10(b) Letter of Transmittal 2.2(bPandemic Response 6.2(c)(ii) Lockup Agreement Recitals Marketing Agreement 4.4 Material Contract 3.22 Merger Recitals Merger Sub Preamble Merger Sub Common Stock 4.5(b) Merger Sub Common Stock 4.5(b) Nasdaq Proposal 7.2(b) Nine Month Financials 5.4 Non-PEO Benefit Arrangements 3.19(a) Offer Recitals Other Filings 7.2(a) Outside Date 9.1(e)(i) Owned Intellectual Property 3.15(a) Parties Preamble Party Preamble PEO Benefit Arrangements 3.19(a) Per Payoff Letters 6.19 Preferred Share Merger Consideration 2.1(b)(iPayment 2.8(c)(ii) Permitted Interim Acquisition Indebtedness 5.1(ivPrimary Indemnitor 6.6(a) Personal Information 3.15(jPrivileged Communications 9.10(b) PIPE Escrow 7.2(g) PIPE Financing Recitals PIPE Investment Amount 4.19 PIPE Investor 4.19 Policies 3.16(a) Post-Closing Directors 1.5(b) Pre-Closing Period 5.1 Pre-Closing Period 5.1 Privacy Policy 3.15(iPurchase Price Adjustment 3.2(f) Real Property Leases 3.12(bLease 4.10(a) Registration Rights Related Party Contract 4.21 Related Party Termination Evidence 6.9 Related Party Transaction 4.21 Related Persons 4.26 Released Parties 9.13(a) Releasing Parties 9.13(a) Representative Losses 9.15(e)(ii) R&W Insurance Policy 6.12 SARs Cash-Out Amount 2.9(a) Secondary Indemnitors 6.6(b) Seller Group 9.10(a) Shareholder 2.8(c) Shareholder Approval Recitals Shareholder Released Claims 9.13(b) Shareholder Released Party 9.13(b) Shareholder Representative Preamble Shareholder Representative Engagement Agreement Recitals Required Financials 5.4 Required Financial Statements 5.4 Reservoir Media 3.7 ▇▇▇▇ 4.4 SEC Tax Opinion 7.9(d9.15(e)(i) SEC Tax Representation Letters 7.9(eShareholder Representative Group 9.15(e)(i) Sponsor Recitals Stockholders Specified Documents 9.4(a) Support Agreement Recitals Subscription Agreements Recitals Surviving Corporation 1.1 Surviving Corporation Recitals Tax Opinions 7.9(d2.1 Termination Date 8.1(b)(i) Tax Representation Letters 7.9(eWaived 280G Benefits 6.16 Waiving Parties 9.10(a) Transaction Proposal 7.2(b) Trust Account 4.8 Trust Agreement 4.8 Trustee 4.8 Voting Matters 7.2(b) Works 3.15(f) Written Consent RecitalsWeil 9.10(a)

Appears in 1 contract

Sources: Merger Agreement (Murphy USA Inc.)

Term Section. Executive Committee 6.2 Exempt Equity Compensation Plan Recitals Equity Compensation Plan Proposal 7.2(bIssuance 2.7(d) ERISA 3.19(aFTC 2.4(a) ERISA Affiliate 3.19(dFundamental Transaction 3.3(b) Exchange Agent 2.2(aGAAP 7.1(h) Exchange Fund) 2.2(a) Exchanged Option 2.1(b)(iv) Excluded Shares 2.1(b)(ii) Grant Date 3.5(cGovernmental Order 4.1(b) HSR Filing 3.3(aAct 2.4(a) Insider Letter Agreement 4.24 Intended Tax Treatment Recitals IRS 3.19(cIdentified Transferee 4.5(a) Key Employees Information Rights 5.3 Leased Real Properties 3.12(bInitial Funding Date 6.1(a) Leased Real Property 3.12(bInitial Investment 6.1(a) Letter of Transmittal 2.2(bInitial Seed Capital Investment Fees 6.1(g)(ii) Lockup Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Marketing Agreement 4.4 Material Contract 3.22 Merger Recitals Merger Sub Preamble Merger Sub Common Stock 4.5(b) Merger Sub Common Stock 4.5(b) Nasdaq Proposal 7.2(b) Nine Month Financials 5.4 Non-PEO Benefit Arrangements 3.19(a) Offer Recitals Other Filings 7.2(a) Outside Date 9.1(e)(i) Owned Intellectual Property 3.15(aOwnership Limit 2.1(a) Parties Preamble Party Preamble PEO Benefit Arrangements 3.19(a) Per Share Merger Consideration 2.1(b)(iPermitted Affiliate Sale 4.3(a) Permitted Interim Acquisition Indebtedness 5.1(ivNon-Public Transfer 4.3(b) Personal Information 3.15(jPermitted Public Transfer 4.3(c) PIPE Escrow 7.2(gPermitted Sales 4.2 Person 3.1 Potential Option Shares 8.1(d) PIPE Financing Recitals PIPE Investment Amount 4.19 PIPE Investor 4.19 Policies 3.16(aPreemptive Rights Notice 2.7(b) Post-Closing Directors 1.5(bPreemptive Rights Shares 2.7(a) Pre-Closing Period 5.1 Pre-Closing Period 5.1 Privacy Policy 3.15(iIssuance Ownership Percentage 2.7(g) Real Property Leases 3.12(bPurchase Window 2.1(a) Receiving Party 5.4 Registration Rights Agreement Recitals Required Financials 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Required Financial Statements 5.4 Reservoir Media 3.7 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) R▇▇▇ ▇▇▇▇▇▇ 4.4 SEC Tax Opinion 7.9(d▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) R▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC Tax Representation Letters 7.9(e2.5(b) Sponsor Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation 1.1 Surviving Corporation Recitals Tax Opinions 7.9(dSecurities Act 4.3(b) Tax Representation Letters 7.9(eSeed Capital Investments 6.1(c) Transaction Proposal 7.2(bSenior Executive 4.1(b) Trust Account 4.8 Trust Agreement 4.8 Trustee 4.8 Voting Matters 7.2(bStandstill Fall-Away Date 3.3 Standstill Restrictions 3.1(i) Works 3.15(fStockholder Approved Issuance 2.7(f) Written Consent RecitalsSubsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)

Appears in 1 contract

Sources: Investment and Strategic Cooperation Agreement (Janus Capital Group Inc)

Term Section. Equity Compensation Plan Recitals Equity Compensation Plan Proposal 7.2(bPatents 1.1 (in definition of Intellectual Property) ERISA 3.19(a) ERISA Affiliate 3.19(d) Exchange Paying Agent 2.2(a) Exchange Fund) 2.2(a) Exchanged Option 2.1(b)(iv) Excluded Shares 2.1(b)(ii) Grant Date 3.5(c) HSR Filing 3.3(a) Insider Letter Agreement 4.24 Intended Tax Treatment Recitals IRS 3.19(c) Key Employees 5.3 Leased Real Properties 3.12(b) Leased Real Property 3.12(b) Letter of Transmittal 2.2(b) Lockup Agreement Recitals Marketing Agreement 4.4 Material Contract 3.22 Merger Recitals Merger Sub Preamble Merger Sub Common Stock 4.5(b) Merger Sub Common Stock 4.5(b) Nasdaq Proposal 7.2(b) Nine Month Financials 5.4 Non-PEO Benefit Arrangements 3.19(a) Offer Recitals Other Filings 7.2(a) Outside Date 9.1(e)(i) Owned Intellectual Property 3.15(a) Parties Preamble Party Preamble PEO Benefit Arrangements 3.19(a) Per Share Merger Consideration 2.1(b)(i) Permitted Interim Acquisition Indebtedness 5.1(iv2.4(a) Personal Information 3.15(jProperty Leases 5.12(a) PIPE Escrow 7.2(gPrincipal Shareholder Documents 6.1 Principal Shareholders Introductory Paragraph Proxy 5.2(c) PIPE Financing Recitals PIPE Investment Amount 4.19 PIPE Investor 4.19 Policies 3.16(a) Post-Closing Directors 1.5(b) Pre-Closing Period 5.1 Pre-Closing Period 5.1 Privacy Policy 3.15(iQualified Plan 5.16(b) Real Property Leases 3.12(bLease 5.11(a) Registration Rights Agreement Required Consents 8.3 Required Governmental Consents 8.4 Required Proposals 8.7(a) Reverse Certificate of Merger 2.1(b) Reverse Merger 2.1(a) Reverse Merger Consideration 2.2(a) Sale Notice 8.13 Securities Act 6.4(d) Share Conversion Consideration 2.3(f)(i) Shareholders’ Representative Introductory Paragraph Shareholders’ Representative Fund 2.7 Shareholders’ Representative Fund Amount 2.1(b) Shareholders’ Meeting 8.7(a) Shares Recitals Required Financials 5.4 Required Financial Statements 5.4 Reservoir Media 3.7 ▇▇▇▇ 4.4 SEC Stock Certificates 2.3(e) Stock Merger Consideration 2.2(a) Straddle Period 11.6(c) Survival Period 11.1 Surviving Sub Introductory Paragraph Tax Opinion 7.9(dClaim 11.6(d)(i) SEC Tax Representation Letters 7.9(eTBOC 2.1(a) Sponsor Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation Third Party Claim 11.3(c) Trade Secrets 1.1 Surviving Corporation Recitals Tax Opinions 7.9(d(in definition of Intellectual Property) Tax Representation Letters 7.9(eUnresolved Claims 11.3(a) Transaction Proposal 7.2(bUnsolicited Offer 8.13 Val-Tex Introductory Paragraph Val-Tex Documents 5.2(a) Trust Account 4.8 Trust Agreement 4.8 Trustee 4.8 Voting Matters 7.2(bVal-Tex Indemnified Parties 11.2(b) Works 3.15(fVal-Tex Permits 5.18(b) Written Consent RecitalsVal-Tex Property 5.11(a) Val-Tex Shareholders’ Approval 5.2(a)

Appears in 1 contract

Sources: Merger Agreement (KMG Chemicals Inc)

Term Section. Equity Compensation Plan Board of Directors Recitals Equity Compensation Plan Proposal 7.2(bCertificate of Merger ‎‎2.01(c) ERISA 3.19(aCertificates ‎‎2.03(a) ERISA Closing ‎‎2.01(b) Closing 8-K 6.07 Collective Bargaining Agreements ‎4.21(a)(v) Company Preamble Company Affiliate 3.19(dContract ‎4.26 Company Cash ‎2.03(a) Company Common Stock ‎‎4.05(a) Company Option ‎2.05(b) Company Permits ‎4.12(b) Company Preferred Stock ‎‎4.05(a) Company Recommendation ‎‎4.02(b) Company RSA ‎4.05(a) Company RSU ‎2.05(a) Company SEC Documents ‎‎4.07(a) Company Securities ‎‎4.05(c) Company Stockholder Meeting ‎6.02 Company Subsidiary Securities ‎‎4.06(b) Confidentiality Agreement ‎‎6.03(b) Debt Financing ‎6.06(a) D&O Insurance ‎7.03(c) e-mail ‎‎11.01 Earned Bonuses ‎7.04(d) Effective Time ‎‎2.01(c) End Date ‎‎10.01(b)(i) Enforceability Exceptions ‎‎4.02(a) Estimated Closing Date Cash 2.03(a) Exchange Agent 2.2(a‎‎2.03(a) Exchange FundFTC ‎‎8.01(b) 2.2(aGuarantee ‎5.10(a) Exchanged Option 2.1(b)(ivGuarantors ‎5.09 Indemnified Person ‎7.03(a) Excluded Shares 2.1(b)(ii) Grant Date 3.5(c) HSR Filing 3.3(a) Insider Letter Agreement 4.24 Intended Tax Treatment Recitals IRS 3.19(c) Key Employees 5.3 Leased Real Properties 3.12(bIntervening Event ‎6.04(f)(ii) Leased Real Property 3.12(b‎4.14(b) Letter of Transmittal 2.2(b‎2.03(a) Lockup Agreement Recitals Marketing Agreement 4.4 Material Contract 3.22 ‎4.20(a) Merger Recitals ‎‎2.01(a) Merger Consideration ‎‎2.02(a) Merger Sub Preamble Merger Sub Common Stock 4.5(b) Merger Sub Common Stock 4.5(b) Nasdaq Proposal 7.2(b) Nine Month Financials 5.4 Non-PEO Benefit Arrangements 3.19(a) Offer Recitals Other Filings 7.2(a) Outside Date 9.1(e)(iOFAC ‎4.13(b) Owned Intellectual Property 3.15(a‎4.15(a) Parties Owned Real Property ‎4.14(b) Parent Preamble Party Preamble PEO Benefit Arrangements 3.19(aPrivacy Policies ‎4.15(d) Per Share Merger Consideration 2.1(b)(i) Permitted Interim Acquisition Indebtedness 5.1(iv) Personal Information 3.15(j) PIPE Escrow 7.2(g) PIPE Financing Recitals PIPE Investment Amount 4.19 PIPE Investor 4.19 Policies 3.16(a) Post-Closing Directors 1.5(b) Pre-Closing Period 5.1 Pre-Closing Period 5.1 Privacy Policy 3.15(iProxy Statement ‎‎4.09 Real Property ‎4.14(b) Real Property Leases 3.12(bLease ‎4.14(b) Registration Rights Agreement Schedule 13E-3 ‎‎4.09 Special Committee Recitals Required Financials 5.4 Required Financial Statements 5.4 Reservoir Media 3.7 ▇▇▇▇ 4.4 SEC Tax Opinion 7.9(dSubject Securities ‎7.05(a) SEC Tax Representation Letters 7.9(eSuperior Proposal ‎6.04(f)(i) Sponsor Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation 1.1 Surviving Corporation Recitals Tax Opinions 7.9(d‎‎2.01(a) Tax Representation Letters 7.9(eTermination Fee ‎‎11.04(b)(i) Transaction Proposal 7.2(bTransfer ‎7.05(c) Trust Account 4.8 Trust Agreement 4.8 Trustee 4.8 Voting Matters 7.2(bUncertificated Shares ‎‎2.03(a) Works 3.15(f) Written Consent RecitalsWARN Act ‎4.18(b)

Appears in 1 contract

Sources: Merger Agreement (Tribune Publishing Co)

Term Section. Equity Compensation Plan Recitals Equity Compensation Plan Proposal 7.2(bEstimated Net Indebtedness 3.1(a)(i) ERISA 3.19(aEstimated Net Working Capital 3.1(a)(i) ERISA Affiliate 3.19(dEstimated Transaction Expenses 3.1(a)(i) Exchange Agent 2.2(aFinancial Statements 4.4(a) Exchange FundFinancing 6.4 Financing Agreements 8.6(a) 2.2(aFunded Indebtedness 7.4 General Survival Date 12.2(a) Exchanged Option 2.1(b)(ivIndemnified Party 12.2(b) Excluded Shares 2.1(b)(iiIndemnifying Party 12.4(a) Grant Date 3.5(cIndependent Auditor 3.1(b)(ii) HSR Filing 3.3(aInterim Financials 4.4(a) Insider Letter Agreement 4.24 Intended Tax Treatment Recitals IRS 3.19(c) Key Employees 5.3 Leased Real Properties 3.12(b) Leased Real Property 3.12(b4.9(c) Letter of Transmittal 2.2(b2.7(b) Lockup Agreement Licensed Intellectual Property 4.8(a) Liens 4.7(a)(i) Limited Guarantee Recitals Marketing Agreement 4.4 Liquidation Preference 2.6(c)(i) Material Contract 3.22 4.10(a) Merger Recitals Merger Sub Preamble Merger Sub Common Stock 4.5(bConsideration 3.1(b)(vi) Merger Sub Common Stock 4.5(bCaption Most Recent Balance Sheet 4.4(a) Nasdaq Proposal 7.2(bMultiemployer Plan 4.9(a) Nine Month Financials 5.4 Non-PEO Benefit Arrangements 3.19(aNew Debt Commitment Letter 8.6(d) Offer Recitals Other Filings 7.2(aNotice of Claim 12.4(a) Objection Notice 12.4(a) Outside Date 9.1(e)(i11.1(c) Owned Intellectual Property 3.15(a4.8(a) Owned Real Property 4.7(b)(i) Parent Caption Parent Fundamental Representations 12.2(a) Parent Indemnified Parties Preamble 12.1(a) Parent Plans 8.2(b) Parent Related Parties 11.3(b) Party Preamble PEO Benefit Arrangements 3.19(a) Per Share Merger Consideration 2.1(b)(i) Permitted Interim Acquisition Indebtedness 5.1(iv) Caption Pay-Off Lenders 7.4 Pay-Off Letters 7.4 Personal Information 3.15(j) PIPE Escrow 7.2(g) PIPE Financing Recitals PIPE Investment Amount 4.19 PIPE Investor 4.19 Policies 3.16(aProperty 4.7(a)(i) Post-Closing Directors 1.5(bAdjustment Transaction Expense Amounts 3.2(a)(i) PrePost-Closing Period 5.1 PreEscrow Transaction Expense Amounts 3.2(b) Post-Closing Tax Period 5.1 Privacy Policy 3.15(i) Real Property Leases 3.12(b) Registration Rights Agreement Recitals Required Financials 5.4 Required Financial Statements 5.4 Reservoir Media 3.7 ▇▇▇▇ 4.4 SEC Tax Opinion 7.9(d) SEC Tax Representation Letters 7.9(e) Sponsor Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation 1.1 Surviving Corporation Recitals Tax Opinions 7.9(d) Tax Representation Letters 7.9(e) Transaction Proposal 7.2(b) Trust Account 4.8 Trust Agreement 4.8 Trustee 4.8 Voting Matters 7.2(b) Works 3.15(f) Written Consent Recitals13.6(a)

Appears in 1 contract

Sources: Merger Agreement (DS Services of America, Inc.)

Term Section. Equity Compensation Plan Recitals Equity Compensation Plan Proposal 7.2(bCompany PSA ‎2.06(d) ERISA 3.19(aCompany PSU ‎2.06(e) ERISA Affiliate 3.19(dCompany RSA ‎2.06(a) Company SEC Documents ‎4.07(a) Company Securities ‎4.05(b) Company Stockholder Approval ‎4.02(a) Company Stockholder Meeting ‎6.02 Company Subsidiary Securities ‎4.06(b) Confidentiality Agreement ‎6.03(b)(i)(B) Continuation Period ‎7.05(a) Continuing Employee ‎7.05(a) Convertible Notes ‎5.05(a) D&O Insurance ‎7.04(d) Dissenting Share ‎2.05 Divested Revenues ‎2.02(b) Divested Revenues Notice ‎2.11(a) Divested Revenues Dispute Notice ‎2.11(b) DOJ ‎8.01(d) Effective Time ‎2.01(d) Election Deadline ‎2.03(b) End Date ‎10.01(b)(i) Enforceability Exceptions ‎4.02(a) Exchange Agent 2.2(a‎2.03(b) Exchange FundFund ‎2.04(a) 2.2(a) Exchanged Option 2.1(b)(ivExchange Ratio ‎2.02(b) Excluded Shares 2.1(b)(iiShare ‎2.02(c) Grant Date 3.5(cFNF Preferred Stock ‎5.05(a) HSR Filing 3.3(aFNFV Common Stock ‎5.05(a) Insider Letter Agreement 4.24 Intended Tax Treatment Recitals IRS 3.19(cForm of Election ‎2.03(b) Key Employees 5.3 Leased Real Properties 3.12(bIndemnified Person ‎7.04(a) Leased Real Property 3.12(bIndependent Accountant ‎2.11(d) Letter of Transmittal 2.2(bInitial Surviving Entity ‎2.01(a) Lockup Agreement Recitals Marketing Agreement 4.4 Insurance Contracts ‎4.21(e)(i) Insurance Subsidiary ‎4.21(a) Lease ‎4.14(b)(i) Legal Restraint ‎9.01(b) Material Contract 3.22 ‎4.20(a) Merger I Recitals Merger II Recitals Mergers Recitals Merger Consideration ‎2.02(a) Merger Sub I Preamble Merger Sub Common Stock 4.5(b) II Preamble Merger Sub Common Stock 4.5(b) Nasdaq Proposal 7.2(b) Nine Month Financials 5.4 Non-PEO Benefit Arrangements 3.19(a) Offer Recitals Other Filings 7.2(a) Outside Date 9.1(e)(i) Owned Intellectual Property 3.15(a) Parties Subs Preamble Party Preamble PEO Benefit Arrangements 3.19(a) Per Mixed Consideration Electing Share Merger Consideration 2.1(b)(i) Permitted Interim Acquisition Indebtedness 5.1(iv) Personal Information 3.15(j) PIPE Escrow 7.2(g) PIPE Financing Recitals PIPE Investment Amount 4.19 PIPE Investor 4.19 Policies 3.16(a) Post-Closing Directors 1.5(b) Pre-Closing Period 5.1 Pre-Closing Period 5.1 Privacy Policy 3.15(i) Real Property Leases 3.12(b) Registration Rights Agreement Recitals Required Financials 5.4 Required Financial Statements 5.4 Reservoir Media 3.7 ▇▇▇▇ 4.4 SEC Tax Opinion 7.9(d) SEC Tax Representation Letters 7.9(e) Sponsor Recitals Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation 1.1 Surviving Corporation Recitals Tax Opinions 7.9(d) Tax Representation Letters 7.9(e) Transaction Proposal 7.2(b) Trust Account 4.8 Trust Agreement 4.8 Trustee 4.8 Voting Matters 7.2(b) Works 3.15(f) Written Consent Recitals‎2.02(a)(i)

Appears in 1 contract

Sources: Merger Agreement (Stewart Information Services Corp)