Defined Term Section. Action Section 5.11(a) ADS Depositary Section 4.3 Affected Employees Section 5.12(a) Affiliate Section 3.27 Agreement Preamble Antitrust Laws Section 5.4(c) Applicable Laws Section 3.5(a) Assumed Option Section 2.1(c)(iii)(A) Assumed RSU Award Section 2.1(c)(v)(B) Book Entry Share Section 2.1(c)(i) Business Day Section 8.9(k) Cash-Only Shares Section 2.1(c)(i) Certificate of Merger Section 1.1 Class A Ordinary Shares Recitals Class B Ordinary Shares Section 4.3 Closing Section 1.2 Closing Date Section 1.2 Code Section 2.1(c)(iii)(A) Company Preamble Company Acquisition Proposal Section 5.2(a) Company Adverse Recommendation Change Section 5.2(d)(i) Company Benefit Plans Section 3.11(a) Company Certificate Section 2.1(c)(i) Company Common Stock Recitals Company Disclosure Schedule Article 3 Company ESPP Section 5.12(d) Company Material Adverse Effect Section 3.1 Company Material Contract Section 3.23(a) Company Permits Section 3.5(b) Company Permitted Liens Section 3.21(a) Company Preferred Stock Section 3.3 Company Real Property Section 3.5(d) Company Reports Section 3.7(a) Company Representatives Section 5.2(a) Company Restricted Stock Awards Section 2.1(c)(iv) Company Rights Section 2.5 Company Rights Agreement Section 2.5 Company RSU Awards Section 2.1(c)(v) Company Stockholder Approval Section 3.20 Company Stock Option Section 2.1(c)(iii)(A) Company Superior Proposal Section 5.2(d)(ii) Defined Term Section Competition Action Section 5.4(c) Confidentiality Agreement Section 5.2(a) control Section 3.27 Cutoff Date Section 8.9(e) Definitive Financing Agreements Section 5.13(b) Delaware Sub Preamble Deposit Agreement Section 4.3 Derivative Transaction Section 3.25(a) DGCL Recitals Dissenting Shares Section 2.1(c)(vii) Dissenting Stockholder Section 2.1(c)(vii) DLLCA Recitals Effective Time Section 1.1 Environmental Laws Section 3.13(a) ERISA Section 3.11(a) ERISA Affiliate Section 3.11(c) Equity Compensation Exchange Ratio Section 2.1(c)(i) Exchange Act Section 3.4 Exchange Agent Section 2.2(a) Exchange Fund Section 2.2(a) Exchange Ratio Section 2.1(c)(i) Excluded Shares Section 2.1(c)(ii) FCPA Section 3.5(e) Fee Section 7.5(b) Final Parent Stock Price Section 2.1(c)(i) Financing Section 5.13(a) Financing Commitments Section 5.13(a) Financing Sources Section 5.13(a) Form F-6 Section 5.7(a) Form S-4 Section 5.7(a) GAAP Section 3.7(b) Governmental Entity Section 3.6(b) Governmental Official Section 3.5(e) Hazardous Materials Section 3.13(b) HSR Act Section 3....
Defined Term Section. Envoy First Paragraph Equity Holder Release Section 2.2(a) Escrow Agent Section 1.6(b)(iv) Escrow Agreement Section 1.6(a)(iii) Escrowed Cash Section 2.2(e) Escrowed Consideration Section 2.2(e) Escrowed EBS Master Units Section 2.2(e) Estimated Closing Date Balance Sheet Section 2.3(a)(i) Estimated Net Working Capital Amount Section 2.3(a)(i) Estimated Working Capital Adjustment Section 2.3(a)(i) Final Adjustment Amount Section 2.3(a)(iv) Financial Statements Section 3.3 Federal Privacy and Security Regulations Section 3.20(a) Federal Transaction Regulations Section 3.20(a) Funds Flow Statement Section 1.6(a)(xv) HIPAA Section 3.20(a) Indemnification Agreements Section 2.2(a) Indemnified Managers/Officers Section 5.3(a) Indemnified Person Section 7.7(a) Indemnified Person Customer Section 7.12(a) Indemnifying Person Section 7.7(a) Independent Accountants Section 2.3(a)(iii) IP Licenses Section 3.15(c) Joint IP Third-Party Infringement Claim Section 7.4(f) Leased Real Property Section 3.6(a) Letter of Transmittal Section 2.2(a) Listed Patents Section 7.2(d) Majority Holders Section 8.12(a) Xxxx Xxxx Employment Agreement Section 1.6(a)(vii) Material Customers Section 3.19(a) Material Suppliers Section 3.19(b) Member Release Section 2.2(a) Members’ Representative Section 8.12(a) Members’ Representative Authorized Payments Section 2.2(d)(i) Merger Recitals Merger Consideration Section 2.2(b) Merger Sub First Paragraph Xxxxxx Xxxx Employment and Consulting Agreement Section 1.6(a)(vii) Non-Delivering Company Members Section 2.2(f) Options Section 2.6(a) Option Holders Section 2.6(a) Option Letter Agreements Section 2.6(a) Option Payment Section 2.6(b) Per Unit Merger Consideration Section 2.2(c) Post-Closing Infringement Section 7.4(f) Pre-Amendment Option Plan Section 3.4(d) Pre-Amendment Plan Option Payments Section 2.6(a) Defined Term Section Pre-Amendment Plan Options Section 2.6(a) Pre-Closing Infringement Section 7.4(f) Pre-Closing Tax Claim Section 6.8 Pre-Closing Tax Period Section 7.2(c) Purchase Price Allocation Section 6.6 Reference Balance Sheet Date Section 3.3 Restrictive Covenant Agreements Section 1.6(a)(iv) Second Look Collections Section 2.3(c) Second Look Period Section 2.3(c) Straddle Period Section 6.2 Subscription Agreement Section 1.6(a)(ii) Surviving Entity Section 1.1 Tail Policy Section 5.3(b) TBOC Section 1.1 Third Party Claim Section 7.7(a) TLLCA Section 1.1 Unaudited Financial Statements Section 3.3
Defined Term Section. 1940 Act 15(a) Act 1 Advisers Act 15(a) Affiliate 14(c) Agreement Preamble CEAct 8(e) Certificate of Limited Partnership 1 CFTC 3 Charter Series Partnership(s) 10(b) Code 7(c)(4) Commodity Broker 6 Customer Agreement 8(b) Determination Date 7(b) Exchange Agreement and Power of Attorney 10(c) Exchange Date 10(c) Futures Interests 3 General Partner Preamble Initial Closing 6 Initial Offering 6 Limited Partners Preamble Management Agreement 8(b) NASAA Guidelines 5 Net Asset Value 7(d)(2) Net Assets 7(d)(1) NFA 6 Non-Series Exchange 10(b) Partners Preamble Partnership 1 Prospectus 6 Pyramiding 8(c)(5) Redemption 10(b) Redemption Date 10(b) Request for Redemption 10(b) SEC 5 Selling Agent 6 Series Exchange 10(c) Special Redemption Date 9 Trading Advisor 6 Trading Profits 7(e) Transaction Fees and Costs 7(e) Unit(s) of General Partnership Xxxxxxxx 0 Xxxx(x) 0
Defined Term Section. Exchange Fund 2.2(a) GAAP 8.14(a) Governmental Entity 3.3(b)(vii) Hazardous Substance 3.7(c) HSR Act 3.3(b)(iii) Indebtedness 8.14(a) Indemnification Agreements 5.9(a) Intellectual Property 3.14(c) knowledge 8.14(a) Law 3.6(a) Laws 3.6(a) Leased Real Properties 3.15(b) Licenses 3.14(b) Lien 3.3(c)(i) Material Lease 3.3(d)(ii) Measurement Date 3.2(c) Merger First Recital Merger Consideration 2.1(a) Merger Sub Introduction NASDAQ 3.3(b)(vi) New Plans 5.5(b)(iv) Old Plans 5.5(b)(iv) Option and Stock-Based Award Consideration 2.2(a)(ii) Other Incentive Awards 3.2(c)(iii) Owned Real Properties 3.15(a) Parent Introduction Parent Approvals 4.2(b) Parent Disclosure Schedule Introductory paragraph to Article IV Parent Material Adverse Effect 4.1 PARSUs 5.5(a)(ii) Paying Agent 2.2(a) Defined Term Section Permitted Lien 3.3(c)(i) person 8.14(a) principal executive officer 3.4(d) principal financial officer 3.4(d) Property Encumbrances 3.15(a) Proxy Statement 3.11 Qualifying Transaction 7.2(a)(i)(A) Real Properties 3.15(b) Recommendation 3.3(a) Regulatory Law 5.6(d) Representatives 5.2(a) Restricted Stock 5.5(a)(ii) SEC 3.4(a) Securities Act 3.3(b)(iv) Share 2.1(a) Software 3.14(f) SOX 3.4(d) Subsidiaries 8.14(a) Superior Proposal 5.3(g) Surviving Corporation 1.1 Tax Return 3.12(c)(ii) Taxes 3.12(c)(i) Termination Date 5.1(a)
Defined Term Section. Closing Adjustment 3.3(a) Cost Update 2.3(h) Decommissioning 2.3(c) Emergency Capital Expenditures 3.2(b) Estimated Adjustment 3.3(a) Estimated Closing Statement 3.3(a) Excess Decommissioning Costs 2.3(c) Excess Reclamation Costs 2.3(h) Excluded Claims 2.2(h) Facilities Documents 2.1(j) Facilities Permits 2.1(i) Final Allocation 3.5 Final Pre-Closing Allocation 3.5 Fuel Inventory 2.1(e) Indemnifiable Claim 7.6 Indemnitee 7.3 Indemnitor 7.3 Inventory 2.1(f) JAMS 11.10(d) Leased Property 2.1(b) Mediator 11.10(d) Notice of Claim 7.3 Owned Real Property 2.1(a) Participating Owner 6.12 Pollution Control Bonds 6.5(g) Post-Closing Adjustment 3.3(b) Post-Closing Statement 3.3(b) Preliminary Title Report 6.10 Proposed Post-Closing Adjustment 3.3(b) Purchaser Claims 7.1(a) Purchaser Group 7.1(a) Receiving Party 6.4(e) Reclamation 2.3(h) Retained Environmental Liabilities 2.4(i) Seller Claims 7.2(a) Seller Group 7.2(a) Seller Permits 4.5 Seller’s Facilities Share 2.6(a)(i) SO2 Emission Allowances 2.2(k) Title Insurer 8.7 Title Policies 8.7
Defined Term Section. Cut-Off Date 5.5(b)(i) Damages 6.2(a) D&O Insurance 5.6 DGCL 1.1 Dissenting Shares 8.14 Effective Time 1.3 Employee Benefit Plans 3.14(a) Environmental Laws 3.12(a) ERISA 3.14(a) ERISA Affiliate 3.14(a) Exchange Act 3.4(b) Excluded Party 5.5(b)(i) Financial Advisor 3.20 Financial Statements 3.5(c) Foreign Benefit Plan 3.14(l) GAAP 3.5(b) Go-Shop Period 5.5(b)(i) Go-Shop Superior Proposal 5.5(b)(ii) Governmental Entity 3.4(b) Hazardous Substance 8.14 Indemnified Parties 5.6 Intellectual Property Rights 8.14 IP License Agreement 8.13 Law 3.4(a) Leased Real Property 3.17(c) Liens 3.2 Material Adverse Effect 8.14 Merger Recitals Merger Consideration 1.8(a) ii Defined Term Section Multiemployer Plan 3.14(b) Necessary Consents 3.4(b) Newco Recitals Order 3.4(a) Owned Real Property 3.17(b) Paying Agent 2.1 PBGC 3.14(c) Person 8.14 Properties 3.12(b) Promissory Note 8.14 Proxy Statement 5.2(a) Purchaser Preamble Purchaser Ancillary Instruments 4.2 Purchaser’s Costs 8.14 Purchaser’s Renegotiation Right 5.5(a)(ii) Real Property Lease 3.17(c) Recent Balance Sheet 3.11(a) Regulatory Law 8.14 Representatives 5.5(a) SEC 3.5(a) Securities Act 3.5(a) Subsidiaries 8.14 Superior Proposal 8.14 Surviving Corporation 1.1 Taxes 8.14 Tax Return 8.14 Termination Date 7.1(b) Termination Fee 8.14 Transaction Expenses 8.14 AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (this "Agreement") is made and effective as of October 10, 2012, by and among MEGTEC Systems, Inc., a Delaware corporation ("Purchaser"), MTS WSP, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Purchaser ("Newco"), and TurboSonic Technologies, Inc., a Delaware corporation ("Company").
Defined Term Section. Share Loan and Acquisition Agreements 2.3(b) Shareholder Approvals 3.5(a) Sonterra Right of First Offer Agreement 1.2(e) Spin-Off 1.2 Springing Shares 2.3(b) Subsidiary 2.2(a) Superior Acquisition Proposal 4.1 Surviving Trust 1.1 Takeover Statute 2.19 Taxes 2.13(a) Third Party Management Agreements 2.17(d) Title 8 1.1 to the Knowledge of EQR 3.21 to the Knowledge of Wellsford 2.25 Transaction Costs Agreement 5.4 Transfer and Gains Taxes 5.9 Wellsford Preamble Wellsford Benefit Plans 2.11(a) Wellsford Common Shares 1.2(f) Wellsford Disclosure Letter Article 2 Wellsford Financial Statement Date 2.6 Wellsford Material Adverse Change 2.6 Wellsford Material Adverse Effect 2.1 Wellsford Options 2.3(b) Wellsford Properties 2.8(a) Wellsford SEC Documents 2.5 Wellsford Series A Preferred Shares 2.3(a) Wellsford Series B Preferred Shares 2.3(a) Wellsford Shareholder Approvals 2.4(a) Wellsford Shareholder Meeting 5.1(c) Wellsford Subsidiaries 2.2 WPHC 1.10 WPHC Non-Voting Shares 5.24 WPHC Voting Shares 5.24 AGREEMENT AND PLAN OF MERGER ---------------------------- THIS AGREEMENT AND PLAN OF MERGER (this "Agreement") dated as of January 16, 1997 by and between EQUITY RESIDENTIAL PROPERTIES TRUST, a Maryland real estate investment trust ("EQR"), and WELLSFORD RESIDENTIAL PROPERTY TRUST, a Maryland real estate investment trust ("Wellsford").
Defined Term Section. JDC Proposal Notice 5.1 Joint Commercialization Committee 2.3 Joint Development Committee 2.2 Joint Inventions 10.1.2(a) Joint Know-How 10.1.1 Joint Manufacturing Subcommittee 7.5 Key Milestone 3.5 Label Expansion 5.1 Liabilities 13.1 Liabilities for an Intrinsic Defect 13.4 Loan 6.4.1(b) Milestone 6.2.3 NDA Initiation 8.1.1 Negotiating Party 2.2.1(l) New Compound License 5.4 New Compound Negotiation Period 5.4 Non-VCM Improvements 9.5.2 Notice Date 15.5.3(a)(i) Notice Period 15.5.3(a)(i) Other Formulation 5.1 Otsuka Introduction Otsuka Indemnitees 13.1 Otsuka Inventions 10.1.2(a) Parties Introduction Party Introduction Patent Infringement Claim 10.3.2 Patent Prosecution Plan 2.2.1(o) Paying Party 6.3.6 Permitted Overrun 6.6 Pharmacovigilance Agreement 8.4 Phase II Costs 6.4.1(a) Phase III Costs 6.4.1(a) Preexisting Product 2.1.2 * Confidential Treatment Requested. Execution Copy Defined Term Section Product Infringement Claim 10.4 Product Recall Expenses 8.5 Product Withdrawal Expenses 8.6 Promissory Note 6.4.1(b) Providing Party 9.7.3 Receiving Party 9.7.3 Research Cost 5.5.4(a) Research Plan 5.5.1 Research Program Term 5.5.4(a) Responding Party 6.9.2 Royalty for Shared Territory 6.3.2 Royalty for Sole Territory 6.3.1
Defined Term Section. Action Section 1.1(1) Affiliate Section 1.1(2) Allegion Asset Transferee Section 1.1(3) Allegion Assets Section 1.1(4) Agreement Preamble Agreement Disputes Section 8.1
Defined Term Section. Merger Closing Recitals Merger Closing Date Section 1.4(a) Merger Sub Recitals Merger Transaction Recitals Multiemployer Plan Section 3.11(d) New Securities Issuance Section 7.7(a) PIPE Investment Recitals Prospectus Section 9.2(a)(ii) Purchase Price Section 1.3 Registrable Securities Section 7.3(a) Registration Period Section 7.3(d)(i) Resale Registration Statement Section 7.3(a) SEC SPAC Accounting Changes Section 2.13(d) Sponsor Preamble Subscription Agreements Recitals Suspension Event Section 7.3(e) Transaction Recitals Transaction Documents Recitals Trust Agreement Section 2.8 Trustee Section 2.8 Underlying Shares Section 1.6 Union Section 3.14(g) Year End Financial Statements Section 3.4(a) EXHIBIT C Form of Convertible Note AGREED FORM THE SALE OF THIS SECURITY (INCLUDING ANY SECURITIES ISSUABLE UPON CONVERSION) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT, AS AMENDED OR APPLICABLE STATE SECURITIES LAWS. THIS SECURITY (INCLUDING ANY SECURITIES ISSUABLE UPON CONVERSION) HAS BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO ITS DISTRIBUTION OR RESALE, AND MAY NOT BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT FOR SALE OF THIS SECURITY (INCLUDING ANY SECURITIES ISSUABLE UPON CONVERSION) UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS, OR AN EXEMPTION THEREFROM. THIS NOTE HAS BEEN ISSUED WITH “ORIGINAL ISSUE DISCOUNT” (WITHIN THE MEANING OF SECTION 1272 OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED). UPON WRITTEN REQUEST (ADDRESSED TO [●] AT UNITED HOMES GROUP, INC., 00 X XXXXX XXXXX XXXXX, XXXX, XXXXX XXXXXXXX 00000), THE ISSUER WILL PROMPTLY MAKE AVAILABLE TO ANY HOLDER OF THIS NOTE THE FOLLOWING INFORMATION: (1) THE ISSUE PRICE AND ISSUE DATE OF THE NOTE; (2) THE AMOUNT OF ORIGINAL ISSUE DISCOUNT ON THE NOTE; AND (3) THE YIELD TO MATURITY OF THE NOTE. UNITED HOMES GROUP, INC. SENIOR CONVERTIBLE PROMISSORY NOTE $[•] [●], 2023 FOR VALUE RECEIVED, United Homes Group, Inc., (formerly known as DiamondHead Holdings Corp.) a corporation organized under the Laws of the state of Delaware (the “Issuer”), HEREBY promises to pay to the order of [Holder], or its registered assigns (the “Holder”), the principal sum of [•] U.S. dollars ($[•]) (the “Principal Amount”) plus the aggregate amount of accrued interest on the outstanding Principal Amount, in each case pursuant to the terms and conditions of that certain convertible note purchase agreement, dated as of March 21, 2023, by and among the Issuer, ...
