Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 28 contracts
Samples: Securities Purchase Agreement (Canoo Inc.), Common Stock and Common Warrant Subscription Agreement (Aquila Tony), Common Stock and Common Warrant Subscription Agreement (Canoo Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Eon Communications Corp), Securities Purchase Agreement (NGAS Resources Inc), Securities Purchase Agreement (TXCO Resources Inc)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 9 contracts
Samples: Common Stock Purchase Agreement (HyreCar Inc.), Securities Purchase Agreement (Microvision Inc), Securities Purchase Agreement (Smart Video Technologies Inc)
Sxxxxxxx-Xxxxx Act. The Company is and its subsidiaries are in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 Act, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are applicable to the Company and its subsidiaries and effective as of the date hereof.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Growlife, Inc.), Securities Purchase Agreement (Clubhouse Media Group, Inc.), Securities Purchase Agreement (Kraig Biocraft Laboratories, Inc)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements provisions of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of amended and the date hereof, and any and all applicable rules and regulations promulgated by thereunder or has implemented the SEC thereunder provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are effective in effect and with which the Company is required to comply as of the date hereof.
Appears in 8 contracts
Samples: Underwriting Agreement (Option Care Health, Inc.), Option Care (Option Care Health, Inc.), Underwriting Agreement (Option Care Health, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofhereof and applicable to it, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective and applicable to it as of the date hereof, except where such noncompliance would not have a Material Adverse Effect.
Appears in 7 contracts
Samples: Note Purchase Agreement (Medical Media Television, Inc.), Stock Purchase Agreement (Medical Media Television, Inc.), Note Purchase Agreement (Medical Media Television, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Cryptyde, Inc.), Securities Purchase Agreement (Bridgeline Digital, Inc.), Registration Rights Agreement (Ardsley Advisory Partners)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Innovative Food Holdings Inc), Securities Purchase Agreement (GT Biopharma, Inc.), Securities Purchase Agreement (Sorrento Therapeutics, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 6 contracts
Samples: Securities Purchase Agreement (TFF Pharmaceuticals, Inc.), Securities Purchase Agreement (Atomera Inc), Securities Purchase Agreement (Atomera Inc)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 6 contracts
Samples: Preferred Stock Purchase Agreement (Fusion Connect, Inc.), Placement Agency Agreement (Monaker Group, Inc.), Common Stock Purchase Agreement (Fusion Telecommunications International Inc)
Sxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof.
Appears in 5 contracts
Samples: Securities Purchase Agreement (INVO Bioscience, Inc.), Securities Purchase Agreement (INVO Bioscience, Inc.), Securities Purchase Agreement (Eastside Distilling, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Players Network), Securities Purchase Agreement (TWO RIVERS WATER & FARMING Co), Form of Note Purchase Agreement (Advaxis, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof and are applicable to the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Eco-Stim Energy Solutions, Inc.), Common Stock Subscription Agreement (Eco-Stim Energy Solutions, Inc.), Securities Purchase Agreement (Eco-Stim Energy Solutions, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereofhereof and as of the Closing Date, except where the failure to be in compliance would not result in a Material Adverse Effect.
Appears in 3 contracts
Samples: Securities Purchase Agreement (SANUWAVE Health, Inc.), Securities Purchase Agreement (SANUWAVE Health, Inc.), Series C Preferred Stock Purchase Agreement (SANUWAVE Health, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements provisions of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthis Agreement.
Appears in 3 contracts
Samples: Purchase Agreement (Allis Chalmers Energy Inc.), Purchase Agreement (Allis Chalmers Energy Inc.), Purchase Agreement (Allis Chalmers Energy Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Securities and Exchange Commission (the “SEC”) thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Form of Exchange Agreement (Advaxis, Inc.), Exchange Agreement (Advaxis, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Annovis Bio, Inc.), Securities Purchase Agreement (Annovis Bio, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 2 contracts
Samples: Subscription and Registration Rights Agreement (Endeavour International Corp), Note Purchase Facility Agreement (Stratos Renewables CORP)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof, except as would not reasonably be expected to have a Material Adverse Effect.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Bookham, Inc.), Securities Purchase Agreement (Bookham, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is and its subsidiaries are in compliance with any and all applicable requirements of the Sxxxxxxx-Sxxxxxxx- Xxxxx Act of 2002 Act, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are applicable to the Company and its subsidiaries and effective as of the date hereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Propanc Biopharma, Inc.), Securities Purchase Agreement (Propanc Biopharma, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ONCOSEC MEDICAL Inc), Securities Purchase Agreement (Ampio Pharmaceuticals, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements provisions of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not reasonably be expected to have, individually or in the aggregate, a Material Adverse Effect.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Windtree Therapeutics Inc /De/), Securities Purchase Agreement (Discovery Laboratories Inc /De/)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements provisions of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by thereunder or implementing the SEC thereunder provisions thereof that are effective as of the date hereofthen in effect.
Appears in 2 contracts
Samples: Underwriting Agreement (Widepoint Corp), Underwriting Agreement (Widepoint Corp)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where the failure to be in such compliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Liquidia Corp), Common Stock Purchase Agreement (Liquidia Corp)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all currently applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Samples: Secured Convertible Note and Warrant Purchase Agreement (Bulova Technologies Group, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofhereof and applicable to it, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a material adverse effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (Senesco Technologies Inc)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where the failure to be in compliance would not reasonably be expected to result in a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (China Bak Battery Inc)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Securities and Exchange Commission thereunder that are effective as of the date hereof.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all the applicable requirements provisions of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of and the date hereof, and any and all applicable rules and regulations promulgated by thereunder (the SEC thereunder “Sxxxxxxx-Xxxxx Act”) that are effective as of currently in effect and require compliance on or before the date hereof.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective to the Company, as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective to the Company as of the date hereofhereof and as of the Closing Date.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof and as of the Closing Date.
Appears in 1 contract
Samples: Securities Purchase Agreement (Corindus Vascular Robotics, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all respects with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable the requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofapplicable to it, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Note Purchase Agreement (Berliner Communications Inc)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements provisions of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of amended and the date hereof, and any and all applicable rules and regulations promulgated by thereunder or has implemented the SEC thereunder provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are effective in effect and with which the Company is required to comply as of the date hereof.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements effective provisions of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of and the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofin connection therewith.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not reasonably be expected to result in a Material Adverse Effect.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Cyber Supply Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofEffective Date, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereofEffective Date.
Appears in 1 contract
Samples: Securities Purchase Agreement (Quantum Materials Corp.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have a Material Adverse Effect.
Appears in 1 contract
Samples: Agreement (Syntroleum Corp)
Sxxxxxxx-Xxxxx Act. The Except as disclosed in the SEC Documents, the Company is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Transwitch Corp /De)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofhereof with respect to the Company, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable the requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective and applicable to the Company as of the date hereof, and any and all applicable the rules and regulations promulgated by the SEC Commission thereunder that are effective and applicable to the Company as of the date hereof.
Appears in 1 contract
Samples: Stock Purchase Agreement (Crinetics Pharmaceuticals, Inc.)
Sxxxxxxx-Xxxxx Act. The To the best of its knowledge, the Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (City Language Exchange Inc)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofof the Original Agreement, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (SouthPeak Interactive CORP)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof, except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof., except where such noncompliance would not have, individually or in the aggregate, a Material Adverse Effect. Section 2.2
Appears in 1 contract
Samples: Securities Purchase Agreement (Consolidated Energy Inc)
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements provisions of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective to it as of the date hereof.
Appears in 1 contract
Samples: Series C Convertible Preferred Stock and Warrant Purchase Agreement (Abry Mezzanine Partners Lp)
Sxxxxxxx-Xxxxx Act. The Other than as disclosed in the SEC Reports filed with the SEC prior to the date hereof, the Company is in compliance in all respects with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Pressure Biosciences Inc)
Sxxxxxxx-Xxxxx Act. The Company is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Sxxxxxxx-Xxxxx Act”) that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof and as of the date hereof.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC United States Securities and Exchange Commission (the “SEC”) thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Warrantholder Rights Agreement (Syntax-Brillian Corp)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective and applicable to the Company as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (VeruTEK Technologies, Inc.)
Sxxxxxxx-Xxxxx Act. The Company is in compliance with any and all applicable requirements provisions of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Windtree Therapeutics Inc /De/)
