Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 147 contracts
Samples: Securities Purchase Agreement (Growlife, Inc.), Securities Purchase Agreement (Healthcare Integrated Technologies Inc.), Securities Purchase Agreement (Kaival Brands Innovations Group, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 66 contracts
Samples: Securities Purchase Agreement (Splash Beverage Group, Inc.), Securities Purchase Agreement (OneMedNet Corp), Note Purchase Agreement (Ault Alliance, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Verus International, Inc.), Securities Purchase Agreement (Verus International, Inc.), Securities Purchase Agreement (Verus International, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Conversion Labs, Inc.), Securities Purchase Agreement (Conversion Labs, Inc.), Securities Purchase Agreement (Sinocoking Coal & Coke Chemical Industries, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 6 contracts
Samples: Securities Purchase Agreement (OKYO Pharma LTD), Securities Purchase Agreement (OKYO Pharma LTD), Securities Purchase Agreement (OKYO Pharma LTD)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 6 contracts
Samples: Subscription Agreement (Sevion Therapeutics, Inc.), Securities Purchase Agreement (U-Vend, Inc.), Subscription Agreement (Sevion Therapeutics, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Freeseas Inc.), Securities Purchase Agreement (Lightpath Technologies Inc), Placement Agent Agreement (Freeseas Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 4 contracts
Samples: Securities Purchase Agreement (IMAC Holdings, Inc.), Securities Purchase Agreement (IMAC Holdings, Inc.), Securities Purchase Agreement (IMAC Holdings, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary has been at all times and currently is in compliance in all material compliance respects with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 4 contracts
Samples: Purchase Agreement (Oncobiologics, Inc.), Exchange Agreement (Oncobiologics, Inc.), Purchase Agreement (Oncobiologics, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Dolphin Entertainment, Inc.), Securities Purchase Agreement (Dolphin Entertainment, Inc.), Securities Purchase Agreement (Dolphin Entertainment, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 3 contracts
Samples: Exchange Agreement (Workstream Inc), Transaction Agreement (Magnetar Financial LLC), 2010 Exchange and Share Purchase Agreement (Workstream Inc)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Lm Funding America, Inc.), Securities Purchase Agreement (Lm Funding America, Inc.), Securities Purchase Agreement (Lm Funding America, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof and as of the Closing Date.
Appears in 3 contracts
Samples: Securities Purchase Agreement (China Ceramics Co., LTD), Securities Purchase Agreement (xG TECHNOLOGY, INC.), Securities Purchase Agreement (xG TECHNOLOGY, INC.)
Sxxxxxxx-Xxxxx Act. The Except as set forth in the SEC Documents, the Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Subscription Agreement (Document Security Systems Inc), Subscription Agreement (Document Security Systems Inc)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Exchange Agreement (Box Ships Inc.), Exchange Agreement (Box Ships Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.. Exhibit 3.13
Appears in 2 contracts
Samples: Securities Purchase Agreement (RDE, Inc.), Securities Purchase Agreement (RDE, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance, in all material compliance respects, with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Digital Health Acquisition Corp.), Securities Purchase Agreement (Digital Health Acquisition Corp.)
Sxxxxxxx-Xxxxx Act. The Except as disclosed in the SEC Documents, the Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Edison Nation, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Company Subsidiary is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Samples: Securities Purchase Agreement (Vinco Ventures, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Samples: Securities Purchase Agreement (WPCS International Inc)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereofEffective Date, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofEffective Date, except as disclosed in the SEC Documents.
Appears in 1 contract
Samples: Securities Purchase Agreement (Driveitaway Holdings, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Infinity Energy Resources, Inc)
Sxxxxxxx-Xxxxx Act. The Each of the Company and each Subsidiary is in compliance in all material compliance respects with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, hereof and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Recon Technology, LTD)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC or OTC Markets thereunder that are effective as of the date hereof, as applicable.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC U.S. Securities and Exchange Commission (“SEC”) thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Stock Purchase Agreement (Lm Funding America, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder thereunder, in each case that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Rock Creek Pharmaceuticals, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Significant Subsidiary is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of thereunder, in each case to the date hereofextent applicable.
Appears in 1 contract
Samples: Securities Purchase Agreement (Rekor Systems, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, hereof and all applicable rules and regulations promulgated by the SEC thereunder thereunder, that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Biostar Pharmaceuticals, Inc.)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder for companies that are effective as similar size and type of the date hereofCompany.
Appears in 1 contract
Samples: Securities Purchase Agreement (Globus Maritime LTD)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.hereof (r)
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where the failure to comply could not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that thereunder, as are effective as of in effect on the date hereof.
Appears in 1 contract
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and all applicable rules and regulations promulgated by the SEC thereunder that thereunder, as are effective in effect as of the date hereof.
Appears in 1 contract
Samples: Form of Securities Purchase Agreement (Tantech Holdings LTD)
Sxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Sxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder for companies that are effective as similar size and type of the date hereofCompany.
Appears in 1 contract
Samples: Share and Warrant Purchase Agreement (Globus Maritime LTD)
