Summary Order Execution Policy Sample Clauses

Summary Order Execution Policy. 2.1 When executing and arranging for the execution of orders on your behalf, subject to and taking into account any specific instructions you may give, we will take all sufficient steps to obtain the best possible result for you in respect of transactions executed on your behalf. We will act in accordance with your best interests when executing, arranging, receiving or transmitting orders on your behalf.
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Summary Order Execution Policy. This statement summarises the Investment Manager’s policy in respect of its client order execution for taking all sufficient steps to obtain the best result for its clients when executing transactions on behalf of clients in accordance with MiFID II. A copy of the full policy is available on request. A list of approved execution venues is available on request. These execution venues are all counterparties that have been selected and approved by the Investment Manager. When executing orders on behalf of its clients the Investment Manager will take all sufficient steps to achieve ‘best execution’ through each stage of the execution process. The Investment Manager has in place a policy and procedures which are designed to obtain the best possible execution result taking into account the nature of client orders, the priorities placed in filling those orders and the market in question which, in the view of the Investment Manager, will provide the best balance across a range of sometimes conflicting factors. In the case of UCITS Schemes that are priced on a regular basis, execution can only be effected through the UCITS Scheme manager acting under COLL. The Investment Manager will seek the most favourable terms reasonably available to fulfil its clients’ orders. In all orders the Investment Manager will carefully consider the elements in the Order Execution Policy to ensure that their regulatory obligations are met. The Investment Manager will employ all resources available to it including the Investment Manager’s order management system and information technology systems to ensure executions are routed efficiently and monitored to ensure the execution quality is in the best interest of its clients. The Investment Manager will review the Order Execution Policy on a periodic basis or when material changes are made from a regulatory perspective to ensure that the Investment Manager’s policy and methods of execution continue to be current and in line with market and regulatory developments. In addition, the Investment Manager will, on a regular basis review and assess the quality of execution afforded by those venues on which it executes client orders. Whilst the Investment Manager takes all sufficient steps based on those resources available to be satisfied that the Investment Manager has processes in place that can be expected to lead to the delivery of best execution of Client orders, the Investment Manager does not guarantee that it will always be able to provi...
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Summary Order Execution Policy. This statement summarises the Investment Manager’s policy in respect of its client order execution for taking all sufficient steps to obtain the best result for its clients when executing transactions on behalf of clients in accordance with MiFID II. A copy of the full policy is available on request. A list of approved execution venues is available on request. These execution venues are all counterparties that have been selected and approved by the Investment Manager. All of these counterparties are authorised to handle orders on Regulated Markets (such as the London Stock Exchange), Multilateral Trading Facilities (MTFs) and with Retail Service Providers (RSPs). When executing orders on behalf of its clients the Investment Manager will take all sufficient steps to achieve ‘best execution’ through each stage of the execution process. The Investment Manager has in place a policy and procedures which are designed to obtain the best possible execution result taking into account the nature of client orders, the priorities placed in filling those orders and the market in question which, in the view of the Investment Manager, will provide the best balance across a range of sometimes conflicting factors. To achieve ‘best execution’ the Investment Manager will take into account the following factors and their relative importance: • Overall cost of transaction; • Price; • Speed of execution; • Liquidity of the market (which may make it difficult to even execute an order); • Size of transaction; • Nature of transaction; • Counterparty risk; • Whether it is executed on a regulated market or over-the-counter; • Any other consideration relevant to the execution of the order. To determine the relative importance to be placed by the Investment Manager on any of the execution factors we will take into account: • The characteristics of the client including the categorisation of the client as a retail or professional investor; • The characteristics of the client order, the financial instrument and possible execution venues; • Any specific or general instructions given to us by you. In the absence of express instructions from the Client, the Investment Manager will exercise its discretion in determining the factors that it needs to take into account for the purposes of taking all sufficient steps to obtain ‘best execution’. Differing market conventions and the diversity of financial products will result in different factors being prioritised when the Investment Manager asses...
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