Summary Order Execution Policy Sample Clauses

Summary Order Execution Policy. 2.1 When executing and arranging for the execution of orders on your behalf, subject to and taking into account any specific instructions you may give, we will take all sufficient steps to obtain the best possible result for you in respect of transactions executed on your behalf. We will act in accordance with your best interests when executing, arranging, receiving or transmitting orders on your behalf.
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Summary Order Execution Policy. This statement summarises the Investment Manager’s policy in respect of its client order execution for taking all sufficient steps to obtain the best result for its clients when executing transactions on behalf of clients in accordance with MiFID II. A copy of the full policy is available on request. Execution Venues A list of approved execution venues is available on request. These execution venues are all counterparties that have been selected and approved by the Investment Manager. Execution Quality When executing orders on behalf of its clients the Investment Manager will take all sufficient steps to achieve ‘best execution’ through each stage of the execution process. The Investment Manager has in place a policy and procedures which are designed to obtain the best possible execution result taking into account the nature of client orders, the priorities placed in filling those orders and the market in question which, in the view of the Investment Manager, will provide the best balance across a range of sometimes conflicting factors. In the case of UCITS Schemes that are priced on a regular basis, execution can only be effected through the UCITS Scheme manager acting under COLL. Execution Process The Investment Manager will seek the most favourable terms reasonably available to fulfil its clients’ orders. In all orders the Investment Manager will carefully consider the elements in the Order Execution Policy to ensure that their regulatory obligations are met. The Investment Manager will employ all resources available to it including the Investment Manager’s order management system and information technology systems to ensure executions are routed efficiently and monitored to ensure the execution quality is in the best interest of its clients. The Investment Manager will review the Order Execution Policy on a periodic basis or when material changes are made from a regulatory perspective to ensure that the Investment Manager’s policy and methods of execution continue to be current and in line with market and regulatory developments. In addition, the Investment Manager will, on a regular basis review and assess the quality of execution afforded by those venues on which it executes client orders. Whilst the Investment Manager takes all sufficient steps based on those resources available to be satisfied that the Investment Manager has processes in place that can be expected to lead to the delivery of best execution of Client orders, the Investment Manager do...
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Related to Summary Order Execution Policy

  • NO LEMON POLICY This Agreement provides that following the expiration of the term of the Covered Product’s manufacturer’s warranty, and subject to Our Limit of Liability, after three (3) service repairs have been completed for the Covered Product for the same problem, as determined in Our sole discretion, in lieu of performing a fourth (4th) repair on the Covered Product, We may replace it with a product of like kind or similar features, or issue a check to You in an amount not to exceed the remaining limit of liability as determined in accordance with the section titled “LIMIT OF LIABILITY.” If We replace the Covered Product, all Our obligations for the Covered Product under this Agreement terminate.

  • Union Policy Grievance The Union may institute a grievance consisting of an allegation of a general misinterpretation or a violation by the Employer of this Agreement in writing at Step Number 2 of the grievance procedure, providing that it is presented within ten (10) working days after the circumstances giving rise to the grievance have originated or occurred. However, it is expressly understood that the provisions of this clause may not be used to institute a grievance directly affecting an employee or employees which such employee or employees could themselves initiate as an individual or group grievance and the regular grievance procedure shall not be thereby bypassed.

  • Cancellation Policy Client is responsible for payment of the agreed upon fee for any missed session(s). Client is also responsible for payment of the agreed upon fee for any session(s) for which Client failed to give Therapist at least 24 hours’ notice of cancellation. Cancellation notice should be left on Therapist’s voice mail at 925-322-1681.

  • Vacation Policy The Executive shall be entitled to a paid vacation of four weeks during each year of the Term.

  • Distribution Policy Notwithstanding any other provision of this Agreement, distributions will be made only to Member(s) with positive Adjusted Capital Account Balances (calculated following all allocations for the period ending immediately prior to the distribution) and then to each such Member only to the extent of such Member’s positive Adjusted Capital Account Balance.

  • DISPUTE RESOLUTION POLICY It is the policy of the Office of General Services’ New York State Procurement (NYSPro) to provide vendors with an opportunity to administratively resolve disputes, complaints or inquiries related to NYSPro bid solicitations, contract awards and contract administration. NYSPro encourages vendors to seek resolution of disputes through consultation with NYSPro staff. All such matters shall be accorded impartial and timely consideration. Interested parties may also file formal written disputes. A copy of NYSPro’s Dispute Resolution Procedures for Vendors may be obtained through the OGS website (xxxx://xxx.xx.xxx/BU/PC/BizInfo.asp), (click on Dispute Resolution Procedures).

  • Certain Policies Prior to the Effective Date, each of the Company and its Subsidiaries shall, consistent with GAAP, the rules and regulations of the SEC and applicable banking laws and regulations, modify or change its loan, OREO, accrual, reserve, tax, litigation and real estate valuation policies and practices (including loan classifications and levels of reserves) so as to be applied on a basis that is consistent with that of Parent; provided, however, that no such modifications or changes need be made prior to the satisfaction of the conditions set forth in Sections 7.01(a) and 7.01(b); and further provided that in any event, no accrual or reserve made by the Company or any of its Subsidiaries pursuant to this Section 6.15 shall constitute or be deemed to be a breach, violation of or failure to satisfy any representation, warranty, covenant, agreement, condition or other provision of this Agreement or otherwise be considered in determining whether any such breach, violation or failure to satisfy shall have occurred. The recording of any such adjustments shall not be deemed to imply any misstatement of previously furnished financial statements or information and shall not be construed as concurrence of the Company or its management with any such adjustments.

  • Modifications to Contracts and Credit and Collection Policy Such Seller Party will not make any change to the Credit and Collection Policy that could adversely affect the collectibility of the Receivables or decrease the credit quality of any newly created Receivables. Except as provided in Section 7.2(d), the Servicer will not, and will not extend, amend or otherwise modify the terms of any Receivable or any Contract related thereto other than in accordance with the Credit and Collection Policy.

  • Credit and Collection Policies Comply in all material respects with the Credit and Collection Policy in regard to each Pool Receivable and the related Contract.

  • Credit and Collection Policy The Servicer has complied in all material respects with the Credit and Collection Policy with regard to each Pool Receivable and the related Contracts.

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