Common use of SHAREHOLDER Clause in Contracts

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian “no”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ The Custodian is authorized to release the Fund’s name, address, and share positions. NO x The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 56 contracts

Samples: Custodian Agreement (Diversified Real Asset Income Fund), Custodian Agreement (Nuveen Global High Income Fund), Custodian Agreement (Diversified Real Asset Income Fund)

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SHAREHOLDER. COMMUNICATIONS ELECTION ----------------------------------- SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 25 contracts

Samples: Custodian Agreement (Neuberger Berman Real Estate Income Fund Inc), Custodian Agreement (Neuberger Berman California Intermediate Municipal Fund Inc), Custodian Agreement (Neuberger Berman Real Estate Income Fund Inc)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 24 contracts

Samples: Custodian Agreement (Usaa Mutual Fund Inc), Custodian Agreement (Huntington Funds /Ma/), Custodian Agreement (Nuveen Quality Preferred Income Fund)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 of Regulation 14A under the Exchange Act requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 16 contracts

Samples: Master Custodian Agreement (Wanger Advisors Trust), Master Custodian Agreement (Columbia Funds Variable Trust I), Master Custodian Agreement (Columbia Funds Series Trust)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 8 contracts

Samples: Custodian Agreement (CDC MPT Funds), Custodian Agreement (Cypresstree Senior Rate Fund), Custodian Agreement (Golden Oak Family of Funds)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian “no”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ The Custodian is authorized to release the Fund’s name, address, and share positions. NO x The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 5 contracts

Samples: Custodian Agreement (Dodge & Cox Funds), Custodian Agreement (Nuveen Global Government Enhanced Income Fund), Custodian Agreement (Nicholas-Applegate International & Premium Strategy Fund)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund Funds to indicate whether it authorizes they authorize the Custodian to provide the Fund’s nameFunds' names, addressaddresses, and share position positions to requesting companies whose securities the Fund ownsFunds own. If the Fund tells Funds tell the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund Funds tells the Custodian "yes" or does do not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund Funds as consenting to disclosure of this information for all securities owned by the Fund Funds or any funds or accounts established by the FundFunds. For the Fund’s Funds' protection, the Rule prohibits the requesting company from using the Fund’s name Funds' names and address addresses for any purpose other than corporate communications. Please indicate below whether the Fund consents Funds consent or objects object by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s nameFunds' names, addressaddresses, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s nameFunds' names, addressaddresses, and share positions.

Appears in 3 contracts

Samples: Master Custodian Agreement (Columbia Common Stock Fund Inc), Custodian Agreement (Columbia Short Term Bond Fund Inc), Custodian Agreement (Columbia Strategic Value Fund Inc)

SHAREHOLDER. COMMUNICATIONS ELECTION ELECTION. SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 3 contracts

Samples: Custodian Agreement (First Eagle Overseas Variable Fund), Exhibit G Custodian Agreement (Morgan Keegan Select Fund Inc), Custodian Agreement (RMK Multi-Sector High Income Fund Inc)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it the Funs authorizes the Custodian to provide the Fund’s name's names, address, and share position to requesting companies whose securities stock the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s name 's names and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects object by checking one of the alternatives below. YES ¨ Yes / / The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x No /X/ The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 2 contracts

Samples: Custodian Contract (Hartford Series Fund Inc), Amended And (Hartford Advisors HLS Fund Inc)

SHAREHOLDER. COMMUNICATIONS ELECTION ELECTION. SEC Rule 14b-2 requires banks which that hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.. FUNDS TRANSFER ADDENDUM [STATE STREET LOGO]

Appears in 1 contract

Samples: Custodian Agreement (State Street Master Funds)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Schroder Series Trust

SHAREHOLDER. COMMUNICATIONS ELECTION ELECTION. SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.. SCHEDULE C MARKET INFORMATION December, 2003 PUBLICATION/TYPE OF INFORMATION BRIEF DESCRIPTION ------------------------------- ----------------- (SCHEDULED FREQUENCY)

Appears in 1 contract

Samples: Custodian Agreement (RMK Strategic Income Fund Inc)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian “no”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO x [ X ] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (Nuveen Investment Trust V)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [_] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (Commonwealth Cash Reserve Fund Inc)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.. SIGNATURE PAGE

Appears in 1 contract

Samples: Custodian Contract (Blackrock California Municipal 2018 Term Trust)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund Trust to indicate whether it authorizes the Custodian to provide the FundTrust’s name, address, and share position to requesting companies whose securities the Fund Trust owns. If the Fund Trust tells the Custodian “no”, the Custodian will not provide this information to requesting companies. If the Fund Trust tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund Trust as consenting to disclosure of this information for all securities owned by the Fund Trust or any funds or accounts established by the FundTrust. For the FundTrust’s protection, the Rule prohibits the requesting company from using the FundTrust’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund Trust consents or objects by checking one of the alternatives below. YES ¨ The Custodian is authorized to release the FundTrust’s name, address, and share positions. NO x The Custodian is not authorized to release the FundTrust’s name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (Wasatch Funds Trust)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund Trust to indicate whether it authorizes the Custodian to provide the FundTrust’s name, address, and share position to requesting companies whose securities the Fund Trust owns. If the Fund Trust tells the Custodian “no”, the Custodian will not provide this information to requesting companies. If the Fund Trust tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund Trust as consenting to disclosure of this information for all securities owned by the Fund Trust or any funds or accounts established by the FundTrust. For the FundTrust’s protection, the Rule prohibits the requesting company from using the FundTrust’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund Trust consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the FundTrust’s name, address, and share positions. NO x [X] The Custodian is not authorized to release the FundTrust’s name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (Wasatch Funds Trust)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [X] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (Davis Variable Account Fund Inc)

SHAREHOLDER. COMMUNICATIONS ELECTION ELECTION. SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO x The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (RMK Advantage Income Fund, Inc.)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO x The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (Liberty Funds Trust V)

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SHAREHOLDER. COMMUNICATIONS ELECTION SEC ----------------------------------- Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian “custodian "yes" or does not check either "yes" or "no" below, the Custodian custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x N0 [ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Contract (Gt Global Floating Rate Fund Inc)

SHAREHOLDER. COMMUNICATIONS COMMIJMCATIONS ELECTION SEC Rule 14b-2 I 4b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian “no”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds finds or accounts established by the Fund. For the Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund 23 consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.. [REMAINDER OF PAGE INTENTIONALLY BLANK]

Appears in 1 contract

Samples: Master Custodian Agreement (Gabelli 787 Fund, Inc.)

SHAREHOLDER. COMMUNICATIONS ELECTION ELECTION. SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no”, ," the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (Lmi Funds)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it the Funs authorizes the Custodian to provide the Fund’s name's names, address, and share position to requesting companies whose securities stock the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s name 's names and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects object by checking one of the alternatives below. YES ¨ Yes [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x No [ X ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (Hartford Series Fund Inc)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund Trust to indicate whether it authorizes the Custodian to provide the Fund’s Trust's name, address, and share position to requesting companies whose securities the Fund Trust owns. If the Fund Trust tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund Trust tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund Trust as consenting to disclosure of this information for all securities owned by the Fund Trust or any funds or accounts established by the FundTrust. For the Fund’s Trust's protection, the Rule prohibits the requesting company from using the Fund’s Trust's name and address for any purpose other than corporate communications. Please indicate below whether the Fund Trust consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO x The Custodian is not authorized to release the Fund’s Trust's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (American Aadvantage Funds)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ / / The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x /X/ The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (Financial Investors Variable Insurance Trust)

SHAREHOLDER. COMMUNICATIONS ELECTION ----------------------------------- SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [X] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (Davis New York Venture Fund Inc)

SHAREHOLDER. COMMUNICATIONS ELECTION ----------------------------------- SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Agreement (North American Senior Floating Rate Fund Inc)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian “no”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s name, address, and share positions. NO x [X] The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Samples: Master Custodian Agreement (Nuveen High Income 2020 Target Term Fund)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Rule 14b-2 of Regulation 14A under the Exchange Act requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian “no”, the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian “yes” or does not check either “yes” or “no” below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s protection, the Rule prohibits the requesting company from using the Fund’s name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ The Custodian is authorized to release the Fund’s name, address, and share positions. NO x The Custodian is not authorized to release the Fund’s name, address, and share positions.

Appears in 1 contract

Samples: Master Custodian Agreement (Excelsior Funds Inc)

SHAREHOLDER. COMMUNICATIONS ELECTION SEC ----------------------------------- Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund to indicate whether it authorizes the Custodian to provide the Fund’s 's name, address, and share position to requesting companies whose securities the Fund owns. If the Fund tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund tells the Custodian "yes" or does not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund as consenting to disclosure of this information for all securities owned by the Fund or any funds or accounts established by the Fund. For the Fund’s 's protection, the Rule prohibits the requesting company from using the Fund’s 's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents or objects by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s 's name, address, and share positions. NO x [ ] The Custodian is not authorized to release the Fund’s 's name, address, and share positions.

Appears in 1 contract

Samples: Mitchell Hutchins Securities Trust

SHAREHOLDER. COMMUNICATIONS ELECTION SEC Securities and Exchange Commission Rule 14b-2 requires banks which hold securities for the account of customers to respond to requests by issuers of securities for the names, addresses and holdings of beneficial owners of securities of that issuer held by the bank unless the beneficial owner has expressly objected to disclosure of this information. In order to comply with the rule, the Custodian needs the Fund Corporation to indicate whether it the Corporation authorizes the Custodian to provide the Fund’s Corporation's name, address, and share position to requesting companies whose securities stock the Fund Corporation owns. If the Fund Corporation tells the Custodian "no", the Custodian will not provide this information to requesting companies. If the Fund Corporation tells the Custodian "yes" or does do not check either "yes" or "no" below, the Custodian is required by the rule to treat the Fund Corporation as consenting to disclosure of this information for all securities owned by the Fund Corporation or any funds or accounts established by the FundCorporation. For the Fund’s Corporation's protection, the Rule prohibits the requesting company from using the Fund’s Corporation's name and address for any purpose other than corporate communications. Please indicate below whether the Fund consents Corporation consent or objects object by checking one of the alternatives below. YES ¨ [ ] The Custodian is authorized to release the Fund’s Corporation's name, address, and share positions. NO x [ ] The Custodian is not authorized to release the Fund’s Corporation's name, address, and share positions.

Appears in 1 contract

Samples: Custodian Contract (Sunamerica Strategic Investment Series Inc)

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