Representations, Warranties and Covenants of the Adviser. (a) The Adviser agrees that it shall promptly notify Vision (i) in the event that the SEC or any other United States or state regulatory authority, governmental agency or body or securities exchange or association has censured in writing the Adviser’s or the Fund’s activities, functions or operations, suspended or revoked any registration, license or approval, or has commenced proceedings that may result in any of these actions, (ii) in the event that there is a change of control of the Adviser or (iii) of any change to the Adviser that materially and adversely affects the Adviser’s ability to perform its obligations under this Agreement.
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Samples: Closed End Fund Distribution Services Agreement (DoubleLine Shiller CAPE Enhanced Income Fund), Closed End Fund Distribution Services Agreement (Thornburg Income Builder Opportunities Trust), Closed End Fund Distribution Services Agreement (RiverNorth Flexible Municipal Income Fund II, Inc.)
Representations, Warranties and Covenants of the Adviser. (a) The Adviser agrees that it shall promptly notify Vision (i) in the event that the SEC or any other United States or state regulatory authority, governmental agency or body or securities exchange or association has censured in writing the Adviser’s or the Fund’s Funds’ activities, functions or operations, suspended or revoked any registration, license or approval, or has commenced proceedings that may result in any of these actions, (ii) in the event that there is a change of control of the Adviser or (iii) of any change to the Adviser that materially and adversely affects the Adviser’s ability to perform its obligations under this Agreement.
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Samples: Fund Distribution Services Agreement (Aberdeen Standard Global Infrastructure Income Fund), Fund Distribution Services Agreement (Aberdeen Standard Global Infrastructure Income Fund)
Representations, Warranties and Covenants of the Adviser. (a) The Adviser agrees that it shall promptly notify Vision Distributors (i) in the event that the SEC or any other United States or state regulatory authority, governmental agency or body or securities exchange or association has censured in writing the Adviser’s or the Fund’s activities, functions or operations, suspended or revoked any registration, license or approval, or has commenced proceedings that may result in any of these actions, (ii) in the event that there is a change of control of the Adviser or (iii) of any change to the Adviser that materially and adversely affects the Adviser’s ability to perform its obligations under this Agreement.
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