Common use of Reports Under the Exchange Act Clause in Contracts

Reports Under the Exchange Act. With a view to making available to the Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the Purchasers, so long as any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Purchasers to sell such securities pursuant to Rule 144 without registration.

Appears in 6 contracts

Sources: Note Purchase Agreement (Rubric Capital Management LP), Note Purchase Agreement (Heron Therapeutics, Inc. /De/), Note Purchase Agreement (Milestone Pharmaceuticals Inc.)

Reports Under the Exchange Act. With a view to making available to the Purchasers Holders the benefits of Rule 144 promulgated under the Securities Act or and any other similar rule or regulation of the Commission SEC that may at any time permit permits the Purchasers Holder to sell securities of the Company Registrable Securities to the public without registration (“Rule 144”)registration, the Company agrees to use commercially reasonable efforts to: (a) make 8.1 Make and keep public information available, as those terms are understood and defined in SEC Rule 144, during 144 or any similar or analogous rule promulgated under the Reporting PeriodSecurities Act; (b) file 8.2 File with the Commission SEC, in a timely manner manner, all reports and other documents required of the Company under the Securities Act and Exchange Act; and (c) furnish 8.3 Furnish to the Purchasersany Holder, so long as the Holder owns any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit in availing any Holder of any rule or regulation of the Purchasers to sell SEC which permits the selling of any such securities pursuant to Rule 144 without registration.

Appears in 4 contracts

Sources: Registration Rights Agreement (Gross Stephen R), Registration Rights Agreement (Jackson Richard D), Registration Rights Agreement (Ebank Financial Services Inc)

Reports Under the Exchange Act. With a view to making available to the Purchasers Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange ActAct so long as the Company remains subject to such requirements (it being understood and agreed that nothing herein shall limit any obligations of the Company under the Subscription Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and (c) furnish to the Purchasers, each Investor so long as any Purchaser such Investor owns Registrable Securities, promptly upon request during the Reporting Period: request, (i) a written statement by the Company, if true, that it has complied with the reporting reporting, submission and posting requirements of Rule 144, the Securities Act 144 and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the CompanyCompany with the SEC if such reports are not publicly available via ▇▇▇▇▇, and (iii) such other information as may be reasonably requested to permit the Purchasers Investors to sell such securities pursuant to Rule 144 without registration.

Appears in 4 contracts

Sources: Registration Rights Agreement (RPM Dental, Inc.), Registration Rights Agreement (RPM Dental, Inc.), Registration Rights Agreement (Top Gear Inc)

Reports Under the Exchange Act. With a view to making available to the Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the Purchasers, Purchasers so long as any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: , (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit the Purchasers to sell such securities pursuant to Rule 144 without registration.

Appears in 3 contracts

Sources: Securities Purchase Agreement, Securities Purchase Agreement (Arrowhead Research Corp), Securities Purchase Agreement (Ap Pharma Inc /De/)

Reports Under the Exchange Act. With In connection with the Programmed Sale Method, and with a view to making available to the Purchasers Seller the benefits of Rule 144 promulgated under the Securities Act (or any other similar rule or regulation of the Commission that may at any time permit the Purchasers Seller to sell securities of the Company Shares to the public without registration (“Rule 144”registration), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during at all times after the Reporting Perioddate hereof; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to the PurchasersSeller, so long as Seller owns any Purchaser owns Registrable SecuritiesShares and this Programmed Sale Method applies, promptly upon request during the Reporting Period: (i) a written statement by the Company, if true, Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit in availing Seller of any rule or regulation of the Purchasers to sell Commission which permits the selling of any such securities pursuant to Rule 144 without registration.

Appears in 3 contracts

Sources: Purchase Agreement (Scansoft Inc), Purchase Agreement (Scansoft Inc), Plan of Distribution Agreement (Scansoft Inc)

Reports Under the Exchange Act. With a view to making available to the Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company Shares to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the Purchasers, Purchasers so long as any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: , (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit the Purchasers to sell such securities the Shares pursuant to Rule 144 without registration.

Appears in 3 contracts

Sources: Subscription Agreement, Subscription Agreement (Arrowhead Research Corp), Subscription Agreement (Arrowhead Research Corp)

Reports Under the Exchange Act. With a view to making available to the Purchasers Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the Purchasers, Purchaser so long as any the Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: , (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit the Purchasers Purchaser to sell such securities pursuant to Rule 144 without registration.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Givemepower Corp), Securities Purchase Agreement (Givemepower Corp)

Reports Under the Exchange Act. With a view to making available to the Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep “current public information information” “available, ,” as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the Purchasers, Purchasers so long as any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: , (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit the Purchasers to sell such securities pursuant to Rule 144 without registration. The provisions of this Section 10.7 shall survive the termination of this Agreement.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Herschkowitz Samuel), Securities Purchase Agreement (Skyline Medical Inc.)

Reports Under the Exchange Act. With a view to making available to the Purchasers Holders the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers Holders to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees shall use reasonable efforts to: (ai) make and keep current public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (bii) file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (ciii) furnish to the Purchaserseach Holder, so long as any Purchaser such Holder owns Registrable Securities, promptly upon request during the Reporting Period: request, (iA) a written statement by the Company, if true, that it has complied with the applicable reporting requirements of Rule 144, the Securities Act and the Exchange Act, (iiB) a copy of the most recent annual or quarterly report of the Company and copies of such other reports and documents so filed by the Company, and (iiiC) such other information as may be reasonably requested to permit the Purchasers Holders to sell such securities pursuant to Rule 144 without registration.

Appears in 2 contracts

Sources: Registration Rights Agreement (Parent Co), Registration Rights Agreement (Parent Co)

Reports Under the Exchange Act. With a view to making available to the Purchasers Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers Investors to sell securities of the Company to the public without registration (“Rule 144”), for so long as Registrable Securities remain outstanding, the Company agrees shall use reasonable best efforts to: (a1) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b2) file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c3) furnish to the Purchaserseach Investor, so long as any Purchaser such Investor owns Registrable Securities, promptly upon request during the Reporting Period: request, (iA) a written statement by the Company, if true, that it has complied with the applicable reporting requirements of Rule 144, the Securities Act and the Exchange Act, (iiB) a copy of the most recent annual or quarterly report of the Company and copies of such other reports and documents so filed by the Company, and (iiiC) such other information as may be reasonably requested to permit the Purchasers Investors to sell such securities pursuant to Rule 144 without registration.

Appears in 2 contracts

Sources: Registration Rights Agreement (Quixote Corp), Registration Rights Agreement (Jameson Inns Inc)

Reports Under the Exchange Act. With a view to making available to the Purchasers Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission SEC that may at any time permit the Purchasers Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (ai) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (bii) file with the Commission SEC in a timely manner all reports and other documents required of the Company under the Exchange Act; and (ciii) furnish to the Purchasers, Purchaser so long as any the Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: , (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit the Purchasers Purchaser to sell such securities pursuant to Rule 144 without registration.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Cardiff Lexington Corp), Securities Purchase Agreement (1847 Holdings LLC)

Reports Under the Exchange Act. With a view to making available to the Purchasers Holders the benefits of Rule 144 promulgated under the Securities Act or and any other similar rule or regulation of the Commission that may at any time permit the Purchasers a Holder to sell securities of the Company to the public without registration (“Rule 144”)registration, the Company agrees tothat from and after the IPO Closing Date, it will: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during at all times after the Reporting Perioddate hereof; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to the Purchasersany Holder, so long as the Holder owns any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: (i) a written statement by the Company, if true, Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit in availing any Holder of any rule or regulation of the Purchasers to sell Commission which permits the selling of any such securities pursuant to Rule 144 without registration.

Appears in 2 contracts

Sources: Stock Purchase Agreement (Faroudja Inc), Investor's Rights Agreement (Faroudja Inc)

Reports Under the Exchange Act. With a view to making available to the Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the Purchasers, Purchasers so long as any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, ; (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, ; and (iii) such other information as may be reasonably requested to permit the Purchasers to sell such securities pursuant to Rule 144 without registration.

Appears in 2 contracts

Sources: Securities Purchase Agreement (La Jolla Pharmaceutical Co), Securities Purchase Agreement (RXi Pharmaceuticals Corp)

Reports Under the Exchange Act. With a view to making available to the Purchasers Investors the benefits of Rule 144 promulgated under the Securities Act or and any other similar rule or regulation of the Commission that may at any time permit the Purchasers Investors to sell securities of the Company Registrable Securities to the public without registration (“Rule 144”)registration, the Company agrees during the Effectiveness Period to use best efforts to: : (ai) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (bii) file with the Commission in a timely manner all reports and other documents required to be filed by an issuer of securities registered under the Company under Securities Act or the Exchange Act; and , and (ciii) furnish to the Purchasers, so as long as any Purchaser Investor owns Registrable Securitiesany Shares or Warrant Shares, promptly to furnish in writing upon such Investor's request during the Reporting Period: (i) a written statement by the Company, if true, Company that it has complied with the reporting requirements of Rule 144, 144 and of the Securities Act and the Exchange Act, (ii) and to furnish to such Investor a copy of the most recent annual or and quarterly report reports of the Company Company, and such other reports and documents so filed by the Company, and (iii) such other information Company as may be reasonably requested to permit in availing such Investor of any rule or regulation of the Purchasers to sell Commission permitting the selling of any such securities pursuant to Rule 144 Shares without registration.

Appears in 2 contracts

Sources: Registration Rights Agreement (Digital Lifestyles Group Inc), Securities Purchase Agreement (Digital Lifestyles Group Inc)

Reports Under the Exchange Act. With a view to making available to the Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the Purchasers, so long as any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Purchasers to sell such securities pursuant to Rule 144 without registration.such

Appears in 1 contract

Sources: Securities Purchase Agreement (Cidara Therapeutics, Inc.)

Reports Under the Exchange Act. With a view to making available to the Purchasers Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission SEC that may at any time permit the Purchasers Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (ai) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (bii) file with the Commission SEC in a timely manner all reports and other documents required of the Company under the Exchange Act; and (ciii) furnish to the Purchasers, Purchaser so long as any the Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: , (iA) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (iiB) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iiiC) such other information as may be reasonably requested to permit the Purchasers Purchaser to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Securities Purchase Agreement (1847 Holdings LLC)

Reports Under the Exchange Act. With a view to making available to the Purchasers Holders the benefits of Rule 144 promulgated under the Securities Act or and any other similar rule or regulation of the Commission SEC that may at any time permit the Purchasers a Holder to sell securities of the Company to the public without registration (“Rule 144”)registration, for so long as any Registrable Securities remain outstanding, the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during 144 under the Reporting PeriodSecurities Act; (b) remain registered under the Exchange Act and file with the Commission SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to the Purchasersany Holder, so long as the Holder owns any Purchaser owns Registrable Securities, promptly forthwith upon request during the Reporting Period: (i) a written statement by the Company, if true, Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit in availing any Holder of any rule or regulation of the Purchasers to sell SEC which permits the selling of any such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Registration Rights Agreement (Capital Environmental Resource Inc)

Reports Under the Exchange Act. With a view to making available to the Purchasers Holders the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers Holders to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees shall use reasonable efforts to: (ai) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (bii) file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (ciii) furnish to the Purchaserseach Holder, so long as any Purchaser such Holder owns Registrable Securities, promptly upon request during the Reporting Period: request, (iA) a written statement by the Company, if true, that it has complied with the applicable reporting requirements of Rule 144, the Securities Act and the Exchange Act, (iiB) a copy of the most recent annual or quarterly report of the Company and copies of such other reports and documents so filed by the Company, and (iiiC) such other information as may be reasonably requested to permit the Purchasers Holders to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Registration Rights Agreement (Bottomline Technologies Inc /De/)

Reports Under the Exchange Act. With a view For so long as may be necessary to making available to permit the Purchasers resale of the benefits shares of Rule 144 promulgated Common Stock issuable upon conversion of the Note without registration under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”)Act, the Company covenants and agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144144 (or comparable provision, during if any, under applicable securities laws in any jurisdiction where the Reporting PeriodCompany’s securities are then listed); (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Actall applicable securities laws; and (c) furnish to the Purchasersany Holder, so long as the Holder owns any Purchaser owns Registrable Securitiesunregistered securities, promptly forthwith upon request during the Reporting Period: (i) a written statement by the Company, if true, Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, for the twelve (12) months preceding the date thereof, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company with the Commission and (iii) such other information as may be reasonably requested to permit avail any Holder of any rule or regulation of the Purchasers to sell Commission that permits the selling of any such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Convertible Note Purchase Agreement (Kingold Jewelry, Inc.)

Reports Under the Exchange Act. With a view to making available to the Purchasers Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers Investors to sell securities of the Company to the public without registration ("Rule 144"), for so long as Registrable Securities remain outstanding, the Company agrees shall use reasonable best efforts to: (a1) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b2) file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c3) furnish to the Purchaserseach Investor, so long as any Purchaser such Investor owns Registrable Securities, promptly upon request during the Reporting Period: request, (iA) a written statement by the Company, if true, that it has complied with the applicable reporting requirements of Rule 144, the Securities Act and the Exchange Act, (iiB) a copy of the most recent annual or quarterly report of the Company and copies of such other reports and documents so filed by the Company, and (iiiC) such other information as may be reasonably requested to permit the Purchasers Investors to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Registration Rights Agreement (Ats Medical Inc)

Reports Under the Exchange Act. With a view to making available to the Purchasers Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the PurchasersPurchaser, so long as any the Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Purchasers Purchaser to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Stock Purchase Agreement (Cidara Therapeutics, Inc.)

Reports Under the Exchange Act. With a view to making available to the Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company Shares to the public without registration (“Rule 144”)registration, the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the Purchasers, Purchasers so long as any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: , (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit the Purchasers to sell such securities the Shares pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Series a Preferred Subscription Agreement (Arrowhead Research Corp)

Reports Under the Exchange Act. With a view to making available to the Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep “current public information information” “available, ,” as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the Purchasers, Purchasers so long as any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: , (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested to permit the Purchasers to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Securities Purchase Agreement (Arrowhead Research Corp)

Reports Under the Exchange Act. With a view to making available to the Purchasers Investors the benefits of Rule 144 promulgated under the Securities Act or and any other similar rule or regulation of the Commission SEC that may at any time permit permits the Purchasers Investor to sell securities of the Company Registrable Securities to the public without registration (“Rule 144”)registration, the Company agrees to use commercially reasonable efforts to: (a) make 6.1 Make and keep public information available, as those terms are understood and defined in SEC Rule 144, during 144 or any similar or analogous rule promulgated under the Reporting PeriodSecurities Act; (b) file 6.2 File with the Commission SEC, in a timely manner manner, all reports and other documents required of the Company under the Securities Act and Exchange Act; and (c) furnish 6.3 Furnish to the Purchasersany Investor, so long as the Investor owns any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange 1934 Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit in availing any Investor of any rule or regulation of the Purchasers to sell SEC which permits the selling of any such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Registration Rights Agreement (Ebank Financial Services Inc)

Reports Under the Exchange Act. With a view to making available to the Purchasers Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission that may at any time permit the Purchasers Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the PurchasersPurchaser, so long as any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Purchasers Purchaser to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Securities Purchase Agreement (Rockwell Medical, Inc.)

Reports Under the Exchange Act. With a view to making available to the Purchasers Purchaser the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission SEC that may at any time permit the Purchasers Purchaser to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (ai) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (bii) file with the Commission SEC in a timely manner all reports and other documents required of the Company under the Exchange Act; and (ciii) furnish to the Purchasers, Purchaser so long as any the Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: , (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Purchasers to sell such securities pursuant to Rule 144 without registration.Company and

Appears in 1 contract

Sources: Securities Purchase Agreement (1847 Holdings LLC)

Reports Under the Exchange Act. With a view to making available to the Purchasers Investor the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the Commission SEC that may at any time permit the Purchasers Investor to sell securities of the Company Registrable Securities to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission SEC in a timely manner all reports and other documents (other than Current Reports on Form 8-K) required of the Company under pursuant to Section 13 or 15(d) of the Exchange Act; and (c) furnish to the PurchasersInvestor, so long as any Purchaser Investor owns Registrable Securities, promptly upon request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the CompanyCompany with the SEC pursuant to Section 13 or 15(d) of the Exchange Act, and (iii) such other information as may be reasonably requested to permit the Purchasers Investor to sell such securities Registrable Securities pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Subscription Agreement (Allurion Technologies, Inc.)

Reports Under the Exchange Act. With a view to making available to the Purchasers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or 58 regulation of the Commission that may at any time permit the Purchasers to sell securities of the Company to the public without registration (“Rule 144”), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144, during the Reporting Period; (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Exchange Act; and (c) furnish to the Purchasers, so long as any Purchaser owns Registrable Securities, promptly upon request during the Reporting Period: (i) a written statement by the Company, if true, that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested to permit the Purchasers to sell such securities pursuant to Rule 144 without registration.

Appears in 1 contract

Sources: Note Purchase Agreement (Heron Therapeutics, Inc. /De/)