Common use of Regulatory Reports Clause in Contracts

Regulatory Reports. Since January 1, 2013, Company and its Subsidiaries have duly filed with the FRB, the FDIC, the Florida Office of Financial Regulation and any other applicable Governmental Authority, in correct form, the reports and other documents required to be filed under applicable Laws and regulations and have paid all fees and assessments due and payable in connection therewith, and such reports were, in all material respects, complete and accurate and in compliance with the requirements of applicable Laws and regulations. Other than normal examinations conducted by a Governmental Authority in the Ordinary Course of Business of Company and its Subsidiaries, no Governmental Authority has notified Company or any of its Subsidiaries that it has initiated or has pending any proceeding or, to Company’s Knowledge, threatened an investigation into the business or operations of Company or any of its Subsidiaries since January 1, 2013 that would reasonably be expected to be material. There is no material unresolved violation, criticism, or exception by any Governmental Authority with respect to any report or statement relating to any examinations or inspections of Company or any of its Subsidiaries. There have been no material formal or informal inquiries by, or disagreements or disputes with, any Governmental Authority with respect to the business, operations, policies or procedures of Company or any of its Subsidiaries since January 1, 2013.

Regulatory Reports. Since January 1, 20132018, Company Enterprise and its Enterprise Subsidiaries have duly filed with the FDIC, the FRB, the FDICFRBank, the Florida Office Missouri Division of Financial Regulation Finance and any other applicable Governmental Authority, in correct form, in all material respects, the reports and other documents required to be filed under applicable Laws and regulations and Law have paid all fees and assessments due and payable in connection therewith, and such reports were, in all material respects, true, correct and complete and accurate and in compliance with the requirements of applicable Laws and regulationsLaw. Other than normal examinations conducted by a Governmental Authority in the Ordinary Course of Business of Company and its SubsidiariesBusiness, since January 1, 2018, no Governmental Authority has notified Company Enterprise or any of its Subsidiaries Enterprise Subsidiary in writing, or to Enterprise’s Knowledge, orally, that it has initiated or has pending any proceeding or, to CompanyEnterprise’s Knowledge, threatened an investigation into the business or operations of Company Enterprise or any of its Subsidiaries since January 1, 2013 Enterprise Subsidiary that would reasonably be expected to be material. There To Enterprise’s Knowledge, there is no material unresolved violation, criticism, or exception by any Governmental Authority with respect to any report or statement relating to any examinations or inspections of Company Enterprise or any of its SubsidiariesEnterprise Subsidiary. There have been no material formal or informal inquiries by, or disagreements or disputes with, any Governmental Authority with respect to the business, operations, policies or procedures of Company Enterprise or any of its Subsidiaries Enterprise Subsidiary since January 1, 20132018.

Regulatory Reports. Since January 1, 20132019, Company and its Subsidiaries have duly timely filed with the FRB, the FDIC, the Florida Office Montana Division of Financial Regulation Banking and any other applicable Governmental Authority, in correct form, the reports and other documents required to be filed under applicable Laws and regulations and have paid all fees and assessments due and payable in connection therewith, and such reports were, in all material respects, complete and accurate and in compliance with the requirements of applicable Laws and regulations. Other Except as disclosed in Company Disclosure Schedule 3.09, and other than normal examinations conducted by a Governmental Authority in the Ordinary Course of Business of Company and its Subsidiaries, no Governmental Authority has notified Company or any of its Subsidiaries that it has initiated or has pending any proceeding or, to Company’s Knowledge, threatened an investigation into the business or operations of Company or any of its Subsidiaries since January 1, 2013 2019 that would reasonably be expected to be material. There is no material unresolved violation, criticism, or exception by any Governmental Authority with respect to any report or statement relating to any examinations or inspections of Company or any of its Subsidiaries. There have been no material formal or informal inquiries by, or disagreements or disputes with, any Governmental Authority with respect to the business, operations, policies or procedures of Company or any of its Subsidiaries since January 1, 20132019.

Regulatory Reports. Since January 1, 2013, Company and its Subsidiaries have each Company Subsidiary has duly filed with the FRB, the FDICFRBank, the Florida Office of Financial Regulation OCC and any other applicable Governmental Authority, in correct formform in all material respects, the reports and other documents required to be filed under applicable Laws and regulations and have paid all fees and assessments due and payable in connection therewith, and such reports were, in all material respects, reasonably complete and accurate and in compliance with the requirements of applicable Laws and regulationsLaws. Other than normal examinations conducted by a Governmental Authority in the Ordinary Course of Business of Company and its SubsidiariesBusiness, no Governmental Authority has notified Company or any of its Subsidiaries Company Subsidiary in writing or, to Company's Knowledge, orally, that it has initiated or has pending any proceeding or, to Company’s 's Knowledge, threatened an investigation into the business or operations of Company or any of its Subsidiaries since January 1, 2013 Company Subsidiary that would reasonably be expected to be material. There To Company's Knowledge, there is no material unresolved violation, criticism, or exception by any Governmental Authority with respect to any report or statement relating to any examinations or inspections of Company or any of its SubsidiariesCompany Subsidiary. There have been no material formal or informal written or, to Company's Knowledge, oral, inquiries by, or written or, to Company's Knowledge, oral, disagreements or disputes with, any Governmental Authority with respect to the business, operations, policies or procedures of Company or any of its Subsidiaries Company Subsidiary since January 1, 20132014.

Regulatory Reports. Since January 1, 20132019, Company BBI and its Subsidiaries have duly timely filed with the FRB, the FDIC, the Florida Office of Financial Regulation FOFR, any applicable SRO and any other applicable Governmental Authority, in correct formform in all material respects, the reports material reports, registration statements and other documents required to be filed under applicable Laws and regulations and have paid all fees and assessments due and payable in connection therewith, and such reports were, in all material respects, were complete and accurate and in compliance in all material respects with the requirements of applicable Laws and regulations. Other than normal examinations conducted by a Governmental Authority in the Ordinary Course of Business of Company and its SubsidiariesBusiness, no Governmental Authority has notified Company BBI or any of its Subsidiaries that it has initiated or has pending any proceeding or, to Company’s Knowledgethe Knowledge of BBI, threatened an investigation into the business or operations of Company BBI or any of its Subsidiaries since January 1, 2013 that would reasonably be expected to be material2019 . There is no material and unresolved violation, criticism, criticism or exception by any Governmental Authority with respect to any report or statement relating to any examinations or inspections of Company BBI or any of its Subsidiaries. There have been no material formal or informal inquiries by, or disagreements or disputes with, any Governmental Authority with respect to the business, operations, policies or procedures of Company BBI or any of its Subsidiaries since January 1, 20132019.

Regulatory Reports. Since January 1, 20132019, Company HTB and its Subsidiaries have duly timely filed with the SEC, FRB, the FDIC, the Florida Office of Financial Regulation any applicable SRO and any other applicable Governmental Authority, in correct formform in all material respects, the reports material reports, registration statements and other documents required to be filed under applicable Laws and regulations and have paid all fees and assessments due and payable in connection therewith, and such reports were, in all material respects, and other documents were complete and accurate and in compliance in all material respects with the requirements of applicable Laws and regulations. Other than normal examinations conducted by a Governmental Authority in the Ordinary Course of Business of Company and its SubsidiariesBusiness, no Governmental Authority has notified Company HTB or any of its Subsidiaries that it has initiated or has pending any proceeding or, to Company’s Knowledgethe Knowledge of HTB, threatened an investigation into the business or operations of Company HTB or any of its Subsidiaries since January 1, 2013 that would reasonably be expected to be material2019. There is no material and no unresolved violation, criticism, criticism or exception by any Governmental Authority with respect to any report filed by, or statement relating to any examinations or inspections by any such Governmental Authority of Company HTB or any of its Subsidiaries. There have been no material formal or informal inquiries by, or disagreements or disputes with, any Governmental Authority with respect to the business, operations, policies or procedures of Company HTB or any of its Subsidiaries since January 1, 20132019.

Regulatory Reports. Since January 1, 20132014, Company Parent and its Parent Subsidiaries have duly filed with the FDIC, the FRB, the FDICFRBank, the Florida Office Missouri Division of Financial Regulation Finance and any other applicable Governmental Authority, in correct form, in all material respects, the reports and other documents required to be filed under applicable Laws and regulations and Law have paid all fees and assessments due and payable in connection therewith, and such reports were, in all material respects, complete and accurate and in compliance with the requirements of applicable Laws and regulationsLaw. Other than normal examinations conducted by a Governmental Authority in the Ordinary Course of Business of Company and its SubsidiariesBusiness, since January 1, 2017, no Governmental Authority has notified Company Parent or any of its Subsidiaries Parent Subsidiary in writing, or to Parent's Knowledge, orally, that it has initiated or has pending any proceeding or, to Company’s Parent's Knowledge, threatened an investigation into the business or operations of Company Parent or any of its Subsidiaries since January 1, 2013 Parent Subsidiary that would reasonably be expected to be material. There To Parent's Knowledge, there is no material unresolved violation, criticism, or exception by any Governmental Authority with respect to any report or statement relating to any examinations or inspections of Company Parent or any of its SubsidiariesParent Subsidiary. There have been no material formal or informal inquiries by, or disagreements or disputes with, any Governmental Authority with respect to the business, operations, policies or procedures of Company Parent or any of its Subsidiaries Parent Subsidiary since January 1, 20132017.

Regulatory Reports. Since January 1, 20132017, Company Enterprise and its Enterprise Subsidiaries have duly filed with the FDIC, the FRB, the FDICFRBank, the Florida Office Missouri Division of Financial Regulation Finance and any other applicable Governmental Authority, in correct form, in all material respects, the reports and other documents required to be filed under applicable Laws and regulations and Law have paid all fees and assessments due and payable in connection therewith, and such reports were, in all material respects, true, correct and complete and accurate and in compliance with the requirements of applicable Laws and regulationsLaw. Other than normal examinations conducted by a Governmental Authority in the Ordinary Course of Business of Company and its SubsidiariesBusiness, since January 1, 2017, no Governmental Authority has notified Company Enterprise or any of its Subsidiaries Enterprise Subsidiary in writing, or to Enterprise’s Knowledge, orally, that it has initiated or has pending any proceeding or, to CompanyEnterprise’s Knowledge, threatened an investigation into the business or operations of Company Enterprise or any of its Subsidiaries since January 1, 2013 Enterprise Subsidiary that would reasonably be expected to be material. There To Enterprise’s Knowledge, there is no material unresolved violation, criticism, or exception by any Governmental Authority with respect to any report or statement relating to any examinations or inspections of Company Enterprise or any of its SubsidiariesEnterprise Subsidiary. There have been no material formal or informal inquiries by, or disagreements or disputes with, any Governmental Authority with respect to the business, operations, policies or procedures of Company Enterprise or any of its Subsidiaries Enterprise Subsidiary since January 1, 20132017.

Regulatory Reports. Since January 1, 2013, Company and its Subsidiaries have each Company Subsidiary has duly filed with the FRB, the FDICFRBank, the Florida Office of Financial Regulation OCC and any other applicable Governmental Authority, in correct formform in all material respects, the reports and other documents required to be filed under applicable Laws and regulations and have paid all fees and assessments due and payable in connection therewith, and such reports were, in all material respects, reasonably complete and accurate and in compliance with the requirements of applicable Laws and regulationsLaws. Other than normal examinations conducted by a Governmental Authority in the Ordinary Course of Business of Company and its SubsidiariesBusiness, no Governmental Authority has notified Company or any of its Subsidiaries Company Subsidiary in writing or, to Company’s Knowledge, orally, that it has initiated or has pending any proceeding or, to Company’s Knowledge, threatened an investigation into the business or operations of Company or any of its Subsidiaries since January 1, 2013 Company Subsidiary that would reasonably be expected to be material. There To Company’s Knowledge, there is no material unresolved violation, criticism, or exception by any Governmental Authority with respect to any report or statement relating to any examinations or inspections of Company or any of its SubsidiariesCompany Subsidiary. There have been no material formal or informal written or, to Company’s Knowledge, oral, inquiries by, or written or, to Company’s Knowledge, oral, disagreements or disputes with, any Governmental Authority with respect to the business, operations, policies or procedures of Company or any of its Subsidiaries Company Subsidiary since January 1, 20132014.

Regulatory Reports. Since January 1, 2013, Company and its Subsidiaries have duly filed with the FRB, the FRBank, the FDIC, the Florida Office Missouri Division of Financial Regulation Finance and any other applicable Governmental Authority, in correct formform in all material respects, the reports and other documents required to be filed under applicable Laws and regulations and have paid all fees and assessments due and payable in connection therewith, and such reports were, in all material respects, complete and accurate and in compliance with the requirements of applicable Laws and regulations. Other than normal examinations conducted by a Governmental Authority in the Ordinary Course of Business of Company and its Subsidiaries, no Governmental Authority has notified Company or any of its Subsidiaries in writing or, to Company’s Knowledge, orally, that it has initiated or has pending any proceeding or, to Company’s Knowledge, threatened an investigation into the business or operations of Company or any of its Subsidiaries since January 1, 2013 that would reasonably be expected to be material. There To the Knowledge of the Company, there is no material unresolved violation, criticism, or exception by any Governmental Authority with respect to any report or statement relating to any examinations or inspections of Company or any of its Subsidiaries. There have been no material formal or informal written or, to Company’s Knowledge, oral, inquiries by, or written or, to Company’s Knowledge, oral, disagreements or disputes with, any Governmental Authority with respect to the business, operations, policies or procedures of Company or any of its Subsidiaries since January 1, 20132012.

Regulatory Reports. Since January 1, 20132014, Company Parent and its Parent Subsidiaries have duly filed with the FDIC, the FRB, the FDICFRBank, the Florida Office Missouri Division of Financial Regulation Finance and any other applicable Governmental Authority, in correct form, in all material respects, the reports and other documents required to be filed under applicable Laws and regulations and Law have paid all fees and assessments due and payable in connection therewith, and such reports were, in all material respects, complete and accurate and in compliance with the requirements of applicable Laws and regulationsLaw. Other than normal examinations conducted by a Governmental Authority in the Ordinary Course of Business of Company and its SubsidiariesBusiness, since January 1, 2017, no Governmental Authority has notified Company Parent or any of its Subsidiaries Parent Subsidiary in writing, or to Parent’s Knowledge, orally, that it has initiated or has pending any proceeding or, to CompanyParent’s Knowledge, threatened an investigation into the business or operations of Company Parent or any of its Subsidiaries since January 1, 2013 Parent Subsidiary that would reasonably be expected to be material. There To Parent’s Knowledge, there is no material unresolved violation, criticism, or exception by any Governmental Authority with respect to any report or statement relating to any examinations or inspections of Company Parent or any of its SubsidiariesParent Subsidiary. There have been no material formal or informal inquiries by, or disagreements or disputes with, any Governmental Authority with respect to the business, operations, policies or procedures of Company Parent or any of its Subsidiaries Parent Subsidiary since January 1, 20132017.