Common use of REGISTERED DEALER INFORMATION Clause in Contracts

REGISTERED DEALER INFORMATION. The Registered Dealer agrees that the Manager has no responsibility with respect to any underlying purchaser. It is solely the responsibility of the Agent to recommend the series of the Fund most suitable for you, comply with all relevant “know-your-client” and suitability obligations, and all applicable anti-money laundering requirements. Dealer Name Dealer Number Agent Name Agent Number Agent Telephone Agent Email Agent Signature Subscription Agreement and Application Form Portland India Select Business Portfolio inc. 4 PIC1011-E(12/10) CANADIAN INVESTORS

Appears in 4 contracts

Samples: Instructions and Agreement, Instructions and Agreement, Instructions and Agreement

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REGISTERED DEALER INFORMATION. The Registered Dealer agrees that the Manager has no responsibility with respect to any underlying purchaser. It is solely the responsibility of the Agent to recommend the series of the Fund most suitable for you, comply with all relevant “know-your-client” and suitability obligations, and all applicable anti-money laundering requirements. Dealer Name Dealer Number Agent Name Agent Number Agent Telephone Agent Email Agent Signature Date Subscription Agreement and Application Form Portland India Select Business Portfolio inc. 4 PIC1011-E(12/10) CANADIAN INVESTORS

Appears in 3 contracts

Samples: Instructions and Agreement, Instructions and Agreement, Instructions and Agreement

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