Common use of Reg AB Item 1119 Clause in Contracts

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 13 contracts

Samples: Pooling and Servicing Agreement (STARM Mortgage Loan Trust 2007-S1), Pooling and Servicing Agreement (MASTR Adjustable Rate Mortgages Trust 2007-Hf2), Pooling and Servicing Agreement (STARM Mortgage Loan Trust 2007-3)

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Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 8 contracts

Samples: Trust Agreement (Lehman Mortgage Trust 2007-7), Trust Agreement (Lehman Mortgage Trust 2006-9), Re:   Trust Agreement (LMT 2007-1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 6 contracts

Samples: Trust Agreement (First Franklin Mortgage Loan Trust 2006-Ff12), Trust Agreement (First Franklin Mortgage Loan Trust 2006-FFB), Trust Agreement (Structured Asset Securities CORP 2007-Bc1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 4 contracts

Samples: Trust Agreement (Structured Asset Securities CORP Mortgage Loan Trust 2006-Bc6), Trust Agreement (Sasco 2006-Am1), Trust Agreement (Structured Asset Securities Corp)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Depositor/Sponsor as to (a) Trustee as to (b) ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor M-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor M-3 EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer (as to itself) ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) ▪ Other material servicers Servicer (as to itself) ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Securities Administrator Depositor (with respect to each, only Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the extent it is a party to any such documents)governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor

Appears in 4 contracts

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2013-4), Pooling and Servicing Agreement (Sequoia Mortgage Trust 2013-4), Pooling and Servicing Agreement (Sequoia Mortgage Trust 2013-3)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ · Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ · Trustee Trustee · Any other 1108(a)(3) servicer Servicer ▪ Servicer(2) · Any 1110 Originator Depositor/Sponsor ▪ Depositor · Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor · Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor · Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor · Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ · Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ · Trustee Trustee ▪ Depositor · Any other 1108(a)(3) servicer Servicer ▪ Servicer(2) · Any 1110 Originator Depositor/Sponsor ▪ Depositor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible · Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor · Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor · Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor · Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ · Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ · Trustee Trustee · Any other 1108(a)(3) servicer Servicer ▪ Servicer(2) · Any 1110 Originator Depositor/Sponsor ▪ Depositor · Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor · Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor · Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor · Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 3 contracts

Samples: Trust Agreement (Lehman Mortgage Trust 2007-8), Trust Agreement (Lehman Mortgage Trust 2007-2), Re: Trust Agreement (Lehman Mortgage Trust 2007-5)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 3 contracts

Samples: Pooling and Servicing Agreement (HarborView 2006-11), Pooling and Servicing Agreement (HarborView 2007-3), Pooling and Servicing Agreement (HarborView 2006-12)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer(1) ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(1) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) EXHIBIT W-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer(1) ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer Depositor/Sponsor ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer(1) ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer Servicer(1) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)Sponsor

Appears in 3 contracts

Samples: Pooling and Servicing Agreement (HSI Asset Securitization CORP Trust 2007-He1), Pooling and Servicing Agreement (HSI Asset Securitization CORP Trust 2007-Nc1), Pooling and Servicing Agreement (HASCO Trust 2007-He2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8Exhibit M-3 SCHEDULE I BOND LEVEL REPORT SCHEDULE II LOAN LEVEL REPORT SCHEDULE III REMITTANCE REPORT Data Field Investor_ID Category_ID Servicer loan number Investor Loan # PIF Principal Amount PIF Net Interest Paid PIF date Beginning scheduled note rate Ending note rate Beginning schedule service fee Ending service fee Format Number (no decimals) Number (no decimals) Number (no decimals) Number (no decimals) Number (two decimals) Number (two decimals) Date (mm/dd/yy) format Number (seven Decimals) Number (seven decimals) Number (seven decimals) Number (seven decimals) Description ID number used by your company for the investor ID number used by your company for the specific deal. Servicer Loan Number - loan number used at your company. Loan number used by Investor Paid-K Disclosure Information FORM 8in-K DISCLOSURE INFORMATION Item on Form 8full principal balance amount Net interest paid the loan was paid-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into in-full Enter the date the loan was paid-in-full. Leave blank if no PIF transaction. Beginning scheduled note rate before the servicer's monthly activity. Can be blank for act/act pools. Ending scheduled loan note rate after servicer's monthly activity (sch/sch) or amendment of any definitive agreement that is material to the securitizationending actual loan note rate after servicer's activity (act/act). Beginning scheduled servicer service fee rate before the servicer's monthly activity. Can be blank for act/act pools. Ending scheduled servicer service fee rate after the servicer's monthly activity. Example: 1000 2 1234 56789 0.00 0.00 0.0887500 0.0887500 0.0025000 0.0025000 Ending due date Beginning schedule 100% P&I Ending 100% P&I Beginning security balance Ending security balance Ending part UPB Ending 100% UPB Principal remitted Interest remitted Principal Curtailment Date (mm/dd/yy) format Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Ending actual loan due date Beginning scheduled 100% monthly payment amount before the servicer's monthly activity. Can be blank for act/act pools. Ending 100% scheduled monthly loan payment amount after servicer's monthly activity (sch/sch) or the ending 100% actual monthly loan payment amount after servicer's activity (act/act). (Sch/Sch) beginning scheduled balance. (Act/Act) beginning 100% Actual balance or the beginning participation Actual balance for participation loans. (Sch/Sch) Ending scheduled balance. (Act/Act) Ending 100% Actual balance or the ending participation Actual balance for participation loans. Ending actual participation loan principal balance after servicer's monthly activity. Ending 100% actual principal balance after servicer's monthly activity. (Sch/Sch) --- Add scheduled principal + Curtailments + payoff/liquidation amount (Act/Act) --- Add actual principal + curtailments + payoff/liquidation amounts. For Sch/Sch loans, even if depositor is not a partyenter the scheduled net interest amount remitted. Examples: servicing agreementFor Act/Act loans, custodial agreemententer the net interest amount remitted. Note: disclosure not required as to definitive agreements that are fully disclosed in Net Interest should equal the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization Gross Interest Amount minus Service Fee Amount. (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor Sch/Sch) --- scheduled principal (SellerAct/Act) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)--- actual principal paid Curtailment amount 07/01/02 4475.51 4475.51 557866.38 557516.76 557866.38 557866.38 349.62 4009.67 349.62 0.00

Appears in 3 contracts

Samples: Trust Agreement (GSR Mortgage Loan Trust 2007-2f), Trust Agreement (GSR Mortgage Loan Trust 2006-9f), Trust Agreement (GSR Mortgage Loan Trust 2007-Ar1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Depositor/Sponsor as to (a) Trustee as to (b) ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor M-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor M-3 EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer (as to itself) ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) ▪ Other material servicers Servicer (as to itself) ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Trustee N-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit N-3 EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] Citibank, N.A. 300 Xxxxxxxxx Xx., 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Corporate Trust Services – SEMT 2013-8 Attention: Sequoia Mortgage Trust 2013-8, Mortgage Pass-Through Certificates, Series 2013-8 In accordance with the requirements for obtaining certain information pursuant to the extent it is a party Pooling and Servicing Agreement, dated as of June 1, 2013 (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, CitiMortgage, Inc., as Master Servicer, and Citibank, N.A., as Securities Administrator, and Wilmington Trust, National Association, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2013-8), Pooling and Servicing Agreement (Sequoia Mortgage Trust 2013-8)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form K-3 FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT L SERVICER CERTIFICATION Re: __________ (the “Trust”) Mortgage Pass-Through Certificates, Series 2006-AF1 I, [identify the certifying individual], certify to any such documentsDeutsche Alt-A Securities, Inc. (the “Depositor”), HSBC Bank USA, National Association (the “Trustee”) and Xxxxx Fargo Bank, National Association (the “Master Servicer”), and their respective officers, directors and affiliates, and with the knowledge and intent that they will rely upon this certification, that:

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Deutsche Alt-a Securities Inc), Pooling and Servicing Agreement (Deutsche Alt-a Securities Mortgage Loan Trust, Series 2006-Af1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (b) ▪ Trustee Depositor as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee as to (b) ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer (as to itself) ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) ▪ Other material servicers Servicer (as to itself) ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Administrator Trustee Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer Requires disclosure of any removal, replacement, substitution or addition of any affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Depositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer is also required. Servicer (as to itself)/Depositor Reg AB disclosure about any new Trustee is also required. Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party to any such documents)financial statement or exhibit XXXXX FARGO BANK, N.A., As Trustee By: ____________________________________ Name: Title: SCHEDULE A MORTGAGE LOAN SCHEDULE

Appears in 2 contracts

Samples: Pooling Agreement (Sequoia Mortgage Trust 2010-H1), Pooling Agreement (Sequoia Mortgage Trust 2010-H1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Depositor/Sponsor as to (a) Trustee as to (b) ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor M-3 EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer (as to itself) ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) ▪ Other material servicers Servicer (as to itself) ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator N-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit N-3 EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] Xxxxx Fargo Bank, National Association 0000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Attention: RMBS – SEMT 2012-2 Attention: Sequoia Mortgage Trust 2012-2, Mortgage Pass-Through Certificates, Series 2012-2 In accordance with the requirements for obtaining certain information pursuant to the extent it is a party Pooling and Servicing Agreement, dated as of March 1, 2012 (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, Xxxxx Fargo Bank, N.A., as Master Servicer and Securities Administrator, and U.S. Bank National Association, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2012-2), Pooling and Servicing Agreement (Sequoia Mortgage Trust 2012-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information Z FORM 8-K DISCLOSURE INFORMATION Item OF CERTIFICATION REGARDING SUBSTITUTION OF DEFECTIVE MORTGAGE LOANS OFFICER’S CERTIFICATE OF DLJ MORTGAGE CAPITAL, INC. [__________], 200_ I, ____________, hereby certify that I am the duly authorized officer of DLJ Mortgage Capital, Inc., a Delaware corporation (“DLJMC”), and further certify that each of the Mortgage Loans substituted by DLJMC on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment _______________, 20[___] were in violation of any definitive agreement that is material the terms of the Mortgages related thereto. Capitalized terms used but not defined herein have the meanings ascribed to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed them in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination Series Supplement dated as of a Material Definitive Agreement Disclosure is required regarding termination ___________________ and the Standard Terms of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement dated September 1, 2007 (collectively, the “Agreement. ”) by and among the Depositor, the Seller(s), the Master Servicer, the Trust Administrator/Trustee/Depositor (with respect to each, only the Special Servicer, the Modification Oversight Agent, the Trustee and the Servicers that are party to the extent it Series Supplement. DLJ MORTGAGE CAPITAL, INC. ____________________________________ Name: Title: SCHEDULE I MORTGAGE LOAN SCHEDULE (As set forth in the Series Supplement) SCHEDULE IIA Representations and Warranties of Seller – DLJ Mortgage Capital, Inc. DLJMC Mortgage Capital, Inc. (“DLJ”), in its capacity as Seller, hereby makes the representations and warranties set forth in this Schedule IIA to the Depositor, the Trustee and the Trust Administrator, as of the Closing Date, or if so specified herein, as of the Cut-off Date or such other date as may be specified. DLJMC is a party to any such documents)corporation duly organized, validly existing and in good standing under the laws of the state of its incorporation;

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (CSMC Mortgage-Backed Trust 2007-6), Pooling and Servicing Agreement (CSMC Mortgage-Backed Trust 2007-6)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor R-5 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is financial statement or exhibit EXHIBIT S FORM OF SECURITIES ADMINISTRATOR CERTIFICATE Re: HarborView Mortgage Loan Trust (the “Trust”) Mortgage Loan Pass-Through Certificates, Series 2007-7 I, [identify the certifying individual], a party [title] of Xxxxx Fargo Bank, N.A., as Securities Administrator of the Trust, hereby certify to any such documentsGreenwich Capital Acceptance, Inc. (the “Depositor”), and its officers, directors and affiliates, and with the knowledge and intent that they will rely upon this certification, that:

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (HarborView 2007-7), Pooling and Servicing Agreement (HarborView 2007-7)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor DepositorN/Sponsor A ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Sponsor, if applicable ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Sponsor, if applicable ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor DepositorN/Sponsor A ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Sponsor, if applicable ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Sponsor, if applicable ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor DepositorN/Sponsor A ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Sponsor, if applicable ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitizationSponsor, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)applicable

Appears in 2 contracts

Samples: Servicing Agreement (Renaissance Home Equity Loan Trust 2006-3), Servicing Agreement (Renaissance Home Equity Loan Trust 2006-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller)Sponsor, Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller Depositor as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller)Sponsor, Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller Depositor as to (a) O-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller)Sponsor, Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) SponsorDepositor/Seller Sponsor as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)Sponsor

Appears in 2 contracts

Samples: Servicing and Trust Agreement (GSR Mortgage Loan Trust 2006-Oa1), Master Servicing and Trust Agreement (GSR Mortgage Loan Trust 2007-Oa1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Depositor/Sponsor as to (a) Trustee as to (b) ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor M-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor M-3 EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement All parties (as to themselves) Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement All parties (as to themselves) Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Depositor Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer (as to itself) ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) ▪ Other material servicers Servicer (as to itself) ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Depositor Master Servicer Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Securities Administrator Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Securities Administrator Depositor Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Depositor Disclosure is required of any amendment “to the governing documents of the issuing entity”. Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator N-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Depositor/Securities Administrator Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure Depositor If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Depositor Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit N-3 EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] Wxxxx Fargo Bank, National Association 9000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Attention: RMBS – SEMT 2013-6 Attention: Sequoia Mortgage Trust 2013-6, Mortgage Pass-Through Certificates, Series 2013-6 In accordance with the requirements for obtaining certain information pursuant to the extent it is Pooling and Servicing Agreement, dated as of April 1, 2013 (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, Wxxxx Fargo Bank, N.A., as Master Servicer and Securities Administrator, and Christiana Trust, a party division of Wilmington Savings Fund Society, FSB, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2013-6), Pooling and Servicing Agreement (Sequoia Mortgage Trust 2013-6)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8SCHEDULE I BOND LEVEL REPORT SCHEDULE II LOAN LEVEL REPORT SCHEDULE III REMITTANCE REPORT Data Field Investor_ID Category_ID Servicer loan number Investor Loan # PIF Principal Amount PIF Net Interest Paid PIF date Beginning scheduled note rate Ending note rate Beginning schedule service fee Ending service fee Format Number (no decimals) Number (no decimals) Number (no decimals) Number (no decimals) Number (two decimals) Number (two decimals) Date (mm/dd/yy) format Number (seven Decimals) Number (seven decimals) Number (seven decimals) Number (seven decimals) Description ID number used by your company for the investor ID number used by your company for the specific deal. Servicer Loan Number - loan number used at your company. Loan number used by Investor Paid-K Disclosure Information FORM 8in-K DISCLOSURE INFORMATION Item on Form 8full principal balance amount Net interest paid the loan was paid-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into in-full Enter the date the loan was paid-in-full. Leave blank if no PIF transaction. Beginning scheduled note rate before the servicer's monthly activity. Can be blank for act/act pools. Ending scheduled loan note rate after servicer's monthly activity (sch/sch) or amendment of any definitive agreement that is material to the securitizationending actual loan note rate after servicer's activity (act/act). Beginning scheduled servicer service fee rate before the servicer's monthly activity. Can be blank for act/act pools. Ending scheduled servicer service fee rate after the servicer's monthly activity. Example: 1000 2 1234 56789 0.00 0.00 0.0887500 0.0887500 0.0025000 0.0025000 Ending due date Beginning schedule 100% P&I Ending 100% P&I Beginning security balance Ending security balance Ending part UPB Ending 100% UPB Principal remitted Interest remitted Principal Curtailment Date (mm/dd/yy) format Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Ending actual loan due date Beginning scheduled 100% monthly payment amount before the servicer's monthly activity. Can be blank for act/act pools. Ending 100% scheduled monthly loan payment amount after servicer's monthly activity (sch/sch) or the ending 100% actual monthly loan payment amount after servicer's activity (act/act). (Sch/Sch) beginning scheduled balance. (Act/Act) beginning 100% Actual balance or the beginning participation Actual balance for participation loans. (Sch/Sch) Ending scheduled balance. (Act/Act) Ending 100% Actual balance or the ending participation Actual balance for participation loans. Ending actual participation loan principal balance after servicer's monthly activity. Ending 100% actual principal balance after servicer's monthly activity. (Sch/Sch) --- Add scheduled principal + Curtailments + payoff/liquidation amount (Act/Act) --- Add actual principal + curtailments + payoff/liquidation amounts. For Sch/Sch loans, even if depositor is not a partyenter the scheduled net interest amount remitted. Examples: servicing agreementFor Act/Act loans, custodial agreemententer the net interest amount remitted. Note: disclosure not required as to definitive agreements that are fully disclosed in Net Interest should equal the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization Gross Interest Amount minus Service Fee Amount. (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor Sch/Sch) --- scheduled principal (SellerAct/Act) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)--- actual principal paid Curtailment amount 07/01/02 4475.51 4475.51 557866.38 557516.76 557866.38 557866.38 349.62 4009.67 349.62 0.00

Appears in 2 contracts

Samples: Master Servicing (GSR Mortgage Loan Trust 2006-8f), Trust Agreement (STARM Mortgage Loan Trust 2007-1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 2 contracts

Samples: Trust Agreement (Sasco 2006-Bc2), Trust Agreement (Sasco 2006-Bc4)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor DepositorN/Sponsor A ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Sponsor, if applicable ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Sponsor, if applicable ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor DepositorN/Sponsor A ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Sponsor, if applicable ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Sponsor, if applicable ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor DepositorN/Sponsor A ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitizationSponsor, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)applicable

Appears in 2 contracts

Samples: Wells Fargo (Renaissance Home Equity Loan Trust 2006-4), Wells Fargo (Renaissance Home Equity Loan Trust 2007-1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Depositor/Sponsor as to (a) Trustee as to (b) ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer (as to itself) ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) ▪ Other material servicers Servicer (as to itself) ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] Wxxxx Fargo Bank, National Association 9000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Attention: RMBS – SEMT 2011-2 Attention: Sequoia Mortgage Trust 2011-2, Mortgage Pass-Through Certificates, Series 2011-2 In accordance with the requirements for obtaining certain information pursuant to the extent it is a party Pooling and Servicing Agreement, dated as of September 1, 2011 (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, Wxxxx Fargo Bank, N.A., as Master Servicer and Securities Administrator, and U.S. Bank National Association, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2011-2), Pooling and Servicing Agreement (Sequoia Mortgage Trust 2011-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor R-5 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is financial statement or exhibit EXHIBIT S FORM OF SECURITIES ADMINISTRATOR CERTIFICATE Re: HarborView Mortgage Loan Trust (the “Trust”) Mortgage Loan Pass-Through Certificates, Series 2007-6 I, [identify the certifying individual], a party [title] of Wxxxx Fargo Bank, N.A., as Securities Administrator of the Trust, hereby certify to any such documentsGreenwich Capital Acceptance, Inc. (the “Depositor”), and its officers, directors and affiliates, and with the knowledge and intent that they will rely upon this certification, that:

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (HarborView 2007-6), Pooling and Servicing Agreement (HarborView 2007-6)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Depositor/Sponsor as to (a) Trustee as to (b) ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer (as to itself) ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) ▪ Other material servicers Servicer (as to itself) ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] Xxxxx Fargo Bank, National Association 0000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Attention: RMBS – SEMT 2012-1 Attention: Sequoia Mortgage Trust 2012-1, Mortgage Pass-Through Certificates, Series 2012-1 In accordance with the requirements for obtaining certain information pursuant to the extent it is a party Pooling and Servicing Agreement, dated as of January 1, 2012 (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, Xxxxx Fargo Bank, N.A., as Master Servicer and Securities Administrator, and U.S. Bank National Association, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2012-1), Pooling and Servicing Agreement (Sequoia Mortgage Trust 2012-1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a CertificateholderNoteholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible • Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information H FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor Sponsor (Seller) Depositor/Sponsor (Seller) Depositor Depositor Master Servicer Master Servicer Affiliated Servicer Servicer Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer Other material servicers Servicer Trustee Trustee ▪ Trust • Securities Administrator Trust Securities Administrator Significant Obligor Depositor Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholdersMonthly Statements. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of CertificateholdersNoteholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to noteholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT I ADDITIONAL DISCLOSURE NOTIFICATION [Xxxxx Fargo Bank, N.A., as Securities Administrator 0000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000-0000 Fax: (000) 000-0000 E-mail: xxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx] [insert name and address of Depositor] Attn: Corporate Trust Services - [DEAL NAME]-SEC REPORT PROCESSING RE: **Additional Form [ ] Disclosure**Required Ladies and Gentlemen: In accordance with Section [ ] of the Pooling and Servicing Agreement, dated as of [ ] [ ], 2006, among [ ], as [ ], [ ], as [ ], [ ], as [ ] and [ ], as [ ]. The Undersigned, as [ ], hereby notifies you that certain events have come to any such documentsour attention that [will][may] need to be disclosed on Form [ ]. Description of Additional Form [ ] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: Name: Title: EXHIBIT J FORM OF ANNUAL CERTIFICATION Re: The [ ] agreement dated as of [ ], 200[ ] (the “Agreement”), among [IDENTIFY PARTIES] I, , the of [NAME OF COMPANY], certify to [the Purchaser], [the Depositor], and the Master Servicer [,Trustee], and their officers, with the knowledge and intent that they will rely upon this certification, that:

Appears in 2 contracts

Samples: Sale and Servicing Agreement (Peoples Choice Home Loan Securities Corp), Sale and Servicing Agreement (Peoples Choice Home Loan Securities Corp)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator Trustee and Depositor ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Trustee and Depositor ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator Trustee and Depositor ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Trustee and Depositor ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator Trustee and Depositor ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Trustee and Depositor ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor EXHIBIT V Form F FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect parties, but only to any agreement entered into by such the extent they are a party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect parties, but only to any agreement entered into by such the extent they are a party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) Depositor ▪ Depositor Depositor ▪ Master Servicer Master Servicer Trustee and Depositor ▪ Affiliated Servicer Servicer Depositor ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer Trustee and Depositor ▪ Other material servicers Servicer Depositor ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Trustee Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Trustee Depositor (with respect to each, only to the extent it is they are a party to any such documentsparty)

Appears in 2 contracts

Samples: Trust Agreement (Banc of America Funding 2008-R3 Trust), Trust Agreement (Banc of America Funding 2008-R3 Trust)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Depositor/Sponsor as to (a) Trustee as to (b) ▪ Asset Representations Reviewer Depositor Asset Representations Reviewer ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Asset Representations Reviewer Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Asset Representations Reviewer Asset Representations Reviewer ▪ Affiliated Servicer Master Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) ▪ Other material servicers Servicer (as to itself) ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] [Securities Administrator Address] Attention: Corporate Trust Services – SEMT 201__-_ Attention: Sequoia Mortgage Trust 201__-_, Mortgage Pass-Through Certificates, Series 201__-_ In accordance with the requirements for obtaining certain information pursuant to the extent it is a party Pooling and Servicing Agreement, dated as of __________ __, 20__ (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, [ ], as Master Servicer, [ ], as Securities Administrator, and [ ], as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Sequoia Residential Funding Inc), Pooling and Servicing Agreement (Sequoia Residential Funding Inc)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 1 contract

Samples: Trust Agreement (Lehman Mortgage Trust 2007-10)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ADDITIONAL FORM 10-D DISCLOSURE Item on Form 10-D Party Responsible ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 1 contract

Samples: Trust Agreement (BNC CORP Mortgage Loan Trust 2007-Bnc4)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is financial statement or exhibit EXHIBIT S FORM OF SECURITIES ADMINISTRATOR CERTIFICATE Re: HarborView Mortgage Loan Trust (the “Trust”) Mortgage Loan Pass-Through Certificates, Series 2007-5 I, [identify the certifying individual], a party [title] of Xxxxx Fargo Bank, N.A., as Securities Administrator of the Trust, hereby certify to any such documentsGreenwich Capital Acceptance, Inc. (the “Depositor”), and its officers, directors and affiliates, and with the knowledge and intent that they will rely upon this certification, that:

Appears in 1 contract

Samples: Pooling and Servicing Agreement (HarborView 2007-5)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V S Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Trustee Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust AdministratorTrustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party to any such documents)financial statement or exhibit SCHEDULE A MORTGAGE LOAN SCHEDULE [On file with XxXxx Xxxxxx LLP] Schedule A ANNEX 5A.02 DISTRIBUTIONS FROM THE CERTIFICATE ACCOUNT TO THE GROUP I CERTIFICATES

Appears in 1 contract

Samples: Trust Agreement (Lehman XS Trust 2007-5h)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ · Master Servicer Master Servicer ▪ Trust · Securities Administrator Trust Securities Administrator · Trustee Trustee · Any other 1108(a)(3) servicer Servicer ▪ Servicer(2) · Any 1110 Originator Depositor/Sponsor ▪ Depositor · Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor · Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor · Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor · Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ · Master Servicer Master Servicer ▪ Trust ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible · Securities Administrator Trust Securities Administrator · Trustee Trustee · Any other 1108(a)(3) servicer Servicer ▪ Servicer(2) · Any 1110 Originator Depositor/Sponsor ▪ Depositor · Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor · Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor · Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor · Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ · Master Servicer Master Servicer ▪ Trust · Securities Administrator Trust Securities Administrator · Trustee Trustee · Any other 1108(a)(3) servicer Servicer ▪ Servicer(2) · Any 1110 Originator Depositor/Sponsor ▪ Depositor · Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor · Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor · Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor · Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 1 contract

Samples: Trust Agreement (Structured Asset Securities CORP Mortgage Loan Trust 2007-Bc3)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form T ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT U ADDITIONAL DISCLOSURE NOTIFICATION Wxxxx Fargo Bank, N.A. as Securities Administrator Oxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: cxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx Attn: Corporate Trust Services – HARBORVIEW MORTGAGE LOAN TRUST 2006-2-SEC REPORT PROCESSING RE: **Additional Form [ ] Disclosure**Required Ladies and Gentlemen: In accordance with Section 3.19(a)(ii) of the Pooling and Servicing Agreement dated as of January 1, 2006, by and among the Greenwich Capital Assistance, Inc., as Depositor, Greenwich Capital Financial Products, Inc., as Seller, Wxxxx Fargo Bank, N.A., as Master Servicer and Securities Administrator and Deutsche Bank National Trust Company as Trustee and Custodian, the undersigned, as [ ], hereby notifies you that certain events have come to any such documentsour attention that [will][may] need to be disclosed on Form [ ]. Description of Additional Form [ ] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: __________________ Name: Title: SCHEDULE I MORTGAGE LOAN SCHEDULE SCHEDULE II [Reserved] SCHEDULE III YIELD MAINTENANCE PAYMENTS Class B-1, Class B-2 and Class B-3 Certificates Distribution Date Yield Maintenance Notional Balance ($) Strike Rate (%) Class B-2 Certificates Distribution Date Yield Maintenance Notional Balance ($) Strike Rate (%) Class B-3 Certificates Distribution Date Yield Maintenance Notional Balance ($) Strike Rate (%)

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Harborview 2006-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Servicer Trustee and Depositor ▪ Trustee Trustee ▪ Master Servicer Master Servicer Trustee Trust Securities Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Trustee and Depositor ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Servicer Trustee and Depositor ▪ Trustee Trustee ▪ Master Servicer Master Servicer Trustee Trust Securities Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Trustee and Depositor ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Servicer Trustee and Depositor ▪ Trustee Trustee ▪ Master Servicer Master Servicer Trustee Trust Securities Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Trustee and Depositor ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor EXHIBIT V Form F FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect parties, but only to any agreement entered into by such the extent they are a party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect parties, but only to any agreement entered into by such the extent they are a party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) Depositor ▪ Depositor Depositor ▪ Servicer Trustee and Depositor ▪ Master Servicer Master Servicer Trustee ▪ Affiliated Servicer Servicer Depositor ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer Trustee and Depositor ▪ Other material servicers Servicer Depositor ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Administrator Trustee ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Depositor Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Trustee Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Trustee Depositor (with respect to each, only to the extent it is they are a party to any such documentsparty)

Appears in 1 contract

Samples: Trust Agreement (Banc of America Funding Corp)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment SCHEDULE I Mortgage Loan Schedule (On File With Trustee) SCHEDULE IIA Representations and Warranties of any definitive agreement that is material Seller – DLJ Mortgage Capital, Inc. DLJMC, in its capacity as the Seller, hereby makes the representations and warranties set forth in this Schedule IIA to the securitizationDepositor, even if depositor is not a party. Examples: servicing agreementthe Trustee and the Trust Administrator, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% Closing Date, or more if so specified herein, as of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% Cut-off Date or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or such other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will date as may be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)specified.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (TBW 2006-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information X FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into OF CERTIFICATION REGARDING SUBSTITUTION OF DEFECTIVE MORTGAGE LOANS OFFICER’S CERTIFICATE OF DLJ MORTGAGE CAPITAL, INC. [_______] [__], 20[__] I, _________________, hereby certify that I am the duly authorized officer of DLJ Mortgage Capital, Inc., a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization Delaware corporation (other than expiration in accordance with its terms“DLJMC”), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any and further certify that each of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing Mortgage Loans substituted by DLJMC on [_______] [___], 20% or more [___] were in violation of the pool assets at the time terms of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter Mortgages related thereto. Capitalized terms used but not defined herein have the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed meanings ascribed to them in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement dated as of July 1, 2007, among Credit Suisse First Boston Mortgage Securities Corp., as depositor, DLJ Mortgage Capital, Inc., as seller, Xxxxx Fargo Bank, N.A., as a servicer, as master servicer and as trust administrator, Banco Popular de Puerto Rico, as a servicer and back-up servicer, R&G Mortgage Corp., as a servicer, Select Portfolio Servicing, Inc., as a servicer, as a special servicer and as modification oversight agent and U.S. Bank National Association, as trustee, (the “Pooling and Servicing Agreement”). DLJ MORTGAGE CAPITAL, INC. ______________________________ Name: Date: EXHIBIT Y LOAN LEVEL DATA LOAN ID POOL ID (TRANSACTION NAME) LOAN CLOSING DATE TRANSACTION CLOSING DATE CREDIT SCORE DOCUMENTATION TYPE OCCUPANCY TYPE ORIGINAL INTEREST RATE ORIGINAL LOAN BALANCE ORIGINAL SECURITIZED BALANCE ORIGINAL AMORTIZATION TERM LTV RATE COMBINED LTV RATE APPRAISAL PURCHASE PRICE DTI RATE PP FLAG PREPAYMENT PENALTY TERM PRODUCT TYPE PROPERTY STATE PROPERTY TYPE LOAN PURPOSE TYPE LIEN POSITION TYPE CLTV RATE CUT-OFF DATE LOANAGE COUNT INTEREST RATE BEGINNING PRINCIPAL BALANCE DELQ BUCKET ENDING PRINCIPAL BALANCE SERVICER INTCALCTYPE RATE TYPE IOTERM MARGIN ORIGTERM RTERM ZFRAPERIOD MTHROLL INITRATECP PERRATECP PERPAYCP LIFERATECP RATE MAX RATE MIN NGMTYPE NGMAMT RATEFREQ PAYFREQ DNEXTRATE PROPZIP PMITYPE SILENT2ND SIMULTANEOUS 2ND BLNTYPE GROUP PLDGTYPE PLDGAMT ELTV SVCRATE NET WAC HELOC CNVTYPE ORIG P&I P&I NEXT DUE MATURITY DATE ESCROW FLAG FIRST PAY DATE NOTE DATE PMI COVERAGE PERCENT LPMI INITIAL PAY ADJUST INDEX FIRST PAY ADJUST DATE NEXT PAY ADJUST DATE FIRST RATE ADJUST DATE NEXT RATE ADJUST DATE NEGAM INDICATOR ACT_BAL DRAW DRAWPRD CREDIT LIMIT SCHEDULE I Mortgage Loan Schedule (On File With Trustee) SCHEDULE IIA Representations and Warranties of Seller – DLJ Mortgage Capital, Inc. DLJMC, in its capacity as the Seller, hereby makes the representations and warranties set forth in this Schedule IIA to the Depositor, the Trustee and the Trust Administrator/Trustee/Depositor (with respect to each, only to as of the extent it is a party to any Closing Date, or if so specified herein, as of the Cut-off Date or such documents)other date as may be specified.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (CSMC Mortgage-Backed Trust 2007-5)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Depositor/Sponsor as to (a) Trustee as to (b) • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor M-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor Sponsor (Seller) Depositor/Sponsor (Seller) Depositor Depositor Master Servicer Master Servicer Affiliated Servicer Servicer (as to itself) • Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) • Other material servicers Servicer (as to itself) • Trustee Trustee ▪ Trust • Securities Administrator Trust Securities Administrator Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible • Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator N-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] Citibank, N.A. 000 Xxxxxxxxx Xx., 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Citibank Agency & Trust – SEMT 2013-3 Attention: Sequoia Mortgage Trust 2013-3, Mortgage Pass-Through Certificates, Series 2013-3 In accordance with the requirements for obtaining certain information pursuant to the extent it is Amended and Restated Pooling and Servicing Agreement, dated as of January 1, 2014 (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, Xxxxx Fargo Bank, N.A., as Master Servicer, Citibank, N.A., as Securities Administrator and Christiana Trust, a party division of Wilmington Savings Fund Society, FSB, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2011-1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Master Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Master Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Master Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form Q FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect parties, but only to any agreement entered into by such the extent they are a party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect parties, but only to any agreement entered into by such the extent they are a party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Master Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Master Servicer ▪ Other material servicers Master Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Securities Administrator Trustee Depositor (with respect to each, only to the extent it is they are a party to any such documentsparty)

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Banc of America Funding Corp)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment X [Reserved] SCHEDULE I Mortgage Loan Schedule (On File With Trustee) SCHEDULE IIA Representations and Warranties of any definitive agreement that is material Seller – DLJ Mortgage Capital, Inc. DLJMC, in its capacity as the Seller, hereby makes the representations and warranties set forth in this Schedule IIA to the securitizationDepositor, even if depositor is not a party. Examples: servicing agreementthe Trustee and the Trust Administrator, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% Closing Date, or more if so specified herein, as of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% Cut-off Date or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or such other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will date as may be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)specified.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (CSMC 2006-8)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust ▪Securities Administrator Trust Securities Administrator ▪ Trustee Trustee (as to affiliations only) ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor / Sponsor ▪ Any other 1108(a)(3) servicer Servicer Depositor/Sponsor ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form X FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party other than the Trustee Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party other than the Trustee Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties other than the Trustee Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT Y ADDITIONAL DISCLOSURE NOTIFICATION **SEND TO WXXXX FARGO VIA FAX TO 400-000-0000 AND VIA EMAIL TO cxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx AND VIA OVERNIGHT MAIL TO THE ADDRESS IMMEDIATELY BELOW. SEND TO THE DEPOSITOR AT THE ADDRESS BELOW** Wxxxx Fargo Bank, N.A. as Securities Administrator Oxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: cxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx HSI Asset Securitization Corporation 400 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Head MBS Principal Finance Attn: Corporate Trust Services - [DEAL NAME]-SEC REPORT PROCESSING RE: **Additional Form [ ] Disclosure**Required Ladies and Gentlemen: In accordance with Section [ ] of the Pooling and Servicing Agreement, dated as of [ ] [ ], 2006, among [ ], as [ ], [ ], as [ ], [ ], as [ ] and [ ], as [ ]. The Undersigned, as [ ], hereby notifies you that certain events have come to any such documents)our attention that [will][may] need to be disclosed on Form [ ]. Description of Additional Form [ ] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: __________________ Name: Title: EXHIBIT Z CLASS NOTIONAL BALANCE SCHEDULE FOR CLASS A-IO CERTIFICATES The Class Notional Balance of the Class A-IO Certificates for each Distribution Date will be the lesser of (1) the notional balance for the applicable Distribution Date set forth in the schedule below and (2) the Pool Balance as of the first day of the related Due Period: Distribution Date Class Notional Balance May 2006 $309,484,000.00 June 2006 $309,484,000.00 July 2006 $309,484,000.00 August 2006 $309,484,000.00 September 2006 $309,484,000.00 October 2006 $309,484,000.00 November 2006 $247,587,000.00 December 2006 $247,587,000.00 January 2007 $247,587,000.00 February 2007 $247,587,000.00 March 2007 $247,587,000.00 April 2007 $247,587,000.00 May 2007 $185,690,000.00 June 2007 $185,690,000.00 July 2007 $185,690,000.00 August 2007 $185,690,000.00 September 2007 $185,690,000.00 October 2007 $185,690,000.00 November 2007 $123,793,000.00 December 2007 $123,793,000.00 January 2008 $123,793,000.00 February 2008 $123,793,000.00 March 2008 $123,793,000.00 April 2008 $123,793,000.00

Appears in 1 contract

Samples: Pooling and Servicing Agreement (First Franklin Mortgage Loan Trust 2006-Ff5)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form K-3 FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT L FORM OF SERVICER CERTIFICATION Re: __________ (the “Trust”) Mortgage Pass-Through Certificates, Series 2007-OA2 I, [identify the certifying individual], certify to any such documentsDeutsche Alt-A Securities, Inc. (the “Depositor”), HSBC Bank USA, National Association (the “Trustee”) and Xxxxx Fargo Bank, National Association (the “Master Servicer”), and their respective officers, directors and affiliates, and with the knowledge and intent that they will rely upon this certification, that:

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Deutsche Alt-a Securities Mortgage Loan Trust, Series 2007-Oa2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party to any such documents)financial statement or exhibit

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Fremont Home Loan Trust 2006-A)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (b) • Trustee Depositor as to (a) ▪ Master Servicer Master Servicer ▪ Trust Trustee as to (b) • Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust • Trustee Depositor/Sponsor • Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust • Trustee Depositor/Sponsor • Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor Sponsor (Seller) Depositor/Sponsor (Seller) Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer (as to itself) • Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) • Other material servicers Servicer (as to itself) • Trustee Trustee ▪ Trust • Securities Administrator Trust Securities Administrator Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible • Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust AdministratorSecurities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer Requires disclosure of any removal, replacement, substitution or addition of any affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Depositor/TrusteeSecurities Administrator Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer is also required. Servicer (as to itself)/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator N-5 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party to any such documents)financial statement or exhibit Exhibit O Original Pooling & Servicing Agreement SCHEDULE A MORTGAGE LOAN SCHEDULE

Appears in 1 contract

Samples: Pooling Agreement (Sequoia Mortgage Trust 2010-H1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) § Master Servicer Master Servicer § Trust Administrator Trust Administrator § Trustee Trustee § Any other 1108(a)(3) servicer Servicer § Any 1110 Originator Depositor/Sponsor § Any 1112(b) Significant Obligor Depositor/Sponsor § Any 1114 Credit Enhancement Provider Depositor/Sponsor § Any 1115 Derivate Counterparty Provider Depositor/Sponsor § Any other 1101(d)(1) material party Depositor/Sponsor T-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) § Master Servicer Master Servicer § Trust Administrator Trust Administrator § Trustee Trustee ▪ Depositor/Sponsor § Any other 1108(a)(3) servicer Servicer § Any 1110 Originator Depositor/Sponsor § Any 1112(b) Significant Obligor Depositor/Sponsor § Any 1114 Credit Enhancement Provider Depositor/Sponsor § Any 1115 Derivate Counterparty Provider Depositor/Sponsor § Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) § Master Servicer Master Servicer § Trust Administrator Trust Administrator § Trustee Trustee ▪ Depositor/Sponsor § Any other 1108(a)(3) servicer Servicer § Any 1110 Originator Depositor/Sponsor § Any 1112(b) Significant Obligor Depositor/Sponsor § Any 1114 Credit Enhancement Provider Depositor/Sponsor § Any 1115 Derivate Counterparty Provider Depositor/Sponsor § Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V U Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement All parties Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement All parties Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Depositor Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ § Sponsor (Seller) Depositor/Sponsor (Seller) § Depositor Depositor § Master Servicer Master Servicer § Affiliated Servicer Servicer § Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer § Other material servicers Servicer § Trustee Trustee § Trust Administrator Trust Administrator § Significant Obligor Depositor § Credit Enhancer (10% or more) Depositor § Derivative Counterparty Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible • Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Depositor Master Servicer Trust Administrator Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents).

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Fremont Home Loan Trust 2006-B)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to Depositor and Issuing Entity (a) Sponsor/Seller as to Sponsor/Seller (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to Depositor and Issuing Entity (a) Sponsor/Seller as to Sponsor/Seller (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Depositor and Issuing Entity Sponsor/Seller as to (a) Sponsor/Seller ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form T ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee (if change of the Securities Administrator) Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is financial statement or exhibit EXHIBIT U FORM OF ADDITIONAL DISCLOSURE NOTIFICATION Wxxxx Fargo Bank, N.A. as Securities Administrator 9000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: cxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx Attn: Corporate Trust Services - TXXXXXXXX MORTGAGE TRUST 2008-1-SEC REPORT PROCESSING RE: Additional Form [ ] Disclosure Required Ladies and Gentlemen: In accordance with Section 3.19(a)(ii) of the Pooling and Servicing Agreement dated as of February 1, 2008 by and among the Greenwich Capital Acceptance, Inc., as depositor, Txxxxxxxx Mortgage Home Loans, Inc., as seller, Wxxxx Fargo Bank, N.A., as master servicer and securities administrator and LaSalle Bank National Association, as trustee and custodian, the undersigned, as [ ], hereby notifies you that certain events have come to our attention that [will][may] need to be disclosed on Form [10-D] [10-K] [8-K]. Description of Additional Form [10-D] [10-K] [8-K] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: ______________________________________ Name: Title: SCHEDULE I MORTGAGE LOAN SCHEDULE [To be retained in a party to any such documents)separate closing binder entitled “Txxxxxxxx 2008-1 Mortgage Loan Schedule” at the Washington DC offices of MxXxx Xxxxxx LLP] SCHEDULE I SCHEDULE II GROUP 1 MORTGAGE LOAN SCHEDULE [To be retained in a separate closing binder entitled “Txxxxxxxx 2008-1 Mortgage Loan Schedule” at the Washington DC offices of MxXxx Xxxxxx LLP] SCHEDULE II SCHEDULE III GROUP 2 MORTGAGE LOAN SCHEDULE [To be retained in a separate closing binder entitled “Txxxxxxxx 2008-1 Mortgage Loan Schedule” at the Washington DC offices of MxXxx Xxxxxx LLP] SCHEDULE III SCHEDULE IV GROUP 3 MORTGAGE LOAN SCHEDULE [To be retained in a separate closing binder entitled “Txxxxxxxx 2008-1 Mortgage Loan Schedule” at the Washington DC offices of MxXxx Xxxxxx LLP] SCHEDULE IV SCHEDULE V GROUP 4 MORTGAGE LOAN SCHEDULE [To be retained in a separate closing binder entitled “Txxxxxxxx 2008-1 Mortgage Loan Schedule” at the Washington DC offices of MxXxx Xxxxxx LLP]

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Thornburg Mortgage Securities Trust 2008-1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form T ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor T-1 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Securities Administrator Trustee Depositor (with respect to each, only Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the extent it is a party to any such documents)governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Harborview 2006-7)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor DepositorN/Sponsor A ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Sponsor, if applicable ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Sponsor, if applicable ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor DepositorN/Sponsor A ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Sponsor, if applicable ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Sponsor, if applicable ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor DepositorN/Sponsor A ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitizationSponsor, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)applicable

Appears in 1 contract

Samples: Servicing Agreement (Renaissance Home Equity Loan Trust 2007-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) Exhibit M-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8N Loan Level Data Report LOAN NUM NEXT DUE DATE PMT P&I CONTSTANT RTE BEG SCHED BAL SCHED PRIN CURTAIL LIQUIDATED BALANCE END SCHED BAL NET INT NEG AMORT AMOUNT NEXT RATE CHANGE DATE ACTION CODE STATUS DEALID LOSS ON LIQUIDATED PROP MODIFICATION DATE Exhibit N-1 SCHEDULE I BOND LEVEL REPORT SCHEDULE II LOAN LEVEL REPORT SCHEDULE III REMITTANCE REPORT Data Field Investor_ID Category_ID Servicer loan number Investor Loan # PIF Principal Amount PIF Net Interest Paid PIF date Beginning scheduled note rate Ending note rate Beginning schedule service fee Ending service fee Format Number (no decimals) Number (no decimals) Number (no decimals) Number (no decimals) Number (two decimals) Number (two decimals) Date (mm/dd/yy) format Number (seven Decimals) Number (seven decimals) Number (seven decimals) Number (seven decimals) Description ID number used by your company for the investor ID number used by your company for the specific deal. Servicer Loan Number - loan number used at your company. Loan number used by Investor Paid-K Disclosure Information FORM 8in-K DISCLOSURE INFORMATION Item on Form 8full principal balance amount Net interest paid the loan was paid-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into in-full Enter the date the loan was paid-in-full. Leave blank if no PIF transaction. Beginning scheduled note rate before the servicer's monthly activity. Can be blank for act/act pools. Ending scheduled loan note rate after servicer's monthly activity (sch/sch) or amendment of any definitive agreement that is material to the securitizationending actual loan note rate after servicer's activity (act/act). Beginning scheduled servicer service fee rate before the servicer's monthly activity. Can be blank for act/act pools. Ending scheduled servicer service fee rate after the servicer's monthly activity. Example: 1000 2 1234 56789 0.00 0.00 0.0887500 0.0887500 0.0025000 0.0025000 Ending due date Beginning schedule 100% P&I Ending 100% P&I Beginning security balance Ending security balance Ending part UPB Ending 100% UPB Principal remitted Interest remitted Principal Curtailment Date (mm/dd/yy) format Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Ending actual loan due date Beginning scheduled 100% monthly payment amount before the servicer's monthly activity. Can be blank for act/act pools. Ending 100% scheduled monthly loan payment amount after servicer's monthly activity (sch/sch) or the ending 100% actual monthly loan payment amount after servicer's activity (act/act). (Sch/Sch) beginning scheduled balance. (Act/Act) beginning 100% Actual balance or the beginning participation Actual balance for participation loans. (Sch/Sch) Ending scheduled balance. (Act/Act) Ending 100% Actual balance or the ending participation Actual balance for participation loans. Ending actual participation loan principal balance after servicer's monthly activity. Ending 100% actual principal balance after servicer's monthly activity. (Sch/Sch) --- Add scheduled principal + Curtailments + payoff/liquidation amount (Act/Act) --- Add actual principal + curtailments + payoff/liquidation amounts. For Sch/Sch loans, even if depositor is not a partyenter the scheduled net interest amount remitted. Examples: servicing agreementFor Act/Act loans, custodial agreemententer the net interest amount remitted. Note: disclosure not required as to definitive agreements that are fully disclosed in Net Interest should equal the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization Gross Interest Amount minus Service Fee Amount. (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor Sch/Sch) --- scheduled principal (SellerAct/Act) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)--- actual principal paid Curtailment amount 07/01/02 4475.51 4475.51 557866.38 557516.76 557866.38 557866.38 349.62 4009.67 349.62 0.00

Appears in 1 contract

Samples: Trust Agreement (STARM Mortgage Loan Trust 2007-4)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Responsible Party ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor N-2-3 EXHIBIT V N-3 Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Responsible Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties (with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its termsparty), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Morgan Stanley Mortgage Loan Trust 2007-7ax)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 1 contract

Samples: Trust Agreement (TBW 2006-3)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor Seller (SellerSponsor), Depositor or Trust Fund (Issuing Entity Entity) is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ § Master Servicer Master Servicer § Trust Administrator Trust Administrator § Indenture Trustee Indenture Trustee § Any other 1108(a)(3) servicer Servicer § Any 1110 Originator Depositor/Sponsor ▪ Depositor § Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor § Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor § Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor § Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor Seller (SellerSponsor), Depositor Item on Form 10-K Party Responsible Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a CertificateholderNoteholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ § Master Servicer Master Servicer § Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ § Any other 1108(a)(3) servicer Servicer § Any 1110 Originator Depositor/Sponsor ▪ Depositor § Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor § Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor § Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor § Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor Seller (SellerSponsor), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ § Master Servicer Master Servicer § Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ § Any other 1108(a)(3) servicer Servicer § Any 1110 Originator Depositor/Sponsor ▪ Depositor § Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor § Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor § Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor § Any other 1101(d)(1) material party Depositor/Sponsor Depositor EXHIBIT V O Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. All parties Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. All parties Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor § Seller (SellerSponsor) Depositor/Sponsor (Seller) ▪ Depositor § Depositor Depositor § Master Servicer Master Servicer § Affiliated Servicer Servicer § Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer § Other material servicers Servicer § Indenture Trustee Indenture Trustee § Trust Administrator Trust Administrator Item on Form 8-K Party Responsible § Significant Obligor Depositor § Credit Enhancer (10% or more) Depositor § Derivative Counterparty Depositor § Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Off- Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholdersNoteholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of CertificateholdersNoteholders, including the Pooling Transfer and Servicing Agreement. Trust Administrator/Trustee/Administrator Indenture Trustee Depositor (with respect to each, only Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the extent it is a party to any such documents)governing documents of the Issuing Entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor

Appears in 1 contract

Samples: Transfer and Servicing Agreement (Fieldstone Mortgage Investment Trust, Series 2006-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Responsible Party Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V P Form of Master Loan Purchase Agreement, between various sellers and Xxxxxxx Xxxxx Mortgage Company [See Exhibit 99.1 to Form 8-K/A filed with the Commission on February 14, 2006, Accession No. 0000905148-06-001326] EXHIBIT Q Flow Servicing Agreement, dated as of January 1, 2006, between Avelo Mortgage, L.L.C. and Xxxxxxx Xxxxx Mortgage Company [See Exhibit 99.13 to Form 8-K Disclosure Information FORM 8filed with the Commission on April 14, 2006, Accession No. 0000905148-K DISCLOSURE INFORMATION Item on 06-00297] EXHIBIT R Servicing Agreement, dated as of July 1, 2004, between Countrywide Home Loans Servicing LP and Xxxxxxx Xxxxx Mortgage Company, as amended by Amendment Reg AB [See Exhibit 99.3 to Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment filed with the Commission on March 13, 2006, Accession No. 0000905148-06-002297] EXHIBIT S Master Mortgage Loan Purchase Agreement, dated as of any definitive agreement that is material July 1, 2004, between Countrywide Home Loans, Inc. and Xxxxxxx Xxxxx Mortgage Company, as amended by Amendment Reg AB [See Exhibit 99.3 to Form 8-K filed with the Commission on March 13, 2006, Accession No. 0000905148-06-002297] EXHIBIT T Amendment Reg AB to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling Mortgage Loan Purchase and Servicing Agreement, dated as of January 1, 2006, among Xxxxxxx Xxxxx Mortgage Company, Countrywide Home Loans, Inc. and Countrywide Home Loans Servicing LP [See Exhibit 99.1 to Form 8-K filed with the Commission on March 14, 2006, Accession No. Trust Administrator0000905148-06-002297] T-1 EXHIBIT U Amended and Restated Master Mortgage Loan Purchase Agreement, dated as of November 1, 2005, between GreenPoint Mortgage Funding, Inc. and Xxxxxxx Xxxxx Mortgage Company [See Exhibit 99.9 to Form 8-K/TrusteeA filed with the Commission on February 14, 2006, Accession No. 0000905148-06-001326] EXHIBIT V Servicing Agreement, dated as of November 1, 2005, between GreenPoint Mortgage Funding, Inc. and Xxxxxxx Xxxxx Mortgage Company [See Exhibit 99.9 to Form 8-K/Depositor (A filed with respect the Commission on February 14, 2006, Accession No. 0000905148-06-001326] EXHIBIT W Second Amended and Restated Flow Seller’s Warranties and Servicing Agreement, dated as of January 1, 2006, between National City Mortgage Co. and Xxxxxxx Xxxxx Mortgage Company [See Exhibit 99.7 to eachForm 8-K filed with the Commission on April 14, only 2006, Accession No. 0000905148-06-00297] EXHIBIT X The Seller’s Purchase, Warranties and Servicing Agreement, dated as of April 1, 2006, between Xxxxxxx Xxxxx Mortgage Company and Wachovia Mortgage Corporation [See Exhibit 99.1 to Form 8-K filed with the extent it is a party Commission on September 8, 2006, Accession No. 0000905148-06-005642] EXHIBIT Y Second Amended and Restated Master Seller’s Warranties and Servicing Agreement, dated as of November 1, 2005, between Xxxxxxx Xxxxx Mortgage Company and Xxxxx Fargo Bank, National Association [See Exhibit 99.1 to any such documents)Form 8-K filed with the Commission on May 12, 2006, Accession No. 0000905148-06-003718] Y-1 EXHIBIT Y Form of Interest Rate Swap Agreement [On File with the Depositor]

Appears in 1 contract

Samples: Servicing Agreement (GSAA Home Equity Trust 2007-5)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than Depositor as to (a) Sponsor/Seller as to (a) G-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information H FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor Sponsor (Seller) Depositor/Sponsor (Seller) Depositor Depositor Master Servicer Master Servicer Affiliated Servicer Servicer Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer Other material servicers Servicer Trustee Trustee ▪ Trust • Securities Administrator Trust Securities Administrator Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible • Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholdersMonthly Statements. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity.” Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to Certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT I ADDITIONAL DISCLOSURE NOTIFICATION [Xxxxx Fargo Bank, National Association, as Securities Administrator 0000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000-0000 Fax: (000) 000-0000 E-mail: xxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx] [insert name and address of Depositor] Attn: Corporate Trust Services - [DEAL NAME]-SEC REPORT PROCESSING RE: **Additional Form [ ] Disclosure**Required Ladies and Gentlemen: In accordance with Section [ ] of the Pooling and Servicing Agreement, dated as of [ ] [ ], 2006, among [ ], as [ ], [ ], as [ ], [ ], as [ ] and [ ], as [ ]. The Undersigned, as [ ], hereby notifies you that certain events have come to any such documentsour attention that [will][may] need to be disclosed on Form [ ]. Description of Additional Form [ ] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: Name: Title: EXHIBIT J FORM OF ANNUAL CERTIFICATION Re: The [ ] agreement dated as of [ ], 200[ ] (the “Agreement”), among [IDENTIFY PARTIES] I, , the of [NAME OF COMPANY] (the “Company”), certify to [the Purchaser], [the Depositor], and the Master Servicer, [Trustee], and their officers, with the knowledge and intent that they will rely upon this certification, that:

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Peoples Choice Home Loan Securities Corp)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor Seller (SellerSponsor), Depositor or Trust Fund (Issuing Entity Entity) is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer Trust Administrator Trust Administrator • Indenture Trustee Indenture Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor ▪ Depositor • Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor • Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor • Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor • Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor Seller (SellerSponsor), Depositor Item on Form 10-K Party Responsible Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a CertificateholderNoteholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor ▪ Depositor • Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor • Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor • Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor • Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor Seller (SellerSponsor), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor ▪ Depositor • Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor • Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor • Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor • Any other 1101(d)(1) material party Depositor/Sponsor Depositor EXHIBIT V O Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement All parties Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement All parties Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Depositor Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: • Seller (Sponsor) Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor Master Servicer Master Servicer Affiliated Servicer Servicer Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer Other material servicers Servicer • Indenture Trustee Indenture Trustee Trust Administrator Trust Administrator Item on Form 8-K Party Responsible • Significant Obligor Depositor Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Depositor Master Servicer Trust Administrator Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)Noteholders.

Appears in 1 contract

Samples: Transfer and Servicing Agreement (Fieldstone Mortgage Investment CORP)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O INTEREST RATE SWAP AGREEMENT DATE: September 29, 2006 TO: HSBC Bank USA, National Association not individually, but solely as Supplemental Interest Trust Trustee on behalf of the supplemental interest trust with respect to the extent it Nomura Asset Acceptance Corporation, Alternative Loan Trust, Series 2006-AR3, Mortgage Pass-Through Certificates. ATTENTION: HSBC Bank USA, National Association 000 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Nomura Asset Acceptance Corp., 2006-AR3 FROM: ABN AMRO Bank N.V. SUBJECT: Fixed Income Derivatives Confirmation and Agreement REFERENCE NUMBER: 3698366 The purpose of this letter agreement (“Agreement”) is to confirm the terms and conditions of the current Transaction entered into on the Trade Date specified below (the “Transaction”) between ABN AMRO Bank N.V. (“Party A”) and HSBC Bank USA, National Association, not individually, but solely as trustee (the “Supplemental Interest Trust Trustee”) on behalf of the supplemental interest trust with respect to the Nomura Asset Acceptance Corporation, Alternative Loan Trust, Series 2006-AR3, Mortgage Pass-Through Certificates (the “Supplemental Interest Trust”) (“Party B”) created under the Pooling and Servicing Agreement, dated as of September 1, 2006, among Nomura Asset Acceptance Corporation as depositor, GMAC Mortgage Corporation, as servicer, Xxxxx Fargo Bank, N.A as master servicer and securities administrator and HSBC Bank USA, National Association as trustee (the “Pooling and Servicing Agreement”). This Agreement, which evidences a party complete and binding agreement between you and us to any such documentsenter into the Transaction on the terms set forth below, constitutes a “Confirmation” as referred to in the “ISDA Form Master Agreement” (as defined below), as well as a “Schedule” as referred to in the ISDA Form Master Agreement.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Nomura Asset Acceptance Corporation, Alternative Loan Trust, Series 2006-Ar3)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to Depositor and Issuing Entity (a) Sponsor/Seller as to Sponsor/Seller (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to Depositor and Issuing Entity (a) Sponsor/Seller as to Sponsor/Seller (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Depositor and Issuing Entity Sponsor/Seller as to (a) Sponsor/Seller ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form T ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement All parties Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement All parties Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Depositor Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee T-1 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee (if change of the Securities Administrator) Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee T-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Depositor/Securities Administrator Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure Depositor If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Depositor Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is financial statement or exhibit EXHIBIT U FORM OF ADDITIONAL DISCLOSURE NOTIFICATION Xxxxx Fargo Bank, N.A. as Securities Administrator 0000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: xxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx Attn: Corporate Trust Services - XXXXXXXXX MORTGAGE TRUST 2006-6-SEC REPORT PROCESSING RE: Additional Form [ ] Disclosure Required Ladies and Gentlemen: In accordance with Section 3.19(a)(ii) of the Pooling and Servicing Agreement dated as of November 1, 2006 by and among the Credit Suisse First Boston Mortgage Securities Corp., as depositor, Xxxxxxxxx Mortgage Home Loans, Inc., as seller, Xxxxx Fargo Bank, N.A., as master servicer and securities administrator, the Wilmington Trust Company, as Delaware trustee and LaSalle Bank National Association, as trustee, the undersigned, as [ ], hereby notifies you that certain events have come to our attention that [will][may] need to be disclosed on Form [10-D] [10-K] [8-K]. Description of Additional Form [10-D] [10-K] [8-K] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: Name: Title: SCHEDULE I MORTGAGE LOAN SCHEDULE [To be retained in a party to any such documents)separate closing binder entitled “Xxxxxxxxx 2006-6 Mortgage Loan Schedule” at the offices of XxXxx Xxxxxx LLP]

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Thornburg Mortgage Securities Trust 2006-6)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor Item on Form 10-K Party Responsible ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 1 contract

Samples: Trust Agreement (Lehman Mortgage Trust 2006-8)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form K-3 FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT L FORM OF SERVICER CERTIFICATION Re: __________ (the “Trust”) Mortgage Pass-Through Certificates, Series 2007-OA4 I, [identify the certifying individual], certify to any such documentsACE Securities Corp. (the “Depositor”), HSBC Bank USA, National Association (the “Trustee”) and Xxxxx Fargo Bank, National Association (the “Master Servicer”), and their respective officers, directors and affiliates, and with the knowledge and intent that they will rely upon this certification, that:

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Deutsche Alt-a Securities Mortgage Loan Trust, Series 2007-Oa4 /DE)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into Q RELEVANT SERVICING CRITERIA The assessment of compliance to be delivered by the Servicers, Master Servicer and the Trust Administrator shall address, at a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to minimum, the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required criteria identified as to definitive agreements that are fully disclosed in the prospectus All parties below as “Applicable Servicing Criteria” with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreementWhere there are multiple checks for criteria, custodial agreement. All parties with respect to any agreement entered into by such the attesting party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events will identify in their management assertion that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which they are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, attesting only to the extent it is a party to any such documents)portion of the distribution chain they are responsible for in the related transaction agreements.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Asset Backed Securities CORP Home Equity Loan Trust, Series MO 2006-He6)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Depositor/Sponsor as to (a) Trustee as to (b) • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor M-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor Sponsor (Seller) Depositor/Sponsor (Seller) Depositor Depositor Master Servicer Master Servicer Affiliated Servicer Servicer (as to itself) • Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) • Other material servicers Servicer (as to itself) • Trustee Trustee ▪ Trust • Securities Administrator Trust Securities Administrator Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible • Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator N-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] Citibank, N.A. 000 Xxxxxxxxx Xx., 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Citibank Agency & Trust – SEMT 2013-1 Attention: Sequoia Mortgage Trust 2013-1, Mortgage Pass-Through Certificates, Series 2013-1 In accordance with the requirements for obtaining certain information pursuant to the extent it is Amended and Restated Pooling and Servicing Agreement, dated as of January 1, 2014 (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, Xxxxx Fargo Bank, N.A., as Master Servicer, Citibank, N.A., as Securities Administrator and Christiana Trust, a party division of Wilmington Savings Fund Society, FSB, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2013-1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form K-3 FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT L FORM OF SERVICER CERTIFICATION Re: __________ (the “Trust”) Mortgage Pass-Through Certificates, Series 2006-AR4 I, [identify the certifying individual], certify to any such documentsDeutsche Alt-A Securities, Inc. (the “Depositor”), HSBC Bank USA, National Association (the “Trustee”) and Xxxxx Fargo Bank, National Association (the “Master Servicer”), and their respective officers, directors and affiliates, and with the knowledge and intent that they will rely upon this certification, that:

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Deutsche Alt-a Securities Mortgage Loan Trust, Series 2006-Ar4)

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Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement All parties Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement All parties Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Depositor Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) Depositor Depositor Master Servicer Master Servicer Affiliated Servicer Servicer Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer Other material servicers Servicer Trustee Trustee ▪ Trust • Securities Administrator Trust Securities Administrator Significant Obligor Depositor Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Depositor Master Servicer Securities Administrator Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Securities Administrator Trustee Depositor Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Depositor Disclosure is required of any amendment “to the governing documents of the issuing entity”. Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Depositor/Securities Administrator/Trustee Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure Depositor If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Depositor Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party to any such documents)financial statement or exhibit

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Fremont Home Loan Trust 2006-E)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V S Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Trustee Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust AdministratorTrustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party to any such documents)financial statement or exhibit SCHEDULE A MORTGAGE LOAN SCHEDULE [On file with XxXxx Xxxxxx LLP] Schedule A SCHEDULE B FIRST PAYMENT DEFAULT MORTGAGE LOANS [On file with XxXxx Xxxxxx LLP] Schedule B ANNEX 5A.02 DISTRIBUTIONS FROM THE CERTIFICATE ACCOUNT TO THE GROUP 1 CERTIFICATES

Appears in 1 contract

Samples: Custodial Agreement (LXS 2007-3)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to Depositor and Issuing Entity (a) Sponsor/Seller as to Sponsor/Seller (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to Depositor and Issuing Entity (a) Sponsor/Seller as to Sponsor/Seller (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Depositor and Issuing Entity Sponsor/Seller as to (a) Sponsor/Seller ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form T ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee (if change of the Securities Administrator) Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is financial statement or exhibit EXHIBIT U FORM OF ADDITIONAL DISCLOSURE NOTIFICATION Xxxxx Fargo Bank, N.A. as Securities Administrator 0000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: xxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx Attn: Corporate Trust Services - XXXXXXXXX MORTGAGE TRUST 2007-4-SEC REPORT PROCESSING RE: Additional Form [ ] Disclosure Required Ladies and Gentlemen: In accordance with Section 3.19(a)(ii) of the Pooling and Servicing Agreement dated as of August 1, 2007 by and among the Greenwich Capital Acceptance, Inc., as depositor, Xxxxxxxxx Mortgage Home Loans, Inc., as seller, Xxxxx Fargo Bank, N.A., as master servicer and securities administrator and LaSalle Bank National Association, as trustee, the undersigned, as [ ], hereby notifies you that certain events have come to our attention that [will][may] need to be disclosed on Form [10-D] [10-K] [8-K]. Description of Additional Form [10-D] [10-K] [8-K] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] Date: By: Name: Title: SCHEDULE I MORTGAGE LOAN SCHEDULE [To be retained in a party to any such documents)separate closing binder entitled “Xxxxxxxxx 2007-4 Mortgage Loan Schedule” at the Washington DC offices of XxXxx Xxxxxx LLP] SCHEDULE II GROUP 1 MORTGAGE LOAN SCHEDULE [To be updated by Seller on each distribution date for which a Modifiable Mortgage Loan becomes modified in the immediately preceding Due Period.] SCHEDULE III GROUP 2 MORTGAGE LOAN SCHEDULE [To be retained in a separate closing binder entitled “Xxxxxxxxx 2007-4 Mortgage Loan Schedule” at the Washington DC offices of XxXxx Xxxxxx LLP] SCHEDULE IV GROUP 3 MORTGAGE LOAN SCHEDULE [To be retained in a separate closing binder entitled “Xxxxxxxxx 2007-4 Mortgage Loan Schedule” at the Washington DC offices of XxXxx Xxxxxx LLP]

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Thornburg Mortgage Securities Trust 2007-4)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Depositor as to (a) Trustee as to (b) ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form Q ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer (as to itself) ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) ▪ Other material servicers Servicer (as to itself) ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/Depositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Trustee/Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party to any such documents)financial statement or exhibit XXXXX FARGO BANK, N.A., as [Securities Administrator] [Master Servicer] By ________________________________ Name: Title: SCHEDULE A MORTGAGE LOAN SCHEDULE

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2007-4)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller)Sponsor, Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ · Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ · Any 1112(b) Significant Obligor DepositorDepositor or [N/Sponsor ▪ A] · Any 1114 Credit Enhancement Provider DepositorDepositor or [N/Sponsor ▪ A] · Any 1115 Derivate Counterparty Provider DepositorDepositor or [N/Sponsor ▪ A] · Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller)Sponsor, Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ · Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ · Any 1112(b) Significant Obligor DepositorDepositor or [N/Sponsor ▪ A] · Any 1114 Credit Enhancement Provider DepositorDepositor or [N/Sponsor ▪ A] · Any 1115 Derivate Counterparty Provider DepositorDepositor or [N/Sponsor ▪ A] · Any other 1101(d)(1) material party Depositor/Sponsor Depositor · Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller)Sponsor, Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ · Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ · Any 1112(b) Significant Obligor DepositorDepositor or [N/Sponsor ▪ A] · Any 1114 Credit Enhancement Provider DepositorDepositor or [N/Sponsor ▪ A] · Any 1115 Derivate Counterparty Provider DepositorDepositor or [N/Sponsor ▪ A] · Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form Depositor FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Responsible Party Responsible Item 1.01- Entry into a Material Definitive Agreement All parties (with respect to any agreement entered into by such party) Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus Item 1.02- Termination of a Material Definitive Agreement All parties (with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement party) Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: · Sponsor Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ · Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ · Other Servicer servicing 20% or more of the pool assets Trust Fund at the time of the report Servicer ▪ Trustee · Other material servicers Servicer ▪ Trustee · Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ · Significant Obligor Depositor or [N/A] · Credit Enhancer (10% or more) Depositor or [N/A] · Derivative Counterparty Depositor ▪ Custodian Custodian or [N/A] Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Trustee/ Depositor (with respect to any agreement to which the Trustee is not a party) Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Responsible Party Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents).

Appears in 1 contract

Samples: Trust Agreement (GNMAG Asset Backed Securitizations, LLC)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Depositor/Sponsor as to (a) Trustee as to (b) • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor M-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor Sponsor (Seller) Depositor/Sponsor (Seller) Depositor Depositor Master Servicer Master Servicer Affiliated Servicer Servicer (as to itself) • Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) • Other material servicers Servicer (as to itself) • Trustee Trustee ▪ Trust • Securities Administrator Trust Securities Administrator Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible • Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator N-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] Citibank, N.A. 000 Xxxxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Citibank Agency & Trust – SEMT 2011-2 Attention: Sequoia Mortgage Trust 2011-2, Mortgage Pass-Through Certificates, Series 2011-2 In accordance with the requirements for obtaining certain information pursuant to the extent it is a party Amended and Restated Pooling and Servicing Agreement, dated as of January 1, 2014 (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, Xxxxx Fargo Bank, N.A., as Master Servicer, Citibank, N.A., as Securities Administrator and U.S. Bank National Association, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2011-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O CAP AGREEMENTS HSBC Bank USA, National Association 000 Xxxxx Xxxxxx Xxx Xxxx, XX 00000 Fax: (000) 000-0000 DATE: January 31, 2007 TO: HSBC Bank USA, National Association, not individually, but solely as Trustee with respect to the extent it Nomura Home Equity Loan, Inc., Home Equity Loan Trust, Series 2007-1 ATTENTION: HSBC Bank USA, National Association 000 0xx Xxx. Xxx Xxxx, XX 00000 FACSIMILE: 000-000-0000 with a copy to: ATTENTION: Xxxxx Fargo Bank, N.A. 0000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, XX 00000 Attn: Client Manager, NHEL 2007-1 FACSIMILE: 000-000-0000 FROM: HSBC Bank USA, National Association TELEPHONE : 000-000-0000 FACSIMILE: 000-000-0000 SUBJECT: Fixed Income Derivatives Confirmation REFERENCE NUMBER: 453816HN/453817HN The purpose of this long-form confirmation (“Confirmation”) is to confirm the terms and conditions of the current Transaction entered into on the Trade Date specified below (the “Transaction”) between HSBC Bank USA, National Association (“Party A”) and HSBC Bank USA, National Association, not individually, but solely as trustee of the trust (the “Trust”) with respect to the Nomura Home Equity Loan, Inc., Home Equity Loan Trust, Series 2007-1 (“Party B”) created under the Pooling and Servicing Agreement, dated as of January 1, 2007, among Nomura Home Equity Loan, Inc., as depositor (the “Depositor”), Nomura Credit & Capital, Inc., as sponsor (the “Sponsor”), Xxxxx Fargo Bank, N.A., as master servicer (the “Master Servicer”) and securities administrator (the “Securities Administrator”), GMAC Mortgage, LLC as servicer (the “Servicer”) and HSBC Bank USA, National Association, not in its individual capacity, but solely as trustee (the “Trustee”) (the “Pooling and Servicing Agreement”). This Confirmation evidences a party complete and binding agreement between you and us to enter into the Transaction on the terms set forth below and replaces any such documents)previous agreement between us with respect to the subject matter hereof. This Confirmation constitutes a “Confirmation” and also constitutes a “Schedule” as referred to in the ISDA Master Agreement, and Paragraph 13 of a Credit Support Annex to the Schedule.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Nomura Home Equity Loan, Inc., Home Equity Loan Trust, Series 2007-1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Responsible Party ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V P Form of Master Loan Purchase Agreement, between various sellers and Xxxxxxx Xxxxx Mortgage Company [See Exhibit 99.1 to Form 8-K/A filed with the Commission on February 14, 2006, Accession No. 0000905148-06-001326] EXHIBIT Q Flow Servicing Agreement, dated as of January 1, 2006, between Avelo Mortgage, L.L.C. and Xxxxxxx Xxxxx Mortgage Company [See Exhibit 99.13 to Form 8-K Disclosure Information FORM 8filed with the Commission on March 14, 2006, Accession No. 0000905148-K DISCLOSURE INFORMATION Item on Form 806-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling 00297] EXHIBIT R PHH Sale and Servicing Agreement. The Second Amended and Restated Mortgage Loan Flow Purchase, Sale and Servicing Agreement, dated as of May 1, 2006, between GSMC and PHH and Xxxxxx’x Gate Residential Mortgage Trust Administrator/Trustee/Depositor SECOND AMENDED AND RESTATED MORTGAGE LOAN FLOW PURCHASE, SALE & SERVICING AGREEMENT dated as of May 1, 2006 between XXXXXXX XXXXX MORTGAGE COMPANY, Purchaser and PHH MORTGAGE CORPORATION (with respect FORMERLY KNOWN AS CENDANT MORTGAGE CORPORATION) AND XXXXXX’X GATE RESIDENTIAL MORTGAGE TRUST (formerly known as CENDANT RESIDENTIAL MORTGAGE TRUST) Sellers TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01 Defined Terms 2 ARTICLE II SALE AND CONVEYANCE OF MORTGAGE LOANS; POSSESSION OF MORTGAGE FILES; BOOKS AND RECORDS; DELIVERY OF MORTGAGE LOAN DOCUMENTS Section 2.01 Sale and Conveyance of Mortgage Loans 19 Section 2.02 Possession of Mortgage Files 20 Section 2.03 Books and Records 20 Section 2.04 Defective Documents; Delivery of Mortgage Loan Documents 20 Section 2.05 Transfer of Mortgage Loans 22 ARTICLE III REPRESENTATIONS, WARRANTIES AND COVENANTS OF THE SELLER; REPURCHASE AND SUBSTITUTION; REVIEW OF MORTGAGE LOANS Section 3.01 Representations and Warranties of each Seller 23 Section 3.02 Representations and Warranties of the Servicer 26 Section 3.03 Representations and Warranties as to each, only Individual Mortgage Loans 27 Section 3.04 Repurchase and Substitution 40 Section 3.05 Certain Covenants of each Seller and the Servicer 42 ARTICLE IV REPRESENTATIONS AND WARRANTIES OF THE PURCHASER AND CONDITIONS PRECEDENT TO FUNDING Section 4.01 Representations and Warranties 42 Section 4.02 Conditions Precedent to the extent it is a party to any such documents)Closing 45 ARTICLE V

Appears in 1 contract

Samples: Servicing and Trust Agreement (GSAA Home Equity Trust 2007-9)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust ▪Securities Administrator Trust Securities Administrator ▪ Trustee Trustee (as to affiliations only) ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer Depositor/Sponsor ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form X FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party other than the Trustee Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party other than the Trustee Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties other than the Trustee Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT Y ADDITIONAL DISCLOSURE NOTIFICATION **SEND TO XXXXX FARGO VIA FAX TO 000-000-0000 AND VIA EMAIL TO xxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx AND VIA OVERNIGHT MAIL TO THE ADDRESS IMMEDIATELY BELOW. SEND TO THE DEPOSITOR AT THE ADDRESS BELOW** Xxxxx Fargo Bank, N.A. as Securities Administrator 0000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: xxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx HSI Asset Securitization Corporation 000 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Head MBS Principal Finance Attn: Corporate Trust Services - [DEAL NAME]-SEC REPORT PROCESSING RE: **Additional Form [ ] Disclosure**Required Ladies and Gentlemen: In accordance with Section [ ] of the Pooling and Servicing Agreement, dated as of [ ] [ ], 2006, among [ ], as [ ], [ ], as [ ], [ ], as [ ] and [ ], as [ ]. The Undersigned, as [ ], hereby notifies you that certain events have come to any such documents)our attention that [will][may] need to be disclosed on Form [ ]. Description of Additional Form [ ] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: __________________ Name: Title: EXHIBIT Z CLASS NOTIONAL BALANCE SCHEDULE FOR CLASS A-IO CERTIFICATES The Class Notional Balance of the Class A-IO Certificates for each Distribution Date will be the lesser of (1) the notional balance for the applicable Distribution Date set forth in the schedule below and (2) the Pool Balance as of the first day of the related Due Period: Distribution Date Class Notional Balance June 2006 $296,185,000.00 July 2006 $296,185,000.00 August 2006 $296,185,000.00 September 2006 $296,185,000.00 October 2006 $296,185,000.00 November 2006 $296,185,000.00 December 2006 $236,948,000.00 January 2007 $236,948,000.00 February 2007 $236,948,000.00 March 2007 $236,948,000.00 April 2007 $236,948,000.00 May 2007 $236,948,000.00 June 2007 $177,711,000.00 July 2007 $177,711,000.00 August 2007 $177,711,000.00 September 2007 $177,711,000.00 October 2007 $177,711,000.00 November 2007 $177,711,000.00 December 2007 $118,474,000.00 January 2008 $118,474,000.00 February 2008 $118,474,000.00 March 2008 $118,474,000.00 April 2008 $118,474,000.00 May 2008 $118,474,000.00

Appears in 1 contract

Samples: Pooling and Servicing Agreement (First Franklin Mortgage Loan Trust 2006-Ff7)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 1 contract

Samples: Trust Agreement (Lehman Mortgage Trust 2008-6)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor as to (a) Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Trustee Trustee Any other 1108(a)(3) servicer N/A Any 1110 Originator Depositor Any 1112(b) Significant Obligor Depositor Any 1114 Credit Enhancement Provider Depositor Any 1115 Derivative Counterparty Depositor Provider Any other 1101(d)(1) material party Depositor Whether there are any "outside the Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements" other than would be obtained in an arm’s 's length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s 's understanding of the Certificates: Trustee Trustee Any other 1108(a)(3) servicer N/A Any 1110 Originator Depositor Any 1112(b) Significant Obligor Depositor Any 1114 Credit Enhancement Provider Depositor Any 1115 Derivative Counterparty Depositor Provider Any other 1101(d)(1) material party Depositor Whether there are any specific Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee Any other 1108(a)(3) servicer Servicer ▪ N/A Any 1110 Originator Depositor/Sponsor ▪ Depositor Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor Any 1115 Derivate Derivative Counterparty Depositor Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor EXHIBIT V Form 8K FORM OF CERTIFICATION TO BE PROVIDED TO DEPOSITOR Re: BCAP 2006-K Disclosure Information FORM 8RR1 (the "Trust"), Resecuritization Pass-K DISCLOSURE INFORMATION Item on Form 8Through Certificates, Series 2006-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material RR1, issued pursuant to the securitizationTrust Agreement, even if depositor is not a party. Examples: servicing agreementdated as of November 30, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in 2006 (the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms"Trust Agreement"), even if by and among BCAP LLC, as depositor is not a party. Examples: servicing agreement(the "Depositor") and Wells Fargo Bank N.A., custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding as trustee (the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/"Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents").

Appears in 1 contract

Samples: Trust Agreement (Bcap 2006-Rr1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Responsible Party ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V P Form of Master Loan Purchase Agreement, between various sellers and Gxxxxxx Sxxxx Mortgage Company [See Exhibit 99.1 to Form 8-K/A filed with the Commission on February 14, 2006, Accession No. 0000905148-06-001326] EXHIBIT Q Flow Servicing Agreement, dated as of January 1, 2006, between Avelo Mortgage, L.L.C. and Gxxxxxx Sxxxx Mortgage Company [See Exhibit 99.13 to Form 8-K Disclosure Information FORM 8filed with the Commission on March 14, 2006, Accession No. 0000905148-K DISCLOSURE INFORMATION Item on Form 806-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling 00297] EXHIBIT R Mortgage Loan Sale and Servicing Agreement, dated as of March 1, 2007 by and between Gxxxxxx Sxxxx Mortgage Company and Fifth Third Mortgage Company EXECUTION MORTGAGE LOAN SALE AND SERVICING AGREEMENT between FIFTH THIRD MORTGAGE COMPANY, as Seller and as Servicer and GXXXXXX SXXXX MORTGAGE COMPANY, as Purchaser Dated as of March 1, 2007 Conventional, Fixed and Adjustable Rate, Residential Mortgage Loans TABLE OF CONTENTS Page SECTION 1. Trust Administrator/Trustee/Depositor (DEFINITIONS 1 SECTION 2. PURCHASE AND CONVEYANCE. 18 SECTION 3. MORTGAGE LOAN SCHEDULE 18 SECTION 4. PURCHASE PRICE. 19 SECTION 5. EXAMINATION OF MORTGAGE FILES 19 SECTION 6. DELIVERY OF MORTGAGE LOAN DOCUMENTS. 19 Subsection 6.01 Possession of Mortgage Files 19 Subsection 6.02 Books and Records 20 Subsection 6.03 Delivery of Mortgage Loan Documents 20 Subsection 6.04 MERS Designated Loans 21 SECTION 7. REPRESENTATIONS, WARRANTIES AND COVENANTS; REMEDIES FOR BREACH. 22 Subsection 7.01 Representations and Warranties Regarding Individual Mortgage Loans. 22 Subsection 7.02 Seller Representations 36 Subsection 7.03 Remedies for Breach of Representations and Warranties. 39 Subsection 7.04 Repurchase of Mortgage Loans with respect Early Payment Defaults 41 Subsection 7.05 Premium Recapture 41 SECTION 8. CLOSING 42 SECTION 9. CLOSING DOCUMENTS 42 SECTION 10. COSTS 44 SECTION 11. ADMINISTRATION AND SERVICING OF THE MORTGAGE LOANS. 44 Subsection 11.01 Servicer to each, only to the extent it is a party to any such documents)Act as Servicer 44 Subsection 11.02 Liquidation of Mortgage Loans 45 Subsection 11.03 Collection of Mortgage Loan Payments 45

Appears in 1 contract

Samples: Servicing and Trust Agreement (GSAA Home Equity Trust 2007-8)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O ASSIGNMENT, ASSUMPTION AND RECOGNITION AGREEMENT This Assignment, Assumption and Recognition Agreement (this “AAR Agreement”) is made and entered into as of August 30, 2006 (the “Closing Date”), among Nomura Credit & Capital, Inc., having an address at 2 World Financial Center, Building B, 21st Floor, New York, New York 10281 (the “Assignor”), Nomura Asset Acceptance Corporation, having an address at 2 World Financial Center, Building B, 21st Floor, New York, New York 10281 (the “Assignee”) and Wxxxx Fargo Bank, N.A., having an address at 1 Xxxx Xxxxxx, Xxx Xxxxxx, Xxxx 00000-0000 (the “Servicer” or the “Company”). In consideration of the mutual promises contained herein the parties hereto agree that the residential mortgage loans identified on the schedule annexed hereto as Attachment 1 (the “Assigned Loans”), which are now serviced by the Servicer on behalf of the Assignor and its successors and assigns pursuant to the extent it is a party Seller’s Warranties and Servicing Agreement (WFHM 2006-W32), dated as of May 1, 2006, between the Assignor and the Servicer (the “Servicing Agreement”) and attached hereto as Attachment 2, shall be sold by the Assignor to any such documentsthe Assignee pursuant to the Mortgage Loan Purchase Agreement, dated as of August 1, 2006 (the “MLPA”), between the Assignor and the Assignee and subject to the terms of this AAR Agreement. The Assignee intends to transfer all right, title and interest in and to the Assigned Loans and the Servicing Agreement to HSBC Bank USA, National Association, as trustee (the “Trustee”) for the holders of Nomura Asset Acceptance Corporation, Alternative Loan Trust, Series 2006-WF1 Mortgage Pass-Through Certificates (the “Certificateholders”) pursuant to the Pooling and Servicing Agreement, dated as of August 1, 2006 (the “Pooling and Servicing Agreement”) among the Assignor, as sponsor, the Assignee, as depositor, the Trustee and Wxxxx Fargo Bank, N.A., as master servicer (the “Master Servicer”) and securities administrator (the “Securities Administrator”). Capitalized terms used herein but not defined shall have the meanings ascribed to them in the Servicing Agreement.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Nomura Asset Acceptance Corporation, Alternative Loan Trust, Series 2006-Wf1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) · Master Servicer Master Servicer ▪ Trust · Securities Administrator Trust Securities Administrator · Indenture Trustee Indenture Trustee · Owner Trustee Owner Trustee · Any other 1108(a)(3) servicer Servicer ▪ Servicer/Subservicer · Any 1110 Originator Depositor/Sponsor ▪ Seller · Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Seller · Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Seller · Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Seller · Any other 1101(d)(1) material party Depositor/Sponsor Seller ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) · Master Servicer Master Servicer ▪ Trust · Securities Administrator Trust Securities Administrator · Indenture Trustee Indenture Trustee · Owner Trustee Owner Trustee · Any other 1108(a)(3) servicer Servicer ▪ Servicer/Subservicer · Any 1110 Originator Depositor/Sponsor ▪ Seller · Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Not Applicable · Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Not Applicable · Any 1115 Derivate Counterparty Provider DepositorCap Counterparty/Sponsor ▪ Depositor · Any other 1101(d)(1) material party Depositor/Sponsor Seller Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) · Master Servicer Master Servicer ▪ Trust · Securities Administrator Trust Securities Administrator · Owner Trustee Owner Trustee · Indenture Trustee Indenture Trustee · Any other 1108(a)(3) servicer Servicer ▪ Servicer/Subservicer · Any 1110 Originator Depositor/Sponsor ▪ Seller · Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Not Applicable · Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Not Applicable · Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Not Applicable · Any other 1101(d)(1) material party Depositor/Sponsor Depositor/ Seller EXHIBIT V Form O FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Depositor Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Depositor Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor · Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Seller · Depositor Depositor · Master Servicer Master Servicer · Affiliated Servicer Servicer ▪ Servicer/Subservicer · Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Servicer/Subservicer · Other material servicers Servicer ▪ Servicer/Subservicer · Owner Trustee Owner Trustee ▪ Trust · Indenture Trustee Indenture Trustee · Securities Administrator Trust Securities Administrator FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible · Significant Obligor Depositor ▪ Not Applicable · Credit Enhancer (10% or more) Depositor ▪ Not Applicable · Derivative Counterparty Cap Counterparty/Depositor · Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Securities Administrator Depositor (with respect to each, only Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the extent it is a party to any such documents)governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor

Appears in 1 contract

Samples: Transfer and Servicing Agreement (HomeBanc Mortgage Trust 2006-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Starm Mortgage Loan Trust 2007-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Depositor as to (a) Trustee as to (b) ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) P-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor P-3 EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer (as to itself) ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) ▪ Other material servicers Servicer (as to itself) ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/Depositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Trustee/Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit [ ], as [Securities Administrator] [Master Servicer] By:_____________________________________ Name: Title: EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] [Master Servicer Address] Attention: RMBS – SEMT 201__-__ Attention: Sequoia Mortgage Trust 201__-__, Mortgage Pass-Through Certificates, Series 201__-__ In accordance with the requirements for obtaining certain information pursuant to the extent it is a party Pooling and Servicing Agreement, dated as of [__________ __, 201__] (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, Wxxxx Fargo Bank, N.A., as Master Servicer and Securities Administrator, and U.S. Bank National Association, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Sequoia Residential Funding Inc)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Reg AB Item 1122: Compliance with applicable Servicer Criteria • See Exhibit P Servicer, Master Servicer, Securities Administrator, Custodian Reg AB Item 1123: Servicer Compliance Statement • annual compliance statement Servicer, Master Servicer, Securities Administrator EXHIBIT V U Form 8of Back-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. ExamplesUp Certification Re: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement, dated as of December 1, 2006, among SG Mortgage Securities, LLC, as Depositor, Option One Mortgage Corporation, as Originator, Xxxxx Fargo Bank, N.A., as custodian, master servicer, and securities administrator, and HSBC Bank USA, National Association, as trustee. Trust Administrator/I, ________________________________, the _______________________ of [NAME OF COMPANY], certify to [the Purchaser], [the Depositor], and the Master Servicer [,Trustee/Depositor (], and their officers, with respect to eachthe knowledge and intent that they will rely upon this certification, only to the extent it is a party to any such documents)that:

Appears in 1 contract

Samples: Pooling and Servicing Agreement (SG Mortgage Securities Trust 2006-Opt2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form T ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee T-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT U ADDITIONAL DISCLOSURE NOTIFICATION Wxxxx Fargo Bank, N.A. as Securities Administrator Oxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: cxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx Attn: Corporate Trust Services - HARBORVIEW MORTGAGE LOAN TRUST 2006-8-SEC REPORT PROCESSING RE: **Additional Form [ ] Disclosure**Required Ladies and Gentlemen: In accordance with Section 3.19(a)(ii) of the Pooling and Servicing Agreement dated as of August 1, 2006, among Greenwich Capital Acceptance, Inc., as Depositor, Greenwich Capital Financial Products, Inc., as Seller, Wxxxx Fargo Bank, N.A., as Master Servicer and Securities Administrator, Cxxxxxx Fixed Income Services, Inc., as Credit Risk Manager and Deutsche Bank National Trust Company, as Trustee and Custodian, the undersigned, as [ ], hereby notifies you that certain events have come to any such documents)our attention that [will][may] need to be disclosed on Form [ ]. Description of Additional Form [ ] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: ________________________________ Name: Title: SCHEDULE I MORTGAGE LOAN SCHEDULE

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Harborview 2006-8)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) Ÿ Master Servicer Master Servicer ▪ Trust Ÿ Securities Administrator Trust Securities Administrator Ÿ Trustee Depositor/Sponsor as to (a) Trustee as to (b) Ÿ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor(as to itself) X Xxx 0000 Xxxxxxxxxx Xxxxxxxxx/Sponsor ▪ Xxxxxxx X Any 1112(b) Significant Obligor Depositor/Sponsor Ÿ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty X Xxx 0000 Xxxxxxxxxx Xxxxxxxxxxxx Provider Depositor/Sponsor Ÿ Any other 1101(d)(1) material party Depositor/Sponsor M-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) Ÿ Master Servicer Master Servicer ▪ Trust Ÿ Securities Administrator Trust Securities Administrator Ÿ Trustee Trustee ▪ Depositor/Sponsor Ÿ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor(as to itself) X Xxx 0000 Xxxxxxxxxx Xxxxxxxxx/Sponsor ▪ Xxxxxxx X Any 1112(b) Significant Obligor Depositor/Sponsor Ÿ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty X Xxx 0000 Xxxxxxxxxx Xxxxxxxxxxxx Provider Depositor/Sponsor Ÿ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) Ÿ Master Servicer Master Servicer ▪ Trust Ÿ Securities Administrator Trust Securities Administrator Ÿ Trustee Trustee ▪ Depositor/Sponsor Ÿ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor(as to itself) X Xxx 0000 Xxxxxxxxxx Xxxxxxxxx/Sponsor ▪ Xxxxxxx X Any 1112(b) Significant Obligor Depositor/Sponsor Ÿ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty X Xxx 0000 Xxxxxxxxxx Xxxxxxxxxxxx Provider Depositor/Sponsor Ÿ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor Ÿ Sponsor (Seller) Depositor/Sponsor (Seller) Ÿ Depositor Depositor Ÿ Master Servicer Master Servicer Ÿ Affiliated Servicer Servicer (as to itself) Ÿ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) Ÿ Other material servicers Servicer (as to itself) Ÿ Trustee Trustee ▪ Trust Ÿ Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ X Xxxxxxxxxxx Xxxxxxx Xxxxxxxxx X-0 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Ÿ Credit Enhancer (10% or more) Depositor Ÿ Derivative Counterparty Depositor Ÿ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator N-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] Xxxxx Fargo Bank, National Association 0000 Xxx Xxxxxxxxx Xxxx XxxxxxxxXxxxxxxx, Xxxxxxxx 00000X.X. 000 Xxxxxxxxx Xx., 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: RMBSCitibank Agency & Trust – SEMT 2013-3 Attention: Sequoia Mortgage Trust 2013-3, Mortgage Pass-Through Certificates, Series 2013-3 In accordance with the requirements for obtaining certain information pursuant to the extent it is Amended and Restated Pooling and Servicing Agreement, dated as of FebruaryJanuary 1, 20132014 (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, Xxxxx Fargo Bank, N.A., as Master Servicer and, Citibank, N.A., as Securities Administrator, and Christiana Trust, a party division of Wilmington Savings Fund Society, FSB, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2013-3)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form T ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT U FORM OF ADDITIONAL DISCLOSURE NOTIFICATION Xxxxx Fargo Bank, N.A. as Securities Administrator 0000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: xxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx Attn: Corporate Trust Services – LUMINENT MORTGAGE TRUST 2006-4-SEC REPORT PROCESSING RE: **Additional Form [ ] Disclosure**Required Ladies and Gentlemen: In accordance with Section 3.19(a)(ii) of the Pooling and Servicing Agreement dated as of May 1, 2006 among the Greenwich Capital Assistance, Inc., as depositor, Luminent Mortgage Capital, Inc., as Sponsor, Maia Mortgage Finance Statutory Trust, as Seller, Greenwich Capital Financial Products, Inc., as Servicing Rights Owner, Xxxxx Fargo Bank, N.A., as Master Servicer and Securities Administrator and HSBC Bank USA, National Association, as Trustee, the undersigned, as [ ], hereby notifies you that certain events have come to any such documents)our attention that [will][may] need to be disclosed on Form [ ]. Description of Additional Form [ ] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: Name: Title: cc: Greenwich Capital Acceptance, Inc. 000 Xxxxxxxxx Xxxx Xxxxxxxxx, Xxxxxxxxxxx 00000 Attention: Legal Fax: (000) 000-0000 EXHIBIT V LIST OF PURCHASE AGREEMENTS

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Luminent 2006-4)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller)Sponsor, Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Sponsor/Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller)Sponsor, Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller Depositor as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller)Sponsor, Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) SponsorDepositor/Seller Sponsor as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)Sponsor

Appears in 1 contract

Samples: Trust Agreement (GreenPoint Mortgage Funding Trust 2006-Oh1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer Depositor/Sponsor ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form X FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party other than the Trustee Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party other than the Trustee Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties other than the Trustee Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT Y ADDITIONAL DISCLOSURE NOTIFICATION **SEND TO WXXXX FARGO VIA FAX TO 400-000-0000 AND VIA EMAIL TO cxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx AND VIA OVERNIGHT MAIL TO THE ADDRESS IMMEDIATELY BELOW. SEND TO THE DEPOSITOR AT THE ADDRESS BELOW** Wxxxx Fargo Bank, N.A. as Securities Administrator 9000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: cxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx HSI Asset Securitization Corporation 400 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Head MBS Principal Finance Attn: Corporate Trust Services - [DEAL NAME]-SEC REPORT PROCESSING RE: **Additional Form [ ] Disclosure**Required Ladies and Gentlemen: In accordance with Section [ ] of the Pooling and Servicing Agreement, dated as of [ ] [ ], 2006, among [ ], as [ ], [ ], as [ ], [ ], as [ ] and [ ], as [ ]. The Undersigned, as [ ], hereby notifies you that certain events have come to any such documents)our attention that [will][may] need to be disclosed on Form [ ]. Description of Additional Form [ ] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: Name: Title: EXHIBIT Z CLASS NOTIONAL BALANCE SCHEDULE FOR CLASS A-IO CERTIFICATES The Class Notional Balance of the Class A-IO Certificates for each Distribution Date will be the lesser of (1) the notional balance for the applicable Distribution Date set forth in the schedule below and (2) the Pool Balance as of the first day of the related Due Period: Distribution Date Class Notional Balance July 2006 $421,179,000.00 August 2006 $421,179,000.00 September 2006 $421,179,000.00 October 2006 $421,179,000.00 November 2006 $421,179,000.00 December 2006 $421,179,000.00 January 2007 $336,943,000.00 February 2007 $336,943,000.00 March 2007 $336,943,000.00 April 2007 $336,943,000.00 May 2007 $336,943,000.00 June 2007 $336,943,000.00 July 2007 $252,707,000.00 August 2007 $252,707,000.00 September 2007 $252,707,000.00

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Hsi Asset Securitization Corp)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor R-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V S Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Trustee Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust AdministratorTrustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (with respect Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to eachexternal credit enhancements as well as derivatives. Depositor/Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, only provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the extent it is a party to any such documents)foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor

Appears in 1 contract

Samples: Custodial Agreement (Lehman XS Trust 2007-1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer1 ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer1 ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer1 ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer Depositor/Sponsor ▪ Any 1110 Originator Depositor/Sponsor 1 This information to be provided pursuant to the applicable Servicing Agreement. ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer1 ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor 1 This information to be provided pursuant to the applicable Servicing Agreement. EXHIBIT V Form X FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party other than the Trustee Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party other than the Trustee Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer Servicer1 ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer Servicer1 ▪ Other material servicers Servicer Servicer1 ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)Depositor

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Hsi Asset Securitization Corp)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor T-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form U FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect parties, as to any agreement entered into by such party themselves Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect parties, as to any agreement entered into by such party themselves Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor Sponsor (Seller) Depositor/Sponsor (Seller) Depositor Depositor Master Servicer Master Servicer Affiliated Servicer Servicer Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer Other material servicers Servicer Trustee Trustee ▪ Trust • Securities Administrator Trust Securities Administrator FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Partly Responsible • Significant Obligor Depositor Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/Servicer/ Trustee (as to new trustee) Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Partly Responsible Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party to any such documents)financial statement or exhibit EXHIBIT V ADDITIONAL DISCLOSURE NOTIFICATION Xxxxx Fargo Bank, N.A. as Securities Administrator Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: xxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx [insert name and address of Depositor]

Appears in 1 contract

Samples: Pooling and Servicing Agreement (NYMT Securities CORP)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to Depositor and Issuing Entity (a) Sponsor/Seller as to Sponsor/Seller (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to Depositor and Issuing Entity (a) Sponsor/Seller as to Sponsor/Seller (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Depositor and Issuing Entity Sponsor/Seller as to (a) Sponsor/Seller ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form T ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Trust Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee (if change of the Securities Administrator) Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is financial statement or exhibit EXHIBIT U FORM OF ADDITIONAL DISCLOSURE NOTIFICATION Wxxxx Fargo Bank, N.A. as Securities Administrator 9000 Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: cxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx Attn: Corporate Trust Services - TXXXXXXXX MORTGAGE TRUST 2006-4-SEC REPORT PROCESSING RE: Additional Form [ ] Disclosure Required Ladies and Gentlemen: In accordance with Section 3.19(a)(ii) of the Trust Agreement dated as of July 1, 2006 by and among the Structured Asset Securities Corporation, as depositor, Txxxxxxxx Mortgage Home Loans, Inc., as seller, Wxxxx Fargo Bank, N.A., as master servicer and securities administrator, the Wilmington Trust Company, as Delaware trustee and LaSalle Bank, National Association, as trustee, the undersigned, as [ ], hereby notifies you that certain events have come to our attention that [will][may] need to be disclosed on Form [10-D] [10-K] [8-K]. Description of Additional Form [10-D] [10-K] [8-K] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: __________________ Name: Title: SCHEDULE I MORTGAGE LOAN SCHEDULE [To be retained in a party to any such documents)separate closing binder entitled “Txxxxxxxx 2006-4 Mortgage Loan Schedule” at the Washington DC offices of MxXxx Xxxxxx LLP] SCHEDULE II GROUP 1 MORTGAGE LOAN SCHEDULE [To be retained in a separate closing binder entitled “Txxxxxxxx 2006-4 Mortgage Loan Schedule” at the Washington DC offices of MxXxx Xxxxxx LLP] SCHEDULE III GROUP 2 MORTGAGE LOAN SCHEDULE [To be updated by Seller on each distribution date for which a Modifiable Mortgage Loan becomes modified in the immediately preceding Due Period.]

Appears in 1 contract

Samples: Trust Agreement (Thornburg Mortgage Securities Trust 2006-4)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form K-3 FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT L FORM OF SERVICER CERTIFICATION Re: __________ (the “Trust”) Mortgage Pass-Through Certificates, Series 2007-AB1 I, [identify the certifying individual], certify to any such documentsDeutsche Alt-A Securities, Inc. (the “Depositor”), HSBC Bank USA, National Association (the “Trustee”) and Xxxxx Fargo Bank, National Association (the “Master Servicer”), and their respective officers, directors and affiliates, and with the knowledge and intent that they will rely upon this certification, that:

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Deutsche Alt-B Securities Mortgage Loan Trust, Series 2007-Ab1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form T ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator/Trustee Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is financial statement or exhibit EXHIBIT U ADDITIONAL DISCLOSURE NOTIFICATION Xxxxx Fargo Bank, N.A. as Securities Administrator Xxx Xxxxxxxxx Xxxx Xxxxxxxx, Xxxxxxxx 00000 Fax: (000) 000-0000 E-mail: xxx.xxx.xxxxxxxxxxxxx@xxxxxxxxxx.xxx Attn: Corporate Trust Services - HARBORVIEW MORTGAGE LOAN TRUST 2006-6-SEC REPORT PROCESSING RE: **Additional Form [ ] Disclosure**Required Ladies and Gentlemen: In accordance with Section 3.19(a)(ii) of the Pooling and Servicing Agreement dated as of January 1, 2006, by and among the Greenwich Capital Assistance, Inc., as Depositor, Greenwich Capital Financial Products, Inc., as Seller, Xxxxx Fargo Bank, N.A., as Master Servicer and Securities Administrator and Deutsche Bank National Trust Company as Trustee and Custodian, the undersigned, as [ ], hereby notifies you that certain events have come to our attention that [will][may] need to be disclosed on Form [ ]. Description of Additional Form [ ] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: Name: Title: SCHEDULE I MORTGAGE LOAN SCHEDULE [To be retained in a party to any such documentsseparate closing binder entitled “HarborView 2006-6 Mortgage Loan Schedule” at the Washington DC offices of XxXxx Xxxxxx LLP] SCHEDULE II [Reserved] SCHEDULE III YIELD MAINTENANCE PAYMENTS Class B-1, Class B-2 and Class B-3 Certificates Distribution Date Yield Maintenance Notional Balance ($) Strike Rate (%) [On file at the Washington DC offices of XxXxx Xxxxxx LLP] Class B-2 Certificates Distribution Date Yield Maintenance Notional Balance ($) Strike Rate (%) Distribution Date Yield Maintenance Notional Balance ($) Strike Rate (%) Distribution Date Yield Maintenance Notional Balance ($) Strike Rate (%) Class B-3 Certificates Distribution Date Yield Maintenance Notional Balance ($) Strike Rate (%) Distribution Date Yield Maintenance Notional Balance ($) Strike Rate (%) Distribution Date Yield Maintenance Notional Balance ($) Strike Rate (%)

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Harborview 2006-6)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer1 ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer1 ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer1 ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer Depositor/Sponsor ▪ Any 1110 Originator Depositor/Sponsor EXHIBIT W-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Servicer Servicer1 ▪ Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor 1 This information to be provided pursuant to the applicable Servicing Agreement. EXHIBIT V Form X FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party other than the Trustee Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party other than the Trustee Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer Servicer1 ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer Servicer1 ▪ Other material servicers Servicer Servicer1 ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor 1 This information to be provided pursuant to the applicable Servicing Agreement. EXHIBIT X-1 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust AdministratorDepositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/ Depositor/ Servicer1 Reg AB disclosure about any new servicer or master servicer is also required. Servicer1/TrusteeMaster Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor 1 This information to be provided pursuant to the applicable Servicing Agreement. EXHIBIT X-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties other than the Trustee Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT X-3 EXHIBIT Y ADDITIONAL DISCLOSURE NOTIFICATION **SEND TO CITIBANK VIA FAX TO (000) 000-0000 AND VIA EMAIL TO JXXXXXXX.XXXXXXX@XXXXXXXXX.XXX AND VIA OVERNIGHT MAIL TO THE ADDRESS IMMEDIATELY BELOW. SEND TO THE DEPOSITOR AT THE ADDRESS BELOW** Citibank, N.A., as Securities Administrator 300 Xxxxxxxxx, 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Structured Finance Agency and Trust - HSI Asset Loan Obligation 2007-1 Fax: (000) 000-0000 E-mail: jxxxxxxx.xxxxxxx@xxxxxxxxx.xxx HSI Asset Securitization Corporation 400 Xxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Head MBS Principal Finance Attn: Corporate Trust Services - [DEAL NAME]-SEC REPORT PROCESSING RE: **Additional Form [ ] Disclosure**Required Ladies and Gentlemen: In accordance with Section [ ] of the Pooling and Servicing Agreement, dated as of [ ] [ ], 2006, among [ ], as [ ], [ ], as [ ], [ ], as [ ] and [ ], as [ ]. The Undersigned, as [ ], hereby notifies you that certain events have come to our attention that [will][may] need to be disclosed on Form [ ]. Description of Additional Form [ ] Disclosure: List of Any Attachments hereto to be included in the Additional Form [ ] Disclosure: Any inquiries related to this notification should be directed to [ ], phone number: [ ]; email address: [ ]. [NAME OF PARTY] as [role] By: __________________________ Name: Title: EXHIBIT Z FORM OF EXCHANGE NOTICE [CERTIFICATEHOLDER’s LETTERHEAD] [DATE] Citibank, N.A. as Securities Administrator 100 Xxxx Xxxxxx 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Corporate Trust Services - HSI Asset Loan Obligation Trust 2007-1 Re: HSI Asset Securitization Loan Obligation Trust 2007-1 / Exchange Ladies and Gentlemen: Pursuant to the extent it is terms of the Pooling and Servicing Agreement (the “Pooling and Servicing Agreement”) dated as of [_________] among HSI Asset Securitization Corporation, as depositor, Wxxxx Fargo Bank, N.A., as custodian, CitiMortgage, Inc., as master servicer, Citibank, N.A., as securities administrator, and Deutsche Bank National Trust Company, as trustee (the “Trustee”), we hereby present and surrender the Exchangeable [Exchanged] Certificates specified on Annex I attached hereto (the “Exchangeable [Exchanged] Certificates”) and transfer, assign, set over and otherwise convey to the Securities Administrator, all of our right, title and interest in and to the Exchangeable [Exchanged] Certificates, including all payments of interest thereon received after [________], in exchange for the Exchanged [Exchangeable] Certificates specified on Schedule II of the Pooling and Servicing Agreement (the “Exchanged [Exchangeable] Certificates”). We agree that upon such exchange the portions of the Exchangeable [Exchanged] Certificates designated for exchange shall be deemed cancelled and replaced by the Exchanged [Exchangeable] Certificates issued in exchange therefor. We confirm that we have paid a party fee to any the Securities Administrator in connection with such documents)exchange equal to $9,000. Very truly yours, [NAME OF TRANSFEREE] By: Authorized Officer [MEDALLION STAMP GUARANTEE] EXHIBIT Z-1 Acknowledged by: CITIBANK, N.A., as Securities Administrator By: _________________________________ Name: Title: By: _________________________________ Name: Title: ANNEX I TO EXHIBIT Z INITIAL EXCHANGEABLE CERTIFICATES Exchangeable [Exchanged] Certificates Exchanged [Exchangeable] Certificates Certificateholder’s DTC Participant Number Proposed Exchange Date Certificate(s) Outstanding Certificate Principal Balance or Notional Amount CUSIP Number Certificate(s) Initial Certificate Principal Balance or Notional Amount CUSIP Number

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Hsi Asset Securitization Corp)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form K-3 FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT L FORM OF SERVICER CERTIFICATION Re: __________ (the “Trust”) Mortgage Pass-Through Certificates, Series 2006-AR6 I, [identify the certifying individual], certify to any such documentsDeutsche Alt-A Securities, Inc. (the “Depositor”), HSBC Bank USA, National Association (the “Trustee”) and Xxxxx Fargo Bank, National Association (the “Master Servicer”), and their respective officers, directors and affiliates, and with the knowledge and intent that they will rely upon this certification, that:

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Deutsche Alt-a Securities Mortgage Loan Trust, Series 2006-Ar6)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Depositor/Sponsor as to (a) Trustee as to (b) • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor M-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor Sponsor (Seller) Depositor/Sponsor (Seller) Depositor Depositor Master Servicer Master Servicer Affiliated Servicer Servicer (as to itself) • Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) • Other material servicers Servicer (as to itself) • Trustee Trustee ▪ Trust • Securities Administrator Trust Securities Administrator Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible • Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator N-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] Citibank, N.A. 000 Xxxxxxxxx Xx., 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Citibank Agency & Trust – SEMT 2013-2 Attention: Sequoia Mortgage Trust 2013-2, Mortgage Pass-Through Certificates, Series 2013-2 In accordance with the requirements for obtaining certain information pursuant to the extent it is Amended and Restated Pooling and Servicing Agreement, dated as of January 1, 2014 (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, Xxxxx Fargo Bank, N.A., as Master Servicer, Citibank, N.A., as Securities Administrator and Christiana Trust, a party division of Wilmington Savings Fund Society, FSB, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2013-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Depositor as to (a) Trustee as to (b) ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer (as to itself) ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form Q ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer (as to itself) ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) ▪ Other material servicers Servicer (as to itself) ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/Depositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Trustee/Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties (as to themselves) Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party to any such documents)financial statement or exhibit XXXXX FARGO BANK, N.A., as [Securities Administrator] [Master Servicer] By:_____________________________________ Name: Title: SCHEDULE A MORTGAGE LOAN SCHEDULE

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2007-3)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor Seller (SellerSponsor), Depositor or Trust Fund (Issuing Entity Entity) is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ § Master Servicer Master Servicer § Trust Administrator Trust Administrator § Indenture Trustee Indenture Trustee § Any other 1108(a)(3) servicer Servicer § Any 1110 Originator Depositor/Sponsor ▪ Depositor § Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor § Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor § Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor § Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor Seller (SellerSponsor), Depositor Item on Form 10-K Party Responsible Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a CertificateholderNoteholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ § Master Servicer Master Servicer § Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ § Any other 1108(a)(3) servicer Servicer § Any 1110 Originator Depositor/Sponsor ▪ Depositor § Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor § Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor § Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor § Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor Seller (SellerSponsor), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ § Master Servicer Master Servicer § Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ § Any other 1108(a)(3) servicer Servicer § Any 1110 Originator Depositor/Sponsor ▪ Depositor § Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Depositor § Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Depositor § Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Depositor § Any other 1101(d)(1) material party Depositor/Sponsor Depositor EXHIBIT V O Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement All parties Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement All parties Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Depositor Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: § Seller (Sponsor) Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ § Depositor Depositor § Master Servicer Master Servicer § Affiliated Servicer Servicer § Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer § Other material servicers Servicer § Indenture Trustee Indenture Trustee § Trust Administrator Trust Administrator Item on Form 8-K Party Responsible § Significant Obligor Depositor § Credit Enhancer (10% or more) Depositor § Derivative Counterparty Depositor § Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Depositor Master Servicer Trust Administrator Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholdersNoteholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Trust Administrator Indenture Trustee Depositor Disclosure is required of any material modification to document documents defining the rights of CertificateholdersNoteholders, including the Pooling Transfer and Servicing Agreement. Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Depositor Disclosure is required of any amendment “to the governing documents of the Issuing Entity”. Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Trust Administrator Master Servicer/Trust Administrator/Depositor/ Servicer/Indenture Trustee Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or Indenture Trustee. Reg AB disclosure about any new servicer or Servicer/Master Servicer/Depositor (with respect Item on Form 8-K Party Responsible master servicer is also required. Reg AB disclosure about any new Indenture Trustee is also required. Indenture Trustee Item 6.03- Change in Credit Enhancement or External Support Depositor/Trust Administrator Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to eachexternal credit enhancements as well as derivatives. Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Trust Administrator Indenture Trustee Item 6.05- Securities Act Updating Disclosure Depositor If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, only provide updated Reg AB disclosure about the actual asset pool. If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the extent it is a party to any such documents)foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties

Appears in 1 contract

Samples: Transfer and Servicing Agreement (Fieldstone Mortgage Investment CORP)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ● Master Servicer Master Servicer ▪ Trust ● Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust ● Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) Master Servicer Master Servicer ▪ Trust ● Securities Administrator Trust Securities Administrator Trustee Trustee Any other 1108(a)(3) servicer Servicer Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ● Any 1115 Derivate Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor Sponsor (Seller) Depositor/Sponsor (Seller) Depositor Depositor Master Servicer Master Servicer Affiliated Servicer Servicer Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer Other material servicers Servicer Trustee Trustee ▪ Trust ● Securities Administrator Trust Securities Administrator Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible ● Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Securities Administrator Trustee Depositor (with respect to each, only Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the extent it is a party to any such documents)governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Dsla 2007-Ar1)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form K-3 FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Trustee Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT L FORM OF SERVICER CERTIFICATION Re: __________ (the “Trust”) Mortgage Pass-Through Certificates, Series 2006-AB4 I, [identify the certifying individual], certify to any such documentsDeutsche Alt-A Securities, Inc. (the “Depositor”), HSBC Bank USA, National Association (the “Trustee”) and Xxxxx Fargo Bank, National Association (the “Master Servicer”), and their respective officers, directors and affiliates, and with the knowledge and intent that they will rely upon this certification, that:

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Deutsche Alt-B Securities Mortgage Loan Trust, Series 2006-Ab4)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Depositor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Administrator Trust Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer Servicer(2) ▪ Any 1110 Originator Depositor/Sponsor Depositor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor Depositor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor Depositor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor Depositor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8-K Disclosure Information FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)

Appears in 1 contract

Samples: Pooling and Servicing Agreement (HarborView 2006-10)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee Depositor/Sponsor ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form K-3 FORM 8-K Disclosure Information DISCLOSURE INFORMATION FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties (with respect to any agreement entered into by the Trustee, to the extent the Trustee is a party to such party agreement) Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties (with respect to any agreement entered into by the Trustee, to the extent the Trustee is a party to such party agreement) Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor (Seller) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Securities Administrator Trust Securities Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Trustee Depositor Item 5.03- Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01- ABS Informational and Computational Material Depositor Item 6.02- Change of Servicer, Securities Administrator or Trustee Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer/Master Servicer/Depositor (Reg AB disclosure about any new Trustee is also required. Successor trustee Item 6.03- Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04- Failure to Make a Required Distribution Securities Administrator Item 6.05- Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01- Reg FD Disclosure All parties Item 8.01- Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01- Financial Statements and Exhibits Responsible party for reporting/disclosing the extent it is a party financial statement or exhibit EXHIBIT L FORM OF SERVICER CERTIFICATION Re: __________ (the “Trust”) Mortgage Pass-Through Certificates, Series 2007-2 I, [identify the certifying individual], certify to any such documentsACE Securities Corp. (the “Depositor”), U.S. Bank National Association (the “Trustee”) and Xxxxx Fargo Bank, National Association (the “Master Servicer”), and their respective officers, directors and affiliates, and with the knowledge and intent that they will rely upon this certification, that:

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Deutsche Alt-a Securities Mortgage Loan Trust Series 2007-2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (a) Exhibit M-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (a) ▪ Master Servicer Master Servicer ▪ Trust Securities Administrator Trust Securities Administrator ▪ Trustee Trustee ▪ Any other 1108(a)(3) servicer Servicer ▪ Any 1110 Originator Depositor/Sponsor ▪ Any 1112(b) Significant Obligor Depositor/Sponsor ▪ Any 1114 Credit Enhancement Provider Depositor/Sponsor ▪ Any 1115 Derivate Counterparty Provider Depositor/Sponsor ▪ Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form 8Exhibit M-3 SCHEDULE I BOND LEVEL REPORT SCHEDULE II LOAN LEVEL REPORT SCHEDULE III REMITTANCE REPORT Data Field Investor_ID Category_ID Servicer loan number Investor Loan # PIF Principal Amount PIF Net Interest Paid PIF date Beginning scheduled note rate Ending note rate Beginning schedule service fee Ending service fee Format Number (no decimals) Number (no decimals) Number (no decimals) Number (no decimals) Number (two decimals) Number (two decimals) Date (mm/dd/yy) format Number (seven Decimals) Number (seven decimals) Number (seven decimals) Number (seven decimals) Description ID number used by your company for the investor ID number used by your company for the specific deal. Servicer Loan Number - loan number used at your company. Loan number used by Investor Paid-K Disclosure Information FORM 8in-K DISCLOSURE INFORMATION Item on Form 8full principal balance amount Net interest paid the loan was paid-K Party Responsible Item 1.01- Entry into a Material Definitive Agreement Disclosure is required regarding entry into in-full Enter the date the loan was paid-in-full. Leave blank if no PIF transaction. Beginning scheduled note rate before the servicer’s monthly activity. Can be blank for act/act pools. Ending scheduled loan note rate after servicer’s monthly activity (sch/sch) or amendment of any definitive agreement that is material to the securitizationending actual loan note rate after servicer’s activity (act/act). Beginning scheduled servicer service fee rate before the servicer’s monthly activity. Can be blank for act/act pools. Ending scheduled servicer service fee rate after the servicer’s monthly activity. Example: 1000 2 1234 56789 0.00 0.00 0.0887500 0.0887500 0.0025000 0.0025000 Ending due date Beginning schedule 100% P&I Ending 100% P&I Beginning security balance Ending security balance Ending part UPB Ending 100% UPB Principal remitted Interest remitted Principal Curtailment Date (mm/dd/yy) format Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Number (two decimals) Ending actual loan due date Beginning scheduled 100% monthly payment amount before the servicer’s monthly activity. Can be blank for act/act pools. Ending 100% scheduled monthly loan payment amount after servicer’s monthly activity (sch/sch) or the ending 100% actual monthly loan payment amount after servicer’s activity (act/act). (Sch/Sch) beginning scheduled balance. (Act/Act) beginning 100% Actual balance or the beginning participation Actual balance for participation loans. (Sch/Sch) Ending scheduled balance. (Act/Act) Ending 100% Actual balance or the ending participation Actual balance for participation loans. Ending actual participation loan principal balance after servicer’s monthly activity. Ending 100% actual principal balance after servicer’s monthly activity. (Sch/Sch) --- Add scheduled principal + Curtailments + payoff/liquidation amount (Act/Act) --- Add actual principal + curtailments + payoff/liquidation amounts. For Sch/Sch loans, even if depositor is not a partyenter the scheduled net interest amount remitted. Examples: servicing agreementFor Act/Act loans, custodial agreemententer the net interest amount remitted. Note: disclosure not required as to definitive agreements that are fully disclosed in Net Interest should equal the prospectus All parties with respect to any agreement entered into by such party Item 1.02- Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization Gross Interest Amount minus Service Fee Amount. (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial agreement. All parties with respect to any agreement entered into by such party Item 1.03- Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor ▪ Sponsor Sch/Sch) --- scheduled principal (SellerAct/Act) Depositor/Sponsor (Seller) ▪ Depositor Depositor ▪ Master Servicer Master Servicer ▪ Affiliated Servicer Servicer ▪ Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer ▪ Other material servicers Servicer ▪ Trustee Trustee ▪ Trust Administrator Trust Administrator ▪ Significant Obligor Depositor ▪ Credit Enhancer (10% or more) Depositor ▪ Derivative Counterparty Depositor ▪ Custodian Custodian Item 2.04- Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements to the certificateholders. Depositor Master Servicer Trust Administrator Item 3.03- Material Modification to Rights of Security Holders Disclosure is required of any material modification to document defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Administrator/Trustee/Depositor (with respect to each, only to the extent it is a party to any such documents)--- actual principal paid Curtailment amount 07/01/02 4475.51 4475.51 557866.38 557516.76 557866.38 557866.38 349.62 4009.67 349.62 0.00

Appears in 1 contract

Samples: Master Servicing (GSR Mortgage Loan Trust 2007-Ar2)

Reg AB Item 1119. Affiliations and Relationships Whether (a) the Sponsor (Seller), Depositor or Issuing Entity is an affiliate of the following parties, and (b) to the extent known and material, any of the following parties are affiliated with one another: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Depositor/Sponsor as to (a) Trustee as to (b) • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor M-2 ADDITIONAL FORM 10-K DISCLOSURE Item on Form 10-K Party Responsible Whether there are any “outside the ordinary course business arrangements” other than would be obtained in an arm’s length transaction between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material to a Certificateholder’s understanding of the Certificates: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor Whether there are any specific relationships involving the transaction or the pool assets between (a) the Sponsor (Seller), Depositor or Issuing Entity on the one hand, and (b) any of the following parties (or their affiliates) on the other hand, that exist currently or within the past two years and that are material: Depositor as to (a) Sponsor/Seller as to (ab) Master Servicer Master Servicer ▪ Trust • Securities Administrator Trust Securities Administrator Trustee Trustee ▪ Depositor/Sponsor • Any other 1108(a)(3) servicer Servicer (as to itself) • Any 1110 Originator Depositor/Sponsor Any 1112(b) Significant Obligor Depositor/Sponsor Any 1114 Credit Enhancement Provider Depositor/Sponsor Any 1115 Derivate Derivative Counterparty Provider Depositor/Sponsor Any other 1101(d)(1) material party Depositor/Sponsor EXHIBIT V Form N ADDITIONAL FORM 8-K Disclosure Information DISCLOSURE FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 1.01- 1.01 - Entry into a Material Definitive Agreement Disclosure is required regarding entry into or amendment of any definitive agreement that is material to the securitization, even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. Note: disclosure not required as to definitive agreements that are fully disclosed in the prospectus All parties with respect (as to any agreement entered into by such party themselves) Item 1.02- 1.02 - Termination of a Material Definitive Agreement Disclosure is required regarding termination of any definitive agreement that is material to the securitization (other than expiration in accordance with its terms), even if depositor is not a party. Examples: servicing agreement, custodial custody agreement. All parties with respect (as to any agreement entered into by such party themselves) Item 1.03- 1.03 - Bankruptcy or Receivership Disclosure is required regarding the bankruptcy or receivership, with respect to any of the following: Depositor Sponsor (Seller) Depositor/Sponsor (Seller) Depositor Depositor Master Servicer Master Servicer Affiliated Servicer Servicer (as to itself) • Other Servicer servicing 20% or more of the pool assets at the time of the report Servicer (as to itself) • Other material servicers Servicer (as to itself) • Trustee Trustee ▪ Trust • Securities Administrator Trust Securities Administrator Significant Obligor Depositor FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible • Credit Enhancer (10% or more) Depositor Derivative Counterparty Depositor Custodian Custodian Item 2.04- 2.04 - Triggering Events that Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Includes an early amortization, performance trigger or other event, including event of default, that would materially alter the payment priority/distribution of cash flows/amortization schedule. Disclosure will be made of events other than waterfall triggers which are disclosed in the monthly statements Distribution Date Statements to the certificateholders. Depositor Master Servicer Trust Securities Administrator Item 3.03- 3.03 - Material Modification to Rights of Security Holders Disclosure is required of any material modification to document documents defining the rights of Certificateholders, including the Pooling and Servicing Agreement. Trust Securities Administrator Depositor Item 5.03 - Amendments of Articles of Incorporation or Bylaws; Change of Fiscal Year Disclosure is required of any amendment “to the governing documents of the issuing entity”. Depositor Item 6.01 - ABS Informational and Computational Material Depositor Item 6.02 - Change of Servicer or Securities Administrator Requires disclosure of any removal, replacement, substitution or addition of any master servicer, affiliated servicer, other servicer servicing 10% or more of pool assets at time of report, other material servicers or trustee. Master Servicer/Securities Administrator/TrusteeDepositor/ Servicer (as to itself)/Trustee Reg AB disclosure about any new servicer or master servicer is also required. Servicer (as to itself)/Master Servicer/Depositor Reg AB disclosure about any new Trustee is also required. Depositor/Securities Administrator N-2 FORM 8-K DISCLOSURE INFORMATION Item on Form 8-K Party Responsible Item 6.03 - Change in Credit Enhancement or External Support Covers termination of any enhancement in manner other than by its terms, the addition of an enhancement, or a material change in the enhancement provided. Applies to external credit enhancements as well as derivatives. Depositor/Securities Administrator Reg AB disclosure about any new enhancement provider is also required. Depositor Item 6.04 - Failure to Make a Required Distribution Securities Administrator Item 6.05 - Securities Act Updating Disclosure If any material pool characteristic differs by 5% or more at the time of issuance of the securities from the description in the final prospectus, provide updated Reg AB disclosure about the actual asset pool. Depositor If there are any new servicers or originators required to be disclosed under Regulation AB as a result of the foregoing, provide the information called for in Items 1108 and 1110 respectively. Depositor Item 7.01 - Reg FD Disclosure All parties (as to themselves) Item 8.01 - Other Events Any event, with respect to eachwhich information is not otherwise called for in Form 8-K, only that the registrant deems of importance to certificateholders. Depositor Item 9.01 - Financial Statements and Exhibits Responsible party for reporting/disclosing the financial statement or exhibit EXHIBIT O FORM OF CERTIFICATION FOR NRSROs AND DEPOSITOR [Date] Citibank, N.A. 000 Xxxxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Citibank Agency & Trust – SEMT 2012-1 Attention: Sequoia Mortgage Trust 2012-1, Mortgage Pass-Through Certificates, Series 2012-1 In accordance with the requirements for obtaining certain information pursuant to the extent it is a party Amended and Restated Pooling and Servicing Agreement, dated as of January 1, 2014 (the “Pooling and Servicing Agreement”), by and among Sequoia Residential Funding, Inc., as Depositor, Xxxxx Fargo Bank, N.A., as Master Servicer, Citibank, N.A., as Securities Administrator, and U.S. Bank National Association, as Trustee with respect to the above-referenced certificates (the “Certificates”), the undersigned hereby certifies and agrees as follows: With respect to any such documents)Nationally Recognized Statistical Rating Organization (“NRSRO”):

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Sequoia Mortgage Trust 2012-1)

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